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NANOVIRICIDES, INC. Director's Dealing 2014

Sep 9, 2014

34915_dirs_2014-09-08_5652f2e3-b869-490a-b407-b58a3a5b5cef.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2013-05-13

Reporting Person: VYAS MEETA (Chief Financial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.001 per share 423570 Direct
Common Stock, par value $0.001 per share 16000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants to purchase Common Stock $1.00 2014-06-30 Common Stock, par value $0.001 per share (152500) Indirect
Warrants to purchase Common Stock $1.00 2014-06-30 Common Stock, par value $0.001 per share (75000) Indirect

Footnotes

F1: The original Form 3 filed on July 2, 2013, inadvertently omitted the shares owned by the Reporting Person directly. The number of securities and exercise prices on this Form 3/A do not reflect the Issuer's reverse stock split on a 1 for 3.5 basis effective September 10, 2013 or the extension of the warrants in Table II to August 15, 2014.

F2: The 16,000 shares of common stock are held in the name of Connect Capital Partners, LLC, of which Ms. Vyas holds voting and dispositive power.

F3: The warrants are exercisable at $1.00 per share.