AI assistant
NANOVIRICIDES, INC. — Director's Dealing 2014
Sep 9, 2014
34915_dirs_2014-09-08_5652f2e3-b869-490a-b407-b58a3a5b5cef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3/A — Form 3/A
Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2013-05-13
Reporting Person: VYAS MEETA (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 423570 | Direct |
| Common Stock, par value $0.001 per share | 16000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to purchase Common Stock | $1.00 | 2014-06-30 | Common Stock, par value $0.001 per share (152500) | Indirect | |
| Warrants to purchase Common Stock | $1.00 | 2014-06-30 | Common Stock, par value $0.001 per share (75000) | Indirect |
Footnotes
F1: The original Form 3 filed on July 2, 2013, inadvertently omitted the shares owned by the Reporting Person directly. The number of securities and exercise prices on this Form 3/A do not reflect the Issuer's reverse stock split on a 1 for 3.5 basis effective September 10, 2013 or the extension of the warrants in Table II to August 15, 2014.
F2: The 16,000 shares of common stock are held in the name of Connect Capital Partners, LLC, of which Ms. Vyas holds voting and dispositive power.
F3: The warrants are exercisable at $1.00 per share.