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NANOVIRICIDES, INC. Director's Dealing 2014

Sep 9, 2014

34915_dirs_2014-09-08_1858a104-d323-4133-959e-473c3eede227.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2014-09-05

Reporting Person: VYAS MEETA (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-25 Common Stock, par value $0.001 P 21429 $3.50 Acquired 147021 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-25 Common Stock Warrants $3.50 X 21429 Disposed 2014-08-15 Common Stock (21429) Indirect

Footnotes

F1: Also includes 26,001 shares of common stock that are held in the name of Connect Capital Partners, LLC, of which Ms. Vyas holds voting and dispositive power. Does not include 192,860 shares of common stock underlying 38,572 shares of Series A Convertible Preferred Stock convertible into three and one half shares of Common Stock of the Common Stock solely upon a change in control of the Company or upon achieving certain trading prices.