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NANOVIRICIDES, INC. — Director's Dealing 2013
Jul 2, 2013
34915_dirs_2013-07-02_602da1f8-a370-4082-99ba-c3d3f8c515db.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NANOVIRICIDES, INC. (NNVC)
CIK: 0001379006
Period of Report: 2013-05-28
Reporting Person: BONIUK MILTON (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 per share | 200000 | Direct |
| Common Stock, par value $0.001 per share | 666667 | Indirect |
| Common Stock, par value $0.001 per share | 666667 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants | $1.00 | 2014-06-30 | Common Stock, par value $0.001 per share (100000) | Direct | |
| Unsecured 8% Coupon Series B Convertible Debenture | $1.00 | 2017-01-31 | Common Stock, par value $0.001 per share () | Indirect | |
| Unsecured 8% Coupon Series B Convertible Debenture | $1.00 | 2017-01-31 | Common Stock, par value $0.001 per share () | Indirect |
Footnotes
F1: Includes 200,000 shares of common stock held in the name of the Reporting Person and his wife, Laurie Boniuk.
F2: Includes 666,667 shares of common stock held in the name of Boniuk Charitable Foundation, of which the Reporting Person holds voting and dispositive power.
F3: Includes 666,667 shares of common stock held in the name of Boniuk Investments Ltd., of which the Reporting Person holds voting and dispositive power.
F4: The warrants are presently exercisable and are held in the name of the Reporting Person and his wife, Laurie Boniuk.
F5: The debenture is presently exercisable and is held in the name of Boniuk Charitable Foundation, of which the Reporting Person holds voting and dispositive power.
F6: The debenture is presently exercisable and is held in the name of Boniuk Investments Ltd., of which the Reporting Person holds voting and dispositive power.
F7: The debentures are convertible into shares of the Issuer's Common Stock, at a conversion price of $1.00 per share plus interest in shares of restricted Common Stock.