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NANOSONICS LIMITED Major Shareholding Notification 2016

Apr 18, 2016

65405_rns_2016-04-18_5f8fdc3e-c052-4db9-907d-de293cbddc1f.pdf

Major Shareholding Notification

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Form 603

Corporations Law Section 671B

Notice of initial substantial holder

To: Company Name/Scheme NANOSONICS LIMITED
ACN/ARSN 095 076 896
Details of substantial holder (1)
1 1
Name: UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable)

The holder became a substantial holder on: 14 April 2016

$2.$ Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons' votes (5) Voting power (6)
Ordinary 16,322,589 16,322,589 5.75%

Details of relevant interests $\overline{\mathbf{3}}$ .

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of
securities
UBS Asset Management
(Australia) Ltd
Fund Manager with power to exercise control over
voting shares
29.035 Ordinary
UBS Securities Australia Ltd Power to control disposal over shares pursuant to stock
borrowing and lending activities (see Appendix A)
16.293.554 Ordinary

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Registered holder of Person entitled to be Class and number of
interest securities registered as holder (8) securities
UBS Asset Management Various Custodians UBS Asset Management 29.035
(Australia) Ltd (Australia) Ltd Ordinary
UBS Securities Australia Ltd Warbont Nominees Pty Ltd UBS Securities Australia Ltd 16.293.554
Ordinary

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number
of securities
Cash Non-cash
Please see Appendix B.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable) Nature of association
UBS Asset Management (Australia) Ltd Related body corporate
UBS Securities Australia Ltd Related body corporate
Warbont Nominees Pty Ltd Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name Addresses
Details of all UBS offices can be found through the
following link: http://apps2.ubs.com/locationfinder/

SIGNATURE

Print Name: Pepe Chan Capacity: Authorised signatory
Sign Here. Date: 18 April 2016
Print Name: Weixiao Qin Capacity: Authorised signatory
Sign Here: Date: 18 April 2016

Contact details for this notice:

Weixiao Qin Compliance Operations $(T) + 6564958217$

Holder of relevant interest UBS Securities Australia Ltd
Type of agreement Securities Lending Agreement
Parties to agreement (i) UBS AG, Australia Branch ("UBS
AG")/ UBS Securities Australia
Limited
(ii) Client (Please refer to Appendix
$A-1$ )
Transfer date Please refer to Appendix A-1.
Holder of voting rights UBS AG/ UBS Securities Australia
Limited
Are there any restrictions on
voting rights?
Please refer to the details below.
If yes, detail Since all right and title in the
securities passes to the transferee
(i.e. UBS AG/ UBS Securities
Australia Limited), the transferee
has the right to vote. However, in
certain circumstances, the
transferee may seek to arrange for
instructions to be exercised in
accordance with the instructions of
the transferor (i.e. Client).
Scheduled return date (if any) None, subject to the terms of the
relevant loan.
Does the borrower have the right
to return early?
Yes.
If yes, detail The borrower (i.e. UBS AG/ UBS
Securities Australia Limited) has the
right to return at its discretion.
Does the lender have the right to
recall early?
Yes.
If yes, detail The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
Will the securities be returned on
settlement?
Yes.
If yes, detail any exceptions None.

Securities Lending Agreement - UBS AG, Australia Branch/ UBS Securities Australia Limited

Parties to agreement Transfer date
JPMorgan Chase Bank, N.A. as an agent acting on behalf of its clients (i) 18 March 2016
(ii) 21 March 2016
(iii) 22 March 2016
(iv) 23 March 2016
(v) 24 March 2016
(vi) 29 March 2016
(vii) 30 March 2016
(viii) 31 March 2016
(ix) 1 April 2016
(x) 4 April 2016
(x i ) 5 April 2016
(xii) 6 April 2016
(xiii) 7 April 2016
(xiv) 8 April 2016
(xv) 11 April 2016
(xvi) 12 April 2016
(xvii) 13 April 2016
(xviii) 14 April 2016
Macquarie Bank Ltd (i) 14 April 2016
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Number of
Consideration given in
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Nature of
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07 Apr 16
07 Apr 16
08 Apr 16
08 Apr 16
08-Apr-16
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14.5041
13.412
제주에서 설립된 대학 대학 대학 대학 대학 대학 대학 대학 대학 대학 대학 대학 대학 $\frac{(1.141)}{(200,000)}$ (1689'62)
0000'051)
000'051)
952'6
(1600'01)
$\frac{500,000}{1200,000}$ 1531
1980 880 880
1980 880 880
1980 880 880
1980 880 880
$\frac{1}{1}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
$\frac{1}{2}$
2008
2008
2008
2008
500,000
295,220
(4,303)
$\frac{1}{\sqrt{114}}$ $\frac{3,492}{(56,428)}$ $\overline{\mathbb{E}}$ 100,000
200,000,000
200,000,000,000
300,000,000,000
3,890,000,000,000
3,890,000,000,000,000,000,000,000,000,000

I≨
$\begin{array}{ c c c c c c c c c c c c c c c c c c c$ ene
-
Siock returned
Stock returned
Stock returned
Stock returned
Stock Poly
returned
Stack
ЮH 135 Stock borrowed
Stock returned
Stock returned
Stock returned
Stock returned
berrawed
Buy
Stock 1
Stock 1
Stock borrower Stock returned
Stock returned
Stock ret Stock returned
Stock returned
Stock returned
Stock returned
Stock returned
Stock returned
Stock returned
Stock returned

ब्र
Stock barrowed
Stock barrowed
Stock returned
Stell
Stock borrowed Stock returned
Stock returned
Stock returned
Stock returned
s Securities Australia Ltd
5 Securities Australia Ltd
5 Securities Australia Ltd
sel
ě
$\begin{tabular}{ l l l l l l l l l l l l l l l l l l l$ The premier of the same state of the same in the same of the same in the same of the same state of the same in
The same of the same of the same in the same of the same in the same of the same in the same of the same state
11 Mar 16 11 Mar 16
11 Mar 16
14 Mar 16
14 Mar 16
$\begin{array}{ c c c c c c c c c c c c c c c c c c c$ 5-Mar-16 $\begin{array}{r l} \hline \hline 19 & 0 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 19 & 19 \ \hline 10 & 19 \ \hline 10 & 19 \ \hline 10 & 19 \ \hline \end{array}$ 15 Mar 16
16 Mar 16
$ar-16$
16-Mar-16
16-Mar-16
16-Mar-16
$-Ma-16$ $7 - \text{Mar} + 6$ 17 Mar 16
17 Mar 16
17 Mar 16
17 Mar 16
17 Mar 16
-Mar-16 -Mar-16 17-Mar-16
17-Mar-16
17-Mar-16
18-Mar-16
22-Mar-16 73-Mar 16
73-Mar 16
73-Mar 16

74-Mar 16
14 Apr 16 35 Securities Australia Ltd J 27.769 98,678 Ordinary
$-4$ Apr - 16 BS Securities Australia Ltd tock borrowed ,500,000 Tripal
$-90 - 16$ tack borrowed e
C
rdinary
4 Apr 16 IS Securities A tack borrower Ş hainan
4-Apr-16 י
ג
tack borrower Adinar
$+$ Apr-15 itock returner Ş $-14.57$ rdina