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NANOSONICS LIMITED Major Shareholding Notification 2016

Aug 2, 2016

65405_rns_2016-08-02_83520b15-fea5-40e2-bd75-b8a15eb2c5aa.pdf

Major Shareholding Notification

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ASX Form 604

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

ACN

NANOSONICS LIMITED

095 076 896

1. Details of substantial holder

Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).

ACN/ARSN (if applicable)

Not applicable

There was a change in the interests of the substantial holder on

The previous notice was given to the company on

The previous notice was dated

29 July 2016

9 June 2016

9 June 2016

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities Previous Notice Previous Notice Present Notice Present Notice
Person’s votes Voting Power Person’s votes Voting Power
Ordinary Fully Paid Shares 19,123,993 6.46% 15,683,445 5.30%

3. Change in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of Person’s Date of Relevant Nature of Consideration Class and Number of Securities votes Change Interest Change (AUD) affected Please refer to Annexure C.

ASX Form 604

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
l
Registered
hld f
Person entitled
b id
Nature of relevant Cl d b f ii Cl d b f ii P'
reevant
interest
oer o
securities
to e regstere
**as holder **
interest ass an nume r o securtes ersons votes
The Goldman
Sachs Group
Inc (“GSGI”)
See below N/A GSGI has a relevant
interest in these
ordinary fully paid
shares by virtue of
section 608(3) of the
Corporations Act
2001
15,683,445 Ordinary Fully
Paid Shares
15,683,445
Goldman
Sachs Asset
Management
Australia Pty
Ltd
("GSAMA")
JP Morgan
Chase Bank,
Sydney,
Various clients GSAMA has a
relevant interest in
13,459,982 ordinary
fully paid shares in
its capacity as
investment manager
for a range of client
portfolios.
13,459,982 Ordinary Fully
Paid Shares
13,459,982
State Street,
Sydney
Goldman
Sachs
Australia
Managed
Funds Limited
("GSAMF")
RBC Dexia
Investor
Services
Australia Pty
Limited
GSAMF as the
responsible entity
for the range of
Goldman Sachs
Australia
Managed Funds
GSAMF has a
relevant interest in
1,608,352 ordinary
fully paid shares in
its capacity as
responsible entity for
the range of
Goldman Sachs
Australia Managed
Funds.
1,608,352 Ordinary Fully
Paid Shares
1,608,352
GSAMA RBC Dexia
Investor
Services
Australia Pty
Limited
GSAMF as the
responsible entity
for the range of
Goldman Sachs
Australia
registered
managed
investment
schemes.
GSAMA has a
relevant interest in
1,608,352 ordinary
fully paid shares in
its capacity as
investment manager
for a range of
Goldman Sachs
Australia registered
managed investment
schemes.
1,608,352 Ordinary Fully
Paid Shares
1,608,352
Goldman
Sachs & Co
(“GSCO”)
HSBC Custody
Nominees
Australia
Limited
GSCO Holder of shares
subject to an
obligation to return
under the securities
lending agreements
(see Annexure B).
550,000 Ordinary Fully
Paid Shares
550,000
Goldman
Sachs
Financial
Markets Pty
Ltd(“GAUS”)
HSBC Custody
Nominees
Australia
Limited
GAUS GAUS beneficially
owns ordinary fully
paid shares.
65,111 Ordinary Fully
Paid Shares
65,111
Goldman
Sachs
International
(“GSI”)
HSBC Custody
Nominees
Australia
Limited
GSI Holder of shares
subject to an
obligation to return
under a securities
lending agreement
with GSCO (see
Annexure B).
550,000 Ordinary Fully
Paid Shares
550,000
GAUS HSBC Custody
Nominees
Australia
Limited
GAUS Holder of shares
subject to an
obligation to return
under a securities
lending agreement
with GSI (see
Annexure B).
19,122 Ordinary Fully
Paid Shares
19,122

ASX Form 604

5. Change in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
GSGI Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801,
U.S.A.
GSAMA Level 17, 101 Collins Street, Melbourne, Victoria 3000
GSAMF Level 17, 101 Collins Street, Melbourne, Victoria 3000
GSCO 200 West Street, New York, NY 10282, U.S.A
GSI Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom
Goldman Sachs Australia Pty Ltd (“GSA”) Level 17, 101 Collins Street, Melbourne, Victoria 3000
GAUS Level 17, 101 Collins Street, Melbourne, Victoria 3000
JP Morgan Chase Bank, Sydney Level 16, 85 Castlereagh Street, Sydney NSW 2000 Australia
State Street, Sydney 420 George Street, Sydney, NSW 2000, Australia
RBC Dexia Investor Services Australia Pty Limited 2 Park Street, Level 17, Sydney, NSW, Australia 2000
HSBC Custody Nominees Australia Limited GPO Box 5302, Sydney NSW 2001
Rothesay Life Limited Level 25, 122 Leadenhall Street, London EC3V 4AB, United Kingdom
Goldman Sachs Australia Group All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia

Signature

print name
sign here
Raymond Chow
(signing under power of attorney
in accordance with section 52 of
the Corporations Act)
capacity
Authorised Person
date
2 August 2016

ASX Form 604

Annexure A

Significant Subsidiaries of The Goldman Sachs Group, Inc.

The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2015 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934

==> picture [469 x 438] intentionally omitted <==

ASX Form 604

==> picture [469 x 220] intentionally omitted <==

THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 2 August 2016

ASX Form 604

Annexure B

This is Annexure B referred to in the Form 604: Notice of change of interests of substantial holder issued by The Goldman Sachs Group, Inc. and its subsidiaries.

The following is description of the securities lending agreements referenced in the accompanying Form 604:

Type of agreement Master Securities LendingAgreement
Parties to agreement Goldman, Sachs & Co. (the “Borrower”);
Blackrock Institutional Trust Company,N.A.(the “Lender”)
Transfer date 14 June 2016
27 June 2016
18 July2016
Holder of voting rights Securities Borrower,Goldman,Sachs & Co.
Are there any restrictions on voting rights?
Yes/no
Ifyes,detail
No
Scheduled return date(if any) N/A
Does the borrower have the right to return
early?Yes/no
Ifyes,detail
Yes, the borrower may return borrowed securities upon
giving notice
Does the lender have the right to recall early?
Yes/no
Ifyes,detail
Yes, the lender may recall lent securities upon giving
notice
Will the securities be returned on settlement?
Yes/no
Ifyes,detail anyexceptions
Yes
Type of agreement Global Master Securities LendingAgreement
Parties to agreement Goldman Sachs Financial Markets Pty Ltd (the
“Borrower”);
Goldman Sachs International(the “Lender”)
Transfer date 8 June 2016 – 28 July 2016
Holder of voting rights Securities Borrower, Goldman Sachs Financial Markets
PtyLtd
Are there any restrictions on voting rights?
Yes/no
Ifyes,detail
No
Scheduled return date(if any) N/A
Does the borrower have the right to return
early?Yes/no
Ifyes,detail
Yes, the borrower may return borrowed securities upon
giving notice
Does the lender have the right to recall early?
Yes/no
Ifyes,detail
Yes, the lender may recall lent securities upon giving
notice
Will the securities be returned on
settlement?Yes/no
Ifyes,detail anyexceptions
Yes

ASX Form 604

Type of agreement Global Master Securities LendingAgreement
Parties to agreement Goldman Sachs International (the “Borrower”);
Goldman,Sachs & Co.(the “Lender”)
Transfer date 9 June 2016 – 29 July 2016
Holder of voting rights Securities Borrower, Goldman Sachs International
Are there any restrictions on voting rights?
Yes/no
Ifyes,detail
No
Scheduled return date(if any) N/A
Does the borrower have the right to return
early?Yes/no
Ifyes,detail
Yes, the borrower may return borrowed securities upon
giving notice
Does the lender have the right to recall early?
Yes/no
Ifyes,detail
Yes, the lender may recall lent securities upon giving
notice
Will the securities be returned on
settlement?Yes/no
Ifyes,detail anyexceptions
Yes

A copy of the agreements will be provided to NANOSONICS LIMITED or the Australian Securities and Investments Commission upon request.

Signature

print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 2 August 2016

ASX Form 604

Annexure C

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
06/08/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 512,246 Ordinary Fully
Paid Shares
512,246
06/08/2016 GSAMF Sell 31,139 12,783 Ordinary Fully
Paid Shares
12,783
06/08/2016 GAUS Sell 132 54 Ordinary Fully
Paid Shares
54
06/08/2016 GAUS Borrow of shares N/A 660 Ordinary Fully
Paid Shares
660
06/08/2016 GSI Loan of shares N/A 660 Ordinary Fully
Paid Shares
660
06/09/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 777,190 Ordinary Fully
Paid Shares
777,190
06/09/2016 GAUS Buy 2 1 Ordinary Fully
Paid Shares
1
06/09/2016 GSCO Returnof lent shares N/A 500 Ordinary Fully
Paid Shares
500
06/09/2016 GSI Return of borrowed
shares
N/A 500 Ordinary Fully
Paid Shares
500
06/09/2016 GSCO Return of lent shares N/A 521,500 Ordinary Fully
Paid Shares
521,500
06/09/2016 GSI Return of borrowed
shares
N/A 521,500 Ordinary Fully
Paid Shares
521,500
06/09/2016 GSCO Return of lent shares N/A 1,581,001 Ordinary Fully
Paid Shares
1,581,00
1
06/09/2016 GSI Return of borrowed
shares
N/A 1,581,001 Ordinary Fully
Paid Shares
1,581,00
1
06/09/2016 GSCO Loan of shares N/A 2,103,001 Ordinary Fully
Paid Shares
2,103,00
1
06/09/2016 GSI Borrow of shares N/A 2,103,001 Ordinary Fully
Paid Shares
2,103,00
1
06/09/2016 GSI Borrow of shares N/A 500 Ordinary Fully
Paid Shares
500
06/09/2016 GSCO Loan of shares N/A 500 Ordinary Fully
Paid Shares
500
06/09/2016 GSI Borrow of shares N/A 521,500 Ordinary Fully
Paid Shares
521,500
06/09/2016 GSCO Loan of shares N/A 521,500 Ordinary Fully
Paid Shares
521,500
06/09/2016 GAUS Borrow of shares N/A 54 Ordinary Fully
Paid Shares
54
06/09/2016 GSI Loan of shares N/A 54 Ordinary Fully
Paid Shares
54
06/10/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 813,796 Ordinary Fully
Paid Shares
813,796
06/10/2016 GAUS Sell 90 37 Ordinary Fully
Paid Shares
37
06/13/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 813,796 Ordinary Fully
Paid Shares
813,796
06/13/2016 GSI Return of lent shares N/A 1 Ordinary Fully
Paid Shares
1
06/13/2016 GAUS Return of borrowed
shares
N/A 1 Ordinary Fully
Paid Shares
1

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
06/14/2016 GSCO Return of borrowed
shares
N/A 522,000 Ordinary Fully
Paid Shares
522,000
06/14/2016 GAUS Sell 24,862 10,316 Ordinary Fully
Paid Shares
10,316
06/14/2016 GSI Return of borrowed
shares
N/A 480,008 Ordinary Fully
Paid Shares
480,008
06/14/2016 GSCO Return of lent shares N/A 480,008 Ordinary Fully
Paid Shares
480,008
06/14/2016 GSI Loanofshares N/A 37 Ordinary Fully
Paid Shares
37
06/14/2016 GAUS Borrow of shares N/A 37 Ordinary Fully
Paid Shares
37
06/15/2016 GAUS Sell 581 241 Ordinary Fully
Paid Shares
241
06/15/2016 GSI Loan of shares N/A 10,316 Ordinary Fully
Paid Shares
10,316
06/15/2016 GAUS Borrow of shares N/A 10,316 Ordinary Fully
Paid Shares
10,316
06/16/2016 GAUS Sell 1,534 670 Ordinary Fully
Paid Shares
670
06/16/2016 GAUS Buy 281 120 Ordinary Fully
Paid Shares
120
06/16/2016 GAUS Borrow of shares N/A 241 Ordinary Fully
Paid Shares
241
06/16/2016 GSI Loan of shares N/A 241 Ordinary Fully
Paid Shares
241
06/17/2016 GAUS Sell 15,352 6,704 Ordinary Fully
Paid Shares
6,704
06/17/2016 GAUS Sell 21 9 Ordinary Fully
Paid Shares
9
06/17/2016 GAUS Buy 2 1 Ordinary Fully
Paid Shares
1
06/17/2016 GSI Loan of shares N/A 550 Ordinary Fully
Paid Shares
550
06/17/2016 GAUS Borrow of shares N/A 550 Ordinary Fully
Paid Shares
550
06/20/2016 GAUS Sell 10,253 4,458 Ordinary Fully
Paid Shares
4,458
06/20/2016 GAUS Buy 413 179 Ordinary Fully
Paid Shares
179
06/20/2016 GSI Loan of shares N/A 8 Ordinary Fully
Paid Shares
8
06/20/2016 GAUS Borrowofshares N/A 8 Ordinary Fully
Paid Shares
8
06/21/2016 GAUS Sell 21,599 9,391 Ordinary Fully
Paid Shares
9,391
06/21/2016 GAUS Sell 6,226 2,707 Ordinary Fully
Paid Shares
2,707
06/21/2016 GSI Loanofshares N/A 4,279 Ordinary Fully
Paid Shares
4,279
06/21/2016 GAUS Borrow of shares N/A 4,279 Ordinary Fully
Paid Shares
4,279
06/22/2016 GSCO Return of lent shares N/A 1,992 Ordinary Fully
Paid Shares
1,992
06/22/2016 GSI Return of borrowed
shares
N/A 1,992 Ordinary Fully
Paid Shares
1,992
06/22/2016 GAUS Borrow of shares N/A 12,707 Ordinary Fully
Paid Shares
12,707
06/22/2016 GSI Loan of shares N/A 12,707 Ordinary Fully
Paid Shares
12,707
06/23/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 730,760 Ordinary Fully
Paid Shares
730,760

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
06/23/2016 GAUS Sell 685 294 Ordinary Fully
Paid Shares
294
06/23/2016 GAUS Buy 679 294 Ordinary Fully
Paid Shares
294
06/23/2016 GSI Return of borrowed
shares
N/A 40,000 Ordinary Fully
Paid Shares
40,000
06/23/2016 GSCO Return of lent shares N/A 40,000 Ordinary Fully
Paid Shares
40,000
06/23/2016 GSI Loanofshares N/A 11,322 Ordinary Fully
Paid Shares
11,322
06/23/2016 GAUS Borrow of shares N/A 11,322 Ordinary Fully
Paid Shares
11,322
06/24/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 730,760 Ordinary Fully
Paid Shares
730,760
06/24/2016 GAUS Buy 4,054 1,868 Ordinary Fully
Paid Shares
1,868
06/24/2016 GAUS Borrow of shares N/A 2,880 Ordinary Fully
Paid Shares
2,880
06/24/2016 GSI Loan of shares N/A 2,880 Ordinary Fully
Paid Shares
2,880
06/27/2016 GSCO Borrowofshares N/A 500,000 Ordinary Fully
Paid Shares
500,000
06/27/2016 GSCO Return of borrowed
shares
N/A 354,300 Ordinary Fully
Paid Shares
354,300
06/27/2016 GSCO Return of borrowed
shares
N/A 145,700 Ordinary Fully
Paid Shares
145,700
06/27/2016 GSCO Return of borrowed
shares
N/A 130,000 Ordinary Fully
Paid Shares
130,000
06/27/2016 GSCO Return of borrowed
shares
N/A 80,100 Ordinary Fully
Paid Shares
80,100
06/27/2016 GSCO Return of borrowed
shares
N/A 50,000 Ordinary Fully
Paid Shares
50,000
06/27/2016 GSCO Return of borrowed
shares
N/A 49,700 Ordinary Fully
Paid Shares
49,700
06/27/2016 GSCO Return of borrowed
shares
N/A 37,277 Ordinary Fully
Paid Shares
37,277
06/27/2016 GSCO Return of borrowed
shares
N/A 33,500 Ordinary Fully
Paid Shares
33,500
06/27/2016 GSCO Return of borrowed
shares
N/A 26,900 Ordinary Fully
Paid Shares
26,900
06/27/2016 GAUS Buy 15,030 6,801 Ordinary Fully
Paid Shares
6,801
06/27/2016 GAUS Buy 14,431 6,618 Ordinary Fully
Paid Shares
6,618
06/27/2016 GAUS Return of borrowed
shares
N/A 3,515 Ordinary Fully
Paid Shares
3,515
06/27/2016 GSI Return of lent shares N/A 3,515 Ordinary Fully
Paid Shares
3,515
06/27/2016 GSI Return of lent shares N/A 4,279 Ordinary Fully
Paid Shares
4,279
06/27/2016 GAUS Return of borrowed
shares
N/A 4,279 Ordinary Fully
Paid Shares
4,279
06/28/2016 GAUS Sell 862 390 Ordinary Fully
Paid Shares
390
06/28/2016 GSCO Return of lent shares N/A 307,477 Ordinary Fully
Paid Shares
307,477
06/28/2016 GSI Return of borrowed
shares
N/A 307,477 Ordinary Fully
Paid Shares
307,477
06/28/2016 GSI Return of lent shares N/A 7,657 Ordinary Fully
Paid Shares
7,657
06/28/2016 GSI Returnof lent shares N/A 550 Ordinary Fully
Paid Shares
550

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
06/28/2016 GSI Return of lent shares N/A 660 Ordinary Fully
Paid Shares
660
06/28/2016 GSI Returnof lent shares N/A 10,316 Ordinary Fully
Paid Shares
10,316
06/28/2016 GSI Return of lent shares N/A 2,880 Ordinary Fully
Paid Shares
2,880
06/28/2016 GSI Return of lent shares N/A 241 Ordinary Fully
Paid Shares
241
06/28/2016 GAUS Return of borrowed
shares
N/A 7,657 Ordinary Fully
Paid Shares
7,657
06/28/2016 GAUS Return of borrowed
shares
N/A 550 Ordinary Fully
Paid Shares
550
06/28/2016 GAUS Return of borrowed
shares
N/A 660 Ordinary Fully
Paid Shares
660
06/28/2016 GAUS Return of borrowed
shares
N/A 10,316 Ordinary Fully
Paid Shares
10,316
06/28/2016 GAUS Return of borrowed
shares
N/A 2,880 Ordinary Fully
Paid Shares
2,880
06/28/2016 GAUS Return of borrowed
shares
N/A 241 Ordinary Fully
Paid Shares
241
06/29/2016 GAUS Buy 269 124 Ordinary Fully
Paid Shares
124
06/29/2016 GAUS Borrow of shares N/A 390 Ordinary Fully
Paid Shares
390
06/29/2016 GSI Loan of shares N/A 390 Ordinary Fully
Paid Shares
390
06/30/2016 GAUS Buy 54,402 24,841 Ordinary Fully
Paid Shares
24,841
06/30/2016 GAUS Buy 5,416 2,473 Ordinary Fully
Paid Shares
2,473
06/30/2016 GAUS Sell 193 89 Ordinary Fully
Paid Shares
89
06/30/2016 GSCO Return of lent shares N/A 250 Ordinary Fully
Paid Shares
250
06/30/2016 GSI Return of borrowed
shares
N/A 250 Ordinary Fully
Paid Shares
250
06/30/2016 GSCO Return of lent shares N/A 1,273,274 Ordinary Fully
Paid Shares
1,273,27
4
06/30/2016 GSI Return of borrowed
shares
N/A 1,273,274 Ordinary Fully
Paid Shares
1,273,27
4
06/30/2016 GSCO Loanofshares N/A 1,273,524 Ordinary Fully
Paid Shares
1,273,52
4
06/30/2016 GSI Borrowofshares N/A 1,273,524 Ordinary Fully
Paid Shares
1,273,52
4
06/30/2016 GSI Borrow of shares N/A 250 Ordinary Fully
Paid Shares
250
06/30/2016 GSCO Loan of shares N/A 250 Ordinary Fully
Paid Shares
250
06/30/2016 GSCO Returnof lent shares N/A 250 Ordinary Fully
Paid Shares
250
06/30/2016 GSI Return of borrowed
shares
N/A 250 Ordinary Fully
Paid Shares
250
06/30/2016 GSI Return of lent shares N/A 124 Ordinary Fully
Paid Shares
124
06/30/2016 GAUS Return of borrowed
shares
N/A 124 Ordinary Fully
Paid Shares
124
07/01/2016 GAUS Buy 56,846 25,265 Ordinary Fully
Paid Shares
25,265
07/01/2016 GAUS Sell 4,461 1,974 Ordinary Fully
Paid Shares
1,974

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
07/01/2016 GAUS Return of borrowed
shares
N/A 28 Ordinary Fully
Paid Shares
28
07/01/2016 GSI Returnof lent shares N/A 70 Ordinary Fully
Paid Shares
70
07/01/2016 GAUS Return of borrowed
shares
N/A 12,583 Ordinary Fully
Paid Shares
12,583
07/01/2016 GSI Return of lent shares N/A 3,626 Ordinary Fully
Paid Shares
3,626
07/01/2016 GAUS Return of borrowed
shares
N/A 70 Ordinary Fully
Paid Shares
70
07/01/2016 GSI Return of lent shares N/A 390 Ordinary Fully
Paid Shares
390
07/01/2016 GAUS Return of borrowed
shares
N/A 3,626 Ordinary Fully
Paid Shares
3,626
07/01/2016 GSI Return of lent shares N/A 37 Ordinary Fully
Paid Shares
37
07/01/2016 GAUS Return of borrowed
shares
N/A 2,622 Ordinary Fully
Paid Shares
2,622
07/01/2016 GSI Return of lent shares N/A 8 Ordinary Fully
Paid Shares
8
07/01/2016 GSI Return of lent shares N/A 7,807 Ordinary Fully
Paid Shares
7,807
07/01/2016 GSI Return of lent shares N/A 28 Ordinary Fully
Paid Shares
28
07/01/2016 GAUS Return of borrowed
shares
N/A 390 Ordinary Fully
Paid Shares
390
07/01/2016 GSI Return of lent shares N/A 12,583 Ordinary Fully
Paid Shares
12,583
07/01/2016 GAUS Return of borrowed
shares
N/A 37 Ordinary Fully
Paid Shares
37
07/01/2016 GAUS Return of borrowed
shares
N/A 8 Ordinary Fully
Paid Shares
8
07/01/2016 GAUS Return of borrowed
shares
N/A 54 Ordinary Fully
Paid Shares
54
07/01/2016 GSI Return of lent shares N/A 2,622 Ordinary Fully
Paid Shares
2,622
07/01/2016 GSI Returnof lent shares N/A 54 Ordinary Fully
Paid Shares
54
07/01/2016 GAUS Return of borrowed
shares
N/A 7,807 Ordinary Fully
Paid Shares
7,807
07/04/2016 GAUS Sell 776 345 Ordinary Fully
Paid Shares
345
07/04/2016 GSCO Loanofshares N/A 32,100 Ordinary Fully
Paid Shares
32,100
07/04/2016 GSI Borrow of shares N/A 32,100 Ordinary Fully
Paid Shares
32,100
07/04/2016 GSCO Return of lent shares N/A 32,100 Ordinary Fully
Paid Shares
32,100
07/04/2016 GSI Return of borrowed
shares
N/A 32,100 Ordinary Fully
Paid Shares
32,100
07/04/2016 GSI Borrow of shares N/A 10,517 Ordinary Fully
Paid Shares
10,517
07/04/2016 GAUS Loan of shares N/A 10,517 Ordinary Fully
Paid Shares
10,517
07/04/2016 GAUS Return of borrowed
shares
N/A 12,774 Ordinary Fully
Paid Shares
12,774
07/04/2016 GSI Return of lent shares N/A 12,774 Ordinary Fully
Paid Shares
12,774
07/05/2016 GAUS Sell 7,866 3,420 Ordinary Fully
Paid Shares
3,420
07/05/2016 GSCO Return of lent shares N/A 32,100 Ordinary Fully
Paid Shares
32,100
07/05/2016 GSI Return of borrowed
shares
N/A 32,100 Ordinary Fully
Paid Shares
32,100

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
07/05/2016 GSCO Return of lent shares N/A 1,241,424 Ordinary Fully
Paid Shares
1,241,42
4
07/05/2016 GSI Return of borrowed
shares
N/A 1,241,424 Ordinary Fully
Paid Shares
1,241,42
4
07/05/2016 GSCO Loan of shares N/A 1,273,524 Ordinary Fully
Paid Shares
1,273,52
4
07/05/2016 GSI Borrow of shares N/A 1,273,524 Ordinary Fully
Paid Shares
1,273,52
4
07/05/2016 GSI Return of borrowed
shares
N/A 345 Ordinary Fully
Paid Shares
345
07/05/2016 GAUS Return of lent shares N/A 345 Ordinary Fully
Paid Shares
345
07/06/2016 GAUS Sell 6,651 2,954 Ordinary Fully
Paid Shares
2,954
07/06/2016 GSI Return of borrowed
shares
N/A 3,420 Ordinary Fully
Paid Shares
3,420
07/06/2016 GAUS Return of lent shares N/A 3,420 Ordinary Fully
Paid Shares
3,420
07/07/2016 GAUS Sell 2,221 1,009 Ordinary Fully
Paid Shares
1,009
07/07/2016 GSI Return of borrowed
shares
N/A 2,954 Ordinary Fully
Paid Shares
2,954
07/07/2016 GAUS Return of lent shares N/A 2,954 Ordinary Fully
Paid Shares
2,954
07/08/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 2,292,604 Ordinary Fully
Paid Shares
2,292,60
4
07/08/2016 GAUS Buy 179 81 Ordinary Fully
Paid Shares
81
07/08/2016 GSI Return of borrowed
shares
N/A 1,009 Ordinary Fully
Paid Shares
1,009
07/08/2016 GAUS Return of lent shares N/A 1,009 Ordinary Fully
Paid Shares
1,009
07/11/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 2,292,604 Ordinary Fully
Paid Shares
2,292,60
4
07/11/2016 GAUS Sell 5,492 2,443 Ordinary Fully
Paid Shares
2,443
07/11/2016 GAUS Loan of shares N/A 81 Ordinary Fully
Paid Shares
81
07/11/2016 GSI Borrow of shares N/A 81 Ordinary Fully
Paid Shares
81
07/12/2016 GAUS Sell 9,982 4,290 Ordinary Fully
Paid Shares
4,290
07/12/2016 GSCO Return of lent shares N/A 110,076 Ordinary Fully
Paid Shares
110,076
07/12/2016 GSI Return of borrowed
shares
N/A 110,076 Ordinary Fully
Paid Shares
110,076
07/12/2016 GSCO Returnof lent shares N/A 55,038 Ordinary Fully
Paid Shares
55,038
07/12/2016 GSI Return of borrowed
shares
N/A 55,038 Ordinary Fully
Paid Shares
55,038
07/12/2016 GSCO Return of lent shares N/A 1,108,410 Ordinary Fully
Paid Shares
1,108,41
0
07/12/2016 GSI Return of borrowed
shares
N/A 1,108,410 Ordinary Fully
Paid Shares
1,108,41
0
07/12/2016 GSCO Loanofshares N/A OrdinaryFully

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
1,273,524 Paid Shares 1,273,52
4
07/12/2016 GSI Borrow of shares N/A 1,273,524 Ordinary Fully
Paid Shares
1,273,52
4
07/12/2016 GSCO Loan of shares N/A 110,076 Ordinary Fully
Paid Shares
110,076
07/12/2016 GSI Borrow of shares N/A 110,076 Ordinary Fully
Paid Shares
110,076
07/12/2016 GSCO Return of lent shares N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSI Return of borrowed
shares
N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSCO Return of lent shares N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSCO Loanofshares N/A 55,038 Ordinary Fully
Paid Shares
55,038
07/12/2016 GSI Borrow of shares N/A 55,038 Ordinary Fully
Paid Shares
55,038
07/12/2016 GSI Return of borrowed
shares
N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSI Return of borrowed
shares
N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSI Return of borrowed
shares
N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSCO Return of lent shares N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSCO Returnof lent shares N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSI Return of borrowed
shares
N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSCO Return of lent shares N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSI Return of borrowed
shares
N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSCO Return of lent shares N/A 27,519 Ordinary Fully
Paid Shares
27,519
07/12/2016 GSI Loan of shares N/A 10,283 Ordinary Fully
Paid Shares
10,283
07/12/2016 GSI Return of borrowed
shares
N/A 2,789 Ordinary Fully
Paid Shares
2,789
07/12/2016 GSI Return of borrowed
shares
N/A 81 Ordinary Fully
Paid Shares
81
07/12/2016 GAUS Borrow of shares N/A 10,283 Ordinary Fully
Paid Shares
10,283
07/12/2016 GAUS Returnof lent shares N/A 2,789 Ordinary Fully
Paid Shares
2,789
07/12/2016 GAUS Return of lent shares N/A 81 Ordinary Fully
Paid Shares
81
07/13/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 2,311,392 Ordinary Fully
Paid Shares
2,311,39
2
07/13/2016 GAUS Sell 5,512 2,320 Ordinary Fully
Paid Shares
2,320
07/13/2016 GAUS Borrowofshares N/A 4,290 Ordinary Fully
Paid Shares
4,290
07/13/2016 GSI Loan of shares N/A 4,290 Ordinary Fully
Paid Shares
4,290
07/14/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 2,311,392 Ordinary Fully
Paid Shares
2,311,39
2
07/14/2016 GAUS Buy 7,139 3,038 Ordinary Fully
Paid Shares
3,038

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
07/14/2016 GAUS Borrow of shares N/A 2,320 Ordinary Fully
Paid Shares
2,320
07/14/2016 GSI Loanofshares N/A 2,320 Ordinary Fully
Paid Shares
2,320
07/15/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 2,233,104 Ordinary Fully
Paid Shares
2,233,10
4
07/15/2016 GAUS Sell 392 167 Ordinary Fully
Paid Shares
167
07/15/2016 GSI Return of lent shares N/A 718 Ordinary Fully
Paid Shares
718
07/15/2016 GSI Returnof lent shares N/A 2,320 Ordinary Fully
Paid Shares
2,320
07/15/2016 GAUS Return of borrowed
shares
N/A 718 Ordinary Fully
Paid Shares
718
07/15/2016 GAUS Return of borrowed
shares
N/A 2,320 Ordinary Fully
Paid Shares
2,320
07/18/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 1,255,488 Ordinary Fully
Paid Shares
1,255,48
8
07/18/2016 GSCO Return of borrowed
shares
N/A 143,996 Ordinary Fully
Paid Shares
143,996
07/18/2016 GSCO Borrow of shares N/A 50,000 Ordinary Fully
Paid Shares
50,000
07/18/2016 GAUS Sell 13,148 5,570 Ordinary Fully
Paid Shares
5,570
07/18/2016 GAUS Borrow of shares N/A 167 Ordinary Fully
Paid Shares
167
07/18/2016 GSI Loan of shares N/A 167 Ordinary Fully
Paid Shares
167
07/19/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 1,160,032 Ordinary Fully
Paid Shares
1,160,03
2
07/19/2016 GSAMF Sell 33,750 14,139 Ordinary Fully
Paid Shares
14,139
07/19/2016 GAUS Sell 14,026 5,844 Ordinary Fully
Paid Shares
5,844
07/19/2016 GAUS Sell 5 2 Ordinary Fully
Paid Shares
2
07/19/2016 GSCO Return of lent shares N/A 243,996 Ordinary Fully
Paid Shares
243,996
07/19/2016 GSI Return of borrowed
shares
N/A 243,996 Ordinary Fully
Paid Shares
243,996
07/19/2016 GSI Loan of shares N/A 5,570 Ordinary Fully
Paid Shares
5,570
07/19/2016 GAUS Borrow of shares N/A 5,570 Ordinary Fully
Paid Shares
5,570
07/19/2016 GSCO Loan of shares N/A 50,000 Ordinary Fully
Paid Shares
50,000
07/19/2016 GSI Borrow of shares N/A 50,000 Ordinary Fully
Paid Shares
50,000
07/19/2016 GSI Return of borrowed
shares
N/A 200,305 Ordinary Fully
Paid Shares
200,305
07/19/2016 GSCO Return of lent shares N/A 200,305 Ordinary Fully
Paid Shares
200,305
07/20/2016 GAUS Buy 12,328 5,032 Ordinary Fully
Paid Shares
5,032
07/20/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 4,800 Ordinary Fully
Paid Shares
4,800
07/20/2016 GSI Loanofshares N/A 5,846 Ordinary Fully
Paid Shares
5,846

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
07/20/2016 GSI Return of lent shares N/A 9,300 Ordinary Fully
Paid Shares
9,300
07/20/2016 GAUS Borrowofshares N/A 5,846 Ordinary Fully
Paid Shares
5,846
07/20/2016 GSA Return of borrowed
shares
N/A 9,300 Ordinary Fully
Paid Shares
9,300
07/21/2016 GSCO Return of borrowed
shares
N/A 280,000 Ordinary Fully
Paid Shares
280,000
07/21/2016 GSCO Return of borrowed
shares
N/A 101,366 Ordinary Fully
Paid Shares
101,366
07/21/2016 GSCO Return of borrowed
shares
N/A 100,958 Ordinary Fully
Paid Shares
100,958
07/21/2016 GSCO Return of borrowed
shares
N/A 47,204 Ordinary Fully
Paid Shares
47,204
07/21/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 17,968 Ordinary Fully
Paid Shares
17,968
07/21/2016 GAUS Sell 43,528 16,222 Ordinary Fully
Paid Shares
16,222
07/21/2016 GAUS Return of borrowed
shares
N/A 5,032 Ordinary Fully
Paid Shares
5,032
07/21/2016 GSI Returnof lent shares N/A 18,675 Ordinary Fully
Paid Shares
18,675
07/21/2016 GSI Return of lent shares N/A 5,032 Ordinary Fully
Paid Shares
5,032
07/21/2016 GSA Return of borrowed
shares
N/A 18,675 Ordinary Fully
Paid Shares
18,675
07/22/2016 Rothesay Life
Limited
Receipt of shares from
the counterparty under
a securities lending
agreement
N/A 66,064 Ordinary Fully
Paid Shares
66,064
07/22/2016 GAUS Sell 3,220 1,171 Ordinary Fully
Paid Shares
1,171
07/22/2016 GSCO Return of lent shares N/A 76,574 Ordinary Fully
Paid Shares
76,574
07/22/2016 GSI Return of borrowed
shares
N/A 76,574 Ordinary Fully
Paid Shares
76,574
07/22/2016 GSI Return of borrowed
shares
N/A 202,649 Ordinary Fully
Paid Shares
202,649
07/22/2016 GSI Return of borrowed
shares
N/A 50,000 Ordinary Fully
Paid Shares
50,000
07/22/2016 GSCO Return of lent shares N/A 202,649 Ordinary Fully
Paid Shares
202,649
07/22/2016 GSCO Returnof lent shares N/A 50,000 Ordinary Fully
Paid Shares
50,000
07/22/2016 GSI Loan of shares N/A 16,222 Ordinary Fully
Paid Shares
16,222
07/22/2016 GSI Return of lent shares N/A 117,827 Ordinary Fully
Paid Shares
117,827
07/22/2016 GAUS Borrowofshares N/A 16,222 Ordinary Fully
Paid Shares
16,222
07/22/2016 GSA Return of borrowed
shares
N/A 117,827 Ordinary Fully
Paid Shares
117,827
07/25/2016 Rothesay Life
Limited
Return of shares to the
counterparty under a
repurchase agreement
N/A 2,180,944 Ordinary Fully
Paid Shares
2,180,94
4
07/25/2016 GSAMF Sell 30,595 10,966 Ordinary Fully
Paid Shares
10,966
07/25/2016 GAUS Sell 3,630 1,301 Ordinary Fully
Paid Shares
1,301
07/25/2016 GSI Return of borrowed
shares
N/A 600 Ordinary Fully
Paid Shares
600
07/25/2016 GSCO Return of lent shares N/A 600 Ordinary Fully
Paid Shares
600

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
07/25/2016 GSCO Loan of shares N/A 600 Ordinary Fully
Paid Shares
600
07/25/2016 GSI Borrowofshares N/A 600 Ordinary Fully
Paid Shares
600
07/25/2016 GAUS Borrow of shares N/A 1,171 Ordinary Fully
Paid Shares
1,171
07/25/2016 GSI Loan of shares N/A 1,171 Ordinary Fully
Paid Shares
1,171
07/25/2016 GSA Return of borrowed
shares
N/A 71,267 Ordinary Fully
Paid Shares
71,267
07/25/2016 GSI Return of lent shares N/A 71,267 Ordinary Fully
Paid Shares
71,267
07/26/2016 GAUS Sell 484 171 Ordinary Fully
Paid Shares
171
07/26/2016 GSCO Return of lent shares N/A 600 Ordinary Fully
Paid Shares
600
07/26/2016 GSI Return of borrowed
shares
N/A 600 Ordinary Fully
Paid Shares
600
07/26/2016 GSCO Return of lent shares N/A 549,400 Ordinary Fully
Paid Shares
549,400
07/26/2016 GSI Return of borrowed
shares
N/A 549,400 Ordinary Fully
Paid Shares
549,400
07/26/2016 GSCO Loan of shares N/A 550,000 Ordinary Fully
Paid Shares
550,000
07/26/2016 GSI Borrow of shares N/A 550,000 Ordinary Fully
Paid Shares
550,000
07/26/2016 GSA Return of borrowed
shares
N/A 8,641 Ordinary Fully
Paid Shares
8,641
07/26/2016 GAUS Borrow of shares N/A 1,301 Ordinary Fully
Paid Shares
1,301
07/26/2016 GSI Returnof lent shares N/A 8,641 Ordinary Fully
Paid Shares
8,641
07/26/2016 GSI Loan of shares N/A 1,301 Ordinary Fully
Paid Shares
1,301
07/27/2016 GAUS Buy 54,136 20,200 Ordinary Fully
Paid Shares
20,200
07/27/2016 GAUS Sell 140 51 Ordinary Fully
Paid Shares
51
07/27/2016 GSI Loan of shares N/A 171 Ordinary Fully
Paid Shares
171
07/27/2016 GAUS Borrow of shares N/A 171 Ordinary Fully
Paid Shares
171
07/28/2016 GSAMA Sell 80,973.99 29,413 Ordinary Fully
Paid Shares
29,413
07/28/2016 GSAMA Sell 44,618 16,207 Ordinary Fully
Paid Shares
16,207
07/28/2016 GSAMA Sell 23,981 8,711 Ordinary Fully
Paid Shares
8,711
07/28/2016 GSAMF Sell 19,252 6,993 Ordinary Fully
Paid Shares
6,993
07/28/2016 GAUS Sell 1,979 721 Ordinary Fully
Paid Shares
721
07/28/2016 GSCO Return of lent shares N/A 200 Ordinary Fully
Paid Shares
200
07/28/2016 GSI Return of borrowed
shares
N/A 200 Ordinary Fully
Paid Shares
200
07/28/2016 GSI Return of lent shares N/A 15,859 Ordinary Fully
Paid Shares
15,859
07/28/2016 GAUS Return of borrowed
shares
N/A 4,290 Ordinary Fully
Paid Shares
4,290
07/28/2016 GAUS Return of borrowed
shares
N/A 15,859 Ordinary Fully
Paid Shares
15,859
07/28/2016 GSI Return of lent shares N/A 4,290 Ordinary Fully
Paid Shares
4,290

ASX Form 604

Date of
Change
Holder of
Relevant
Interest
Nature of Change Consideration
(AUD)
Class and Number of
Securities
Class and Number of
Securities
Person’s
votes
affected
07/29/2016 GSAMA Sell 653,917 235,222 Ordinary Fully
Paid Shares
235,222
07/29/2016 GSAMA Sell 360,313 129,609 Ordinary Fully
Paid Shares
129,609
07/29/2016 GSAMA Sell 193,666 69,664 Ordinary Fully
Paid Shares
69,664
07/29/2016 GSAMF Sell 155,474 55,926 Ordinary Fully
Paid Shares
55,926
07/29/2016 GSAMA Sell 26,345 9,601 Ordinary Fully
Paid Shares
9,601
07/29/2016 GSAMA Sell 14,519 5,291 Ordinary Fully
Paid Shares
5,291
07/29/2016 GSAMA Sell 7,801 2,844 Ordinary Fully
Paid Shares
2,844
07/29/2016 GSAMF Sell 6,265 2,283 Ordinary Fully
Paid Shares
2,283
07/29/2016 GAUS Sell 167 60 Ordinary Fully
Paid Shares
60
07/29/2016 GSCO Return of lent shares N/A 200 Ordinary Fully
Paid Shares
200
07/29/2016 GSI Return of borrowed
shares
N/A 200 Ordinary Fully
Paid Shares
200
07/29/2016 GSCO Return of lent shares N/A 549,800 Ordinary Fully
Paid Shares
549,800
07/29/2016 GSI Return of borrowed
shares
N/A 549,800 Ordinary Fully
Paid Shares
549,800
07/29/2016 GSCO Loan of shares N/A 550,000 Ordinary Fully
Paid Shares
550,000
07/29/2016 GSI Borrow of shares N/A 550,000 Ordinary Fully
Paid Shares
550,000
07/29/2016 GSCO Loanofshares N/A 200 Ordinary Fully
Paid Shares
200
07/29/2016 GSI Borrowofshares N/A 200 Ordinary Fully
Paid Shares
200

Signature

print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 2 August 2016