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NANOSONICS LIMITED — Major Shareholding Notification 2016
Aug 22, 2016
65405_rns_2016-08-22_8e5f54c1-023f-4e1a-8dda-500ac4847119.pdf
Major Shareholding Notification
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ASX Form 603
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial shareholder
To Company Name/Scheme NANOSONICS LIMITED
ACN 095 076 896
1. Details of substantial holder
Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).
ACN/ARSN (if applicable) Not applicable
The holder became a 18 August 2016 substantial holder on
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| follows: | |||
|---|---|---|---|
| Class of securities | Number of securities | Persons’ votes | Voting power |
| Ordinary Fully Paid Shares | 16,084,078 | 16,084,078 | 5.44% |
3. Details of relevant interests The nature of the relevant interest the substantial holder had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest |
Nature of relevant interest | Class and number of securities | Class and number of securities |
|---|---|---|---|
| The Goldman Sachs Group Inc (“GSGI”) |
GSGI has a relevant interest in ordinary fully paid shares by virtue of section 608(3) of the Corporations Act 2001. |
16,084,078 | Ordinary Fully Paid Shares |
| Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA") |
GSAMA has a relevant interest in 12,210,711 ordinary fully paid shares in its capacity as investment manager for a range of client portfolios. |
12,210,711 | Ordinary Fully Paid Shares |
| Goldman Sachs Australia Managed Funds Limited ("GSAMF") |
GSAMF has a relevant interest in 1,438,052 ordinary fully paid shares in its capacity as responsible entity for the range of Goldman Sachs Australia Managed Funds. |
1,438,052 | Ordinary Fully Paid Shares |
| GSAMA | GSAMA has a relevant interest in 1,438,052 ordinary fully paid shares in its capacity as investment manager for a range of Goldman Sachs Australia registered managed investment schemes. |
1,438,052 | Ordinary Fully Paid Shares |
ASX Form 603
| Holder of relevant interest |
Nature of relevant interest | Class and number of securities | Class and number of securities |
|---|---|---|---|
| Goldman Sachs & Co. ("GSCO") |
Holder of shares subject to an obligation to return under the securities lending agreements (see Annexure B). |
160,637 | Ordinary Fully Paid Shares |
| Goldman Sachs International (“GSI”) |
Holder of shares subject to an obligation to return under the securities lending agreements (see Annexure B). |
170,708 | Ordinary Fully Paid Shares |
| Rothesay Life Limited |
Holder of shares subject to an obligation to return under a securities lending agreement (see Annexure B). |
2,034,750 | Ordinary Fully Paid Shares |
| Goldman Sachs Financial Markets Pty Ltd (“GAUS”) |
GAUS beneficially owns ordinary fully paid shares. |
69,220 | Ordinary Fully Paid Shares |
| GSI | Holder of shares subject to an obligation to return under a securities lending agreement with GAUS (see Annexure B). |
42,790 | Ordinary Fully Paid Shares |
| GSI | Holder of shares subject to an obligation to return under a securities lending agreement with GSCO (see Annexure B). |
160,637 | Ordinary Fully Paid Shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities | Class and number of securities |
|---|---|---|---|---|
| GSAMA | JP Morgan Chase Bank, Sydney State Street, Sydney |
Various clients | 12,210,711 | Ordinary Fully Paid Shares |
| GSAMF | RBC Dexia Investor Services |
GSAMF as the responsible entity for the range of Goldman Sachs Australia |
1,438,052 | Ordinary Fully Paid |
| GSAMA | Australia Pty Limited | registered managed investment schemes |
Shares | |
| Rothesay Life Limited |
Bank of New York Mellon | Rothesay Life Limited | 2,034,750 | Ordinary Fully Paid Shares |
| GSI | HSBC Custody Nominees Australia Limited |
GSI | 374,135 | Ordinary Fully Paid Shares |
| GAUS | HSBC Custody Nominees Australia Limited |
GAUS | 26,430 | Ordinary Fully Paid Shares |
ASX Form 603
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration | ||
|---|---|---|---|---|---|
| Please refer to Annexure C. | |||||
| 6. Associates |
|||||
| The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | |||||
| Name and ACN (if applicable) | Nature of association | ||||
| N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
| GSAMA | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSAMF | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| GSI | Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom |
| GSCO | 200 West Street, New York, NY 10282, USA |
| GAUS | Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia |
| Rothesay Life Limited | Level 25, 122 Leadenhall Street, London EC3V 4AB, United Kingdom |
| Goldman Sachs Australia Pty Ltd (“GSA”) | Level 17, 101 Collins Street, Melbourne, Victoria 3000 |
| JP Morgan Chase Bank, Sydney | Level 16, 85 Castlereagh Street, Sydney NSW 2000 Australia |
| State Street, Sydney | 420 George Street, Sydney, NSW 2000, Australia |
| RBC Dexia Investor Services Australia Pty Limited | 2 Park Street, Level 17, Sydney, NSW 2000, Australia |
| HSBC Custody Nominees Australia Limited | GPO Box 5302, Sydney NSW 2001, Australia |
| Bank of New York Mellon | One Wall Street, New York, NY 10286, USA |
| Goldman Sachs Australia Group | All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia |
Signature
| Print name Sign here |
Raymond Chow (signing under power of attorney in accordance with section 52 of the CorporationsAct) Capacity Authorised Person |
|---|---|
| Date 22 August 2016 |
ASX Form 603
Annexure A
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2015 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934
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ASX Form 603
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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 22 August 2016
ASX Form 603
Annexure B
This is Annexure B referred to in the Form 603: Notice of initial substantial shareholder issued by The Goldman Sachs Group, Inc. and its subsidiaries.
The following is description of the securities lending agreements referenced in the accompanying Form 603:
| Type of agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Rothesay Life Limited (the “Borrower”); Morgan Stanley& Co. International PLC(the “Lender”) |
| Transfer date | 07 June 2016 10 June 2016 23 June 2016 08 July 2016 13 July 2016 15 July 2016 19 July 2016 22 July 2016 08 August 2016 18 August 2016 |
| Holder of voting rights | Securities borrower,RothesayLife Limited |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early?Yes/no Ifyes,detail |
Yes |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes |
| Will the securities be returned on settlement?Yes/no Ifyes,detail anyexceptions |
Yes |
ASX Form 603
| Type of agreement | Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Blackrock Institutional Trust Company,N.A.(the “Lender”) |
| Transfer date | 27 June 2016 18 July 2016 03 August 2016 08August2016 |
| Holder of voting rights | Securities Borrower,Goldman,Sachs & Co. |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early? Yes/no Ifyes,detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement? Yes/no Ifyes,detail anyexceptions |
Yes |
| Type of agreement | Overseas Securities Lender’s Agreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Citibank,N.A.(the “Lender”) |
| Transfer date | 16 August 2016 17 August 2016 |
| Holder of voting rights | Securities Borrower,Goldman Sachs International |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early?Yes/no Ifyes,detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes,detail anyexceptions |
Yes |
ASX Form 603
| Type of agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Citibank,N.A.(the “Lender”) |
| Transfer date | 06 June 2016 |
| Holder of voting rights | Securities Borrower,Goldman Sachs International |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early?Yes/no Ifyes,detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes,detail anyexceptions |
Yes |
| Type of agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Goldman Sachs International (the “Borrower”); Goldman Sachs Financial Markets PtyLtd(the “Lender”) |
| Transfer date | 19 April 2016 – 18 August 2016 |
| Holder of voting rights | Securities Borrower, Goldman Sachs International |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early?Yes/no Ifyes,detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes,detail anyexceptions |
Yes |
ASX Form 603
| Type of agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Goldman,Sachs & Co.(the “Lender”) |
| Transfer date | 26 April 2016 – 18 August 2016 |
| Holder of voting rights | Securities Borrower, Goldman Sachs International |
| Are there any restrictions on voting rights? Yes/no Ifyes,detail |
No |
| Scheduled return date(if any) | N/A |
| Does the borrower have the right to return early?Yes/no Ifyes,detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early? Yes/no Ifyes,detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes,detail anyexceptions |
Yes |
A copy of the agreements will be provided to Nanosonics Limited or the Australian Securities and Investments Commission upon request.
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 22 August 2016
ASX Form 603
Annexure C
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration (AUD) |
|---|---|---|---|
| GAUS | 04/19/2016 | 343 | N/A |
| GSI | 04/20/2016 | 4,052 | N/A |
| GSI | 04/21/2016 | 18,435 | 41,543 |
| GSI | 04/21/2016 | 2,635 | 5,938 |
| GSI | 04/21/2016 | 644 | 1,451 |
| GAUS | 04/21/2016 | 1,816 | N/A |
| GSI | 04/22/2016 | 7,749 | 17,491 |
| GAUS | 04/25/2016 | 257 | N/A |
| GSCO | 04/26/2016 | 160 | N/A |
| GSCO | 04/26/2016 | 1,840 | N/A |
| GSCO | 04/26/2016 | 280,000 | N/A |
| GSI | 04/26/2016 | 282,000 | N/A |
| GSI | 04/26/2016 | 160 | N/A |
| GSI | 04/26/2016 | 1,840 | N/A |
| GAUS | 04/26/2016 | 2 | N/A |
| GSCO | 04/27/2016 | 277,000 | N/A |
| GSCO | 04/27/2016 | 2,500 | N/A |
| GSI | 04/27/2016 | 279,500 | N/A |
| GSCO | 04/27/2016 | 2,500 | N/A |
| GSCO | 04/27/2016 | 2,500 | N/A |
| GSI | 04/27/2016 | 2,500 | N/A |
| GSI | 04/27/2016 | 2 | N/A |
| GSAMA | 04/28/2016 | 493,737 | 1,091,159 |
| GSCO | 04/28/2016 | 120 | N/A |
| GSCO | 04/28/2016 | 500 | N/A |
| GSCO | 04/28/2016 | 279,380 | N/A |
| GSI | 04/28/2016 | 280,000 | N/A |
| GSI | 04/28/2016 | 120 | N/A |
| GSI | 04/28/2016 | 500 | N/A |
| GSCO | 04/28/2016 | 120 | N/A |
| GSI | 04/28/2016 | 2 | N/A |
| GSI | 04/29/2016 | 4,596 | 10,050 |
| GSCO | 04/29/2016 | 280,000 | N/A |
| GSCO | 04/29/2016 | 50,000 | N/A |
| GSI | 04/29/2016 | 330,000 | N/A |
| GSI | 04/29/2016 | 50,000 | N/A |
| GAUS | 04/29/2016 | 2,395 | N/A |
| GSI | 05/02/2016 | 2 | N/A |
| GSCO | 05/03/2016 | 97,850 | N/A |
| GSCO | 05/03/2016 | 3,516 | N/A |
| GSCO | 05/03/2016 | 330,000 | N/A |
| GSI | 05/03/2016 | 431,366 | N/A |
| GSI | 05/03/2016 | 3,516 | N/A |
| GSI | 05/03/2016 | 97,850 | N/A |
| GAUS | 05/03/2016 | 4,218 | N/A |
| GSI | 05/04/2016 | 1,285 | 2,858 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSI | 05/04/2016 | 67,854 | N/A |
| GSI | 05/04/2016 | 3,261 | N/A |
| GAUS | 05/04/2016 | 20,107 | N/A |
| GSCO | 05/05/2016 | 431,366 | N/A |
| GSCO | 05/05/2016 | 67,854 | N/A |
| GSCO | 05/05/2016 | 3,261 | N/A |
| GSI | 05/05/2016 | 502,481 | N/A |
| GAUS | 05/05/2016 | 1,523 | N/A |
| GSCO | 05/06/2016 | 250 | N/A |
| GSCO | 05/06/2016 | 502,231 | N/A |
| GSI | 05/06/2016 | 502,481 | N/A |
| GSI | 05/06/2016 | 250 | N/A |
| GSCO | 05/06/2016 | 250 | N/A |
| GAUS | 05/06/2016 | 1,900 | N/A |
| GSI | 05/09/2016 | 2 | N/A |
| GSI | 05/10/2016 | 2 | N/A |
| GSI | 05/11/2016 | 500,000 | N/A |
| GAUS | 05/11/2016 | 6,100 | N/A |
| GSCO | 05/11/2016 | 71,115 | N/A |
| GSCO | 05/12/2016 | 580 | N/A |
| GSCO | 05/12/2016 | 428,885 | N/A |
| GSCO | 05/12/2016 | 501,901 | N/A |
| GSI | 05/12/2016 | 931,366 | N/A |
| GSI | 05/12/2016 | 580 | N/A |
| GSCO | 05/12/2016 | 580 | N/A |
| GSI | 05/12/2016 | 450 | N/A |
| GSI | 05/13/2016 | 1,270 | 3,017 |
| GSI | 05/13/2016 | 96 | N/A |
| GAUS | 05/16/2016 | 3 | N/A |
| GSI | 05/16/2016 | 38,371 | N/A |
| GSAMA | 05/17/2016 | 12,443 | 28,370 |
| GSCO | 05/17/2016 | 120 | N/A |
| GSCO | 05/17/2016 | 37,157 | N/A |
| GSCO | 05/17/2016 | 931,366 | N/A |
| GSI | 05/17/2016 | 968,643 | N/A |
| GSI | 05/17/2016 | 120 | N/A |
| GSI | 05/17/2016 | 37,157 | N/A |
| GSI | 05/17/2016 | 26,089 | N/A |
| GAUS | 05/17/2016 | 95 | N/A |
| GSI | 05/17/2016 | 25,824 | N/A |
| GSAMA | 05/18/2016 | 143,316 | 328,910 |
| GSAMA | 05/18/2016 | 115,158 | 263,712 |
| GSCO | 05/18/2016 | 33,500 | N/A |
| GSCO | 05/18/2016 | 968,643 | N/A |
| GSI | 05/18/2016 | 1,002,143 | N/A |
| GSI | 05/18/2016 | 33,500 | N/A |
| GAUS | 05/18/2016 | 594 | N/A |
| GSI | 05/18/2016 | 44,808 | N/A |
| GSCO | 05/19/2016 | 477,900 | N/A |
| GSCO | 05/19/2016 | 1,002,143 | N/A |
| GSI | 05/19/2016 | 1,480,043 | N/A |
| GSI | 05/19/2016 | 477,900 | N/A |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSI | 05/19/2016 | 174 | N/A |
| GSI | 05/19/2016 | 43,547 | N/A |
| GSI | 05/19/2016 | 154 | N/A |
| GAUS | 05/20/2016 | 708 | 1,565 |
| GSI | 05/20/2016 | 277 | N/A |
| GSI | 05/20/2016 | 6,724 | N/A |
| GSI | 05/23/2016 | 787 | N/A |
| GSI | 05/23/2016 | 290 | N/A |
| GSI | 05/23/2016 | 73 | N/A |
| GSI | 05/23/2016 | 2,235 | N/A |
| GSI | 05/23/2016 | 574 | N/A |
| GSI | 05/23/2016 | 3,874 | N/A |
| GSI | 05/23/2016 | 95 | N/A |
| GSI | 05/23/2016 | 1,523 | N/A |
| GSI | 05/23/2016 | 6,724 | N/A |
| GSI | 05/24/2016 | 1 | N/A |
| GSI | 05/24/2016 | 6,725 | N/A |
| GAUS | 05/25/2016 | 13,189 | 29,280 |
| GSI | 05/25/2016 | 15,554 | 35,135 |
| GSI | 05/25/2016 | 520 | 1,175 |
| GSI | 05/25/2016 | 1,994 | 4,504 |
| GSI | 05/25/2016 | 514 | N/A |
| GSI | 05/25/2016 | 123 | N/A |
| GSI | 05/25/2016 | 22,839 | N/A |
| GSI | 05/26/2016 | 1,751 | 3,960 |
| GSI | 05/26/2016 | 456 | 1,031 |
| GSI | 05/26/2016 | 13,660 | 30,889 |
| GSI | 05/26/2016 | 20,105 | N/A |
| GSI | 05/26/2016 | 868 | N/A |
| GSI | 05/26/2016 | 1,059 | N/A |
| GSI | 05/26/2016 | 594 | N/A |
| GSI | 05/26/2016 | 1,900 | N/A |
| GSI | 05/26/2016 | 22,840 | N/A |
| GSI | 05/26/2016 | 161 | N/A |
| GSI | 05/26/2016 | 3,338 | N/A |
| GSI | 05/26/2016 | 1,084 | N/A |
| GSI | 05/26/2016 | 12,219 | N/A |
| GSI | 05/26/2016 | 1,375 | N/A |
| GSI | 05/26/2016 | 2,018 | N/A |
| GSAMA | 05/27/2016 | 100,000 | 224,500 |
| GSAMA | 05/27/2016 | 68,391 | 153,743 |
| GSAMA | 05/27/2016 | 129 | 288 |
| GSI | 05/27/2016 | 12,923 | 28,942 |
| GSI | 05/27/2016 | 1,657 | 3,711 |
| GSI | 05/27/2016 | 432 | 968 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSCO | 05/27/2016 | 100 | N/A |
| GSCO | 05/27/2016 | 1,479,943 | N/A |
| GSI | 05/27/2016 | 1,480,043 | N/A |
| GSI | 05/27/2016 | 100 | N/A |
| GSCO | 05/27/2016 | 100 | N/A |
| GSI | 05/27/2016 | 1,302 | N/A |
| GSI | 05/27/2016 | 1,004 | N/A |
| GSI | 05/27/2016 | 3 | N/A |
| GSI | 05/27/2016 | 811 | N/A |
| GSI | 05/27/2016 | 22,839 | N/A |
| GAUS | 05/30/2016 | 3,573 | N/A |
| GSI | 05/30/2016 | 22,840 | N/A |
| GAUS | 05/31/2016 | 38,021 | 91,631 |
| GSCO | 05/31/2016 | 800,188 | N/A |
| GSCO | 05/31/2016 | 679,855 | N/A |
| GSI | 05/31/2016 | 1,480,043 | N/A |
| GSI | 05/31/2016 | 800,188 | N/A |
| GSCO | 05/31/2016 | 683,835 | N/A |
| GSCO | 05/31/2016 | 116,353 | N/A |
| GAUS | 05/31/2016 | 6,655 | N/A |
| GSI | 06/01/2016 | 5,096 | N/A |
| GSI | 06/01/2016 | 2,395 | N/A |
| GSI | 06/01/2016 | 88 | N/A |
| GSI | 06/01/2016 | 5,936 | N/A |
| GSI | 06/01/2016 | 489 | N/A |
| GSI | 06/01/2016 | 6,323 | N/A |
| GSI | 06/01/2016 | 6,762 | N/A |
| GSI | 06/01/2016 | 6,655 | N/A |
| GSI | 06/01/2016 | 66 | N/A |
| GSI | 06/01/2016 | 3,573 | N/A |
| GSI | 06/01/2016 | 6,733 | N/A |
| GSI | 06/01/2016 | 1,347 | N/A |
| GSI | 06/01/2016 | 3,134 | N/A |
| GSI | 06/01/2016 | 15,231 | N/A |
| GSA | 06/01/2016 | 225,710 | N/A |
| GSA | 06/01/2016 | 6,725 | N/A |
| GSA | 06/01/2016 | 22,840 | N/A |
| GSA | 06/01/2016 | 6,724 | N/A |
| GSA | 06/01/2016 | 6,724 | N/A |
| GSA | 06/01/2016 | 43,547 | N/A |
| GSA | 06/01/2016 | 25,824 | N/A |
| GSA | 06/01/2016 | 44,808 | N/A |
| GSA | 06/01/2016 | 22,839 | N/A |
| GSA | 06/01/2016 | 22,839 | N/A |
| GSA | 06/01/2016 | 22,840 | N/A |
| GAUS | 06/02/2016 | 15,372 | 37,661 |
| GAUS | 06/02/2016 | 6,762 | N/A |
| GAUS | 06/02/2016 | 11,283 | N/A |
| GSI | 06/03/2016 | 4,447 | 10,840 |
| GSCO | 06/03/2016 | 100,958 | N/A |
| GSCO | 06/03/2016 | 1,480,043 | N/A |
| GSI | 06/03/2016 | 1,581,001 | N/A |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSI | 06/03/2016 | 100,958 | N/A |
| GAUS | 06/03/2016 | 12,802 | N/A |
| GSI | 06/06/2016 | 81,000 | N/A |
| GSCO | 06/06/2016 | 900 | N/A |
| GSCO | 06/06/2016 | 1,580,101 | N/A |
| GSI | 06/06/2016 | 1,581,001 | N/A |
| GSI | 06/06/2016 | 900 | N/A |
| GSCO | 06/06/2016 | 900 | N/A |
| GAUS | 06/06/2016 | 2,623 | N/A |
| Rothesay Life Limited | 06/07/2016 | 1,289,436 | N/A |
| GAUS | 06/07/2016 | 3,912 | 9,545 |
| GAUS | 06/07/2016 | 70 | N/A |
| GAUS | 06/08/2016 | 660 | N/A |
| GAUS | 06/09/2016 | 1 | 2 |
| GSI | 06/09/2016 | 602 | 1,474 |
| GSI | 06/09/2016 | 20,346 | 49,833 |
| GSI | 06/09/2016 | 2,553 | 6,253 |
| GSCO | 06/09/2016 | 500 | N/A |
| GSCO | 06/09/2016 | 521,500 | N/A |
| GSCO | 06/09/2016 | 1,581,001 | N/A |
| GSI | 06/09/2016 | 2,103,001 | N/A |
| GSI | 06/09/2016 | 500 | N/A |
| GSI | 06/09/2016 | 521,500 | N/A |
| GAUS | 06/09/2016 | 54 | N/A |
| Rothesay Life Limited | 06/10/2016 | 813,796 | N/A |
| GSI | 06/10/2016 | 14,205 | 34,677 |
| GSI | 06/13/2016 | 1 | N/A |
| GSI | 06/14/2016 | 800 | 1,955 |
| GSI | 06/14/2016 | 6,934 | 16,942 |
| GSI | 06/14/2016 | 205 | 501 |
| GSCO | 06/14/2016 | 480,008 | N/A |
| GAUS | 06/14/2016 | 37 | N/A |
| GAUS | 06/15/2016 | 10,316 | N/A |
| GAUS | 06/16/2016 | 120 | 281 |
| GSI | 06/16/2016 | 371 | 895 |
| GSI | 06/16/2016 | 12,543 | 30,251 |
| GSI | 06/16/2016 | 1,448 | 3,492 |
| GAUS | 06/16/2016 | 241 | N/A |
| GAUS | 06/17/2016 | 1 | 2 |
| GSI | 06/17/2016 | 361 | 856 |
| GSI | 06/17/2016 | 12,189 | 28,912 |
| GSI | 06/17/2016 | 1,407 | 3,337 |
| GAUS | 06/17/2016 | 550 | N/A |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GAUS | 06/20/2016 | 179 | 413 |
| GAUS | 06/20/2016 | 8 | N/A |
| GAUS | 06/21/2016 | 4,279 | N/A |
| GSCO | 06/22/2016 | 1,992 | N/A |
| GAUS | 06/22/2016 | 12,707 | N/A |
| Rothesay Life Limited | 06/23/2016 | 730,760 | N/A |
| GAUS | 06/23/2016 | 294 | 679 |
| GSCO | 06/23/2016 | 40,000 | N/A |
| GAUS | 06/23/2016 | 11,322 | N/A |
| GAUS | 06/24/2016 | 1,868 | 4,054 |
| GAUS | 06/24/2016 | 2,880 | N/A |
| GAUS | 06/27/2016 | 6,801 | 15,030 |
| GAUS | 06/27/2016 | 6,618 | 14,431 |
| GSCO | 06/27/2016 | 500,000 | N/A |
| GSI | 06/27/2016 | 3,515 | N/A |
| GSI | 06/27/2016 | 4,279 | N/A |
| GSCO | 06/28/2016 | 307,477 | N/A |
| GSI | 06/28/2016 | 7,657 | N/A |
| GSI | 06/28/2016 | 550 | N/A |
| GSI | 06/28/2016 | 660 | N/A |
| GSI | 06/28/2016 | 10,316 | N/A |
| GSI | 06/28/2016 | 2,880 | N/A |
| GSI | 06/28/2016 | 241 | N/A |
| GAUS | 06/29/2016 | 124 | 269 |
| GAUS | 06/29/2016 | 390 | N/A |
| GAUS | 06/30/2016 | 2,473 | 5,416 |
| GAUS | 06/30/2016 | 24,841 | 54,402 |
| GSCO | 06/30/2016 | 250 | N/A |
| GSCO | 06/30/2016 | 1,273,274 | N/A |
| GSI | 06/30/2016 | 1,273,524 | N/A |
| GSI | 06/30/2016 | 250 | N/A |
| GSCO | 06/30/2016 | 250 | N/A |
| GSI | 06/30/2016 | 124 | N/A |
| GAUS | 07/01/2016 | 25,265 | 56,846 |
| GSI | 07/01/2016 | 70 | N/A |
| GSI | 07/01/2016 | 3,626 | N/A |
| GSI | 07/01/2016 | 390 | N/A |
| GSI | 07/01/2016 | 37 | N/A |
| GSI | 07/01/2016 | 8 | N/A |
| GSI | 07/01/2016 | 7,807 | N/A |
| GSI | 07/01/2016 | 28 | N/A |
| GSI | 07/01/2016 | 12,583 | N/A |
| GSI | 07/01/2016 | 2,622 | N/A |
| GSI | 07/01/2016 | 54 | N/A |
| GSI | 07/04/2016 | 32,100 | N/A |
| GSCO | 07/04/2016 | 32,100 | N/A |
| GSI | 07/04/2016 | 10,517 | N/A |
| GSI | 07/04/2016 | 12,774 | N/A |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSCO | 07/05/2016 | 32,100 | N/A |
| GSCO | 07/05/2016 | 1,241,424 | N/A |
| GSI | 07/05/2016 | 1,273,524 | N/A |
| GAUS | 07/05/2016 | 345 | N/A |
| GSI | 07/06/2016 | 1,339 | 3,036 |
| GSI | 07/06/2016 | 355 | 805 |
| GSI | 07/06/2016 | 11,565 | 26,220 |
| GAUS | 07/06/2016 | 3,420 | N/A |
| GSI | 07/07/2016 | 426 | 977 |
| GSI | 07/07/2016 | 13,853 | 31,775 |
| GSI | 07/07/2016 | 1,604 | 3,679 |
| GAUS | 07/07/2016 | 2,954 | N/A |
| RothesayLifeLimited | 07/08/2016 | 2,292,604 | N/A |
| GAUS | 07/08/2016 | 81 | 179 |
| GSI | 07/08/2016 | 20,796 | 47,074 |
| GSI | 07/08/2016 | 639 | 1,446 |
| GSI | 07/08/2016 | 4,482 | 10,134 |
| GAUS | 07/08/2016 | 1,009 | N/A |
| GSI | 07/11/2016 | 443 | 985 |
| GSI | 07/11/2016 | 14,406 | 32,019 |
| GSI | 07/11/2016 | 1,645 | 3,656 |
| GSI | 07/11/2016 | 81 | N/A |
| GSCO | 07/12/2016 | 110,076 | N/A |
| GSCO | 07/12/2016 | 55,038 | N/A |
| GSCO | 07/12/2016 | 1,108,410 | N/A |
| GSI | 07/12/2016 | 1,273,524 | N/A |
| GSI | 07/12/2016 | 110,076 | N/A |
| GSCO | 07/12/2016 | 27,519 | N/A |
| GSCO | 07/12/2016 | 27,519 | N/A |
| GSI | 07/12/2016 | 55,038 | N/A |
| GSCO | 07/12/2016 | 27,519 | N/A |
| GSCO | 07/12/2016 | 27,519 | N/A |
| GSCO | 07/12/2016 | 27,519 | N/A |
| GSCO | 07/12/2016 | 27,519 | N/A |
| GAUS | 07/12/2016 | 10,283 | N/A |
| GAUS | 07/12/2016 | 2,789 | N/A |
| GAUS | 07/12/2016 | 81 | N/A |
| Rothesay Life Limited | 07/13/2016 | 2,311,392 | N/A |
| GSI | 07/13/2016 | 1,078 | 2,429 |
| GSI | 07/13/2016 | 290 | 653 |
| GSI | 07/13/2016 | 9,445 | 21,281 |
| GAUS | 07/13/2016 | 4,290 | N/A |
| GAUS | 07/14/2016 | 3,038 | 7,139 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSI | 07/14/2016 | 1,230 | 2,867 |
| GSI | 07/14/2016 | 331 | 772 |
| GSI | 07/14/2016 | 10,776 | 25,121 |
| GAUS | 07/14/2016 | 2,320 | N/A |
| Rothesay Life Limited | 07/15/2016 | 2,233,104 | N/A |
| GSI | 07/15/2016 | 638 | 1,511 |
| GSI | 07/15/2016 | 20,775 | 49,199 |
| GSI | 07/15/2016 | 5,279 | 12,504 |
| GSI | 07/15/2016 | 718 | N/A |
| GSI | 07/15/2016 | 2,320 | N/A |
| GSI | 07/18/2016 | 2,832 | 6,655 |
| GSI | 07/18/2016 | 778 | 1,828 |
| GSI | 07/18/2016 | 25,327 | 59,516 |
| GSCO | 07/18/2016 | 50,000 | N/A |
| GAUS | 07/18/2016 | 167 | N/A |
| RothesayLifeLimited | 07/19/2016 | 1,160,032 | N/A |
| GSI | 07/19/2016 | 477 | 1,121 |
| GSI | 07/19/2016 | 15,528 | 36,500 |
| GSI | 07/19/2016 | 1,719 | 4,041 |
| GSCO | 07/19/2016 | 243,996 | N/A |
| GAUS | 07/19/2016 | 5,570 | N/A |
| GSI | 07/19/2016 | 50,000 | N/A |
| GSCO | 07/19/2016 | 200,305 | N/A |
| GAUS | 07/20/2016 | 5,032 | 12,328 |
| GSI | 07/20/2016 | 1,040 | 2,461 |
| GSI | 07/20/2016 | 289 | 684 |
| GSI | 07/20/2016 | 9,399 | 22,240 |
| GSI | 07/20/2016 | 9,300 | N/A |
| GAUS | 07/20/2016 | 5,846 | N/A |
| GSI | 07/21/2016 | 497 | 1,193 |
| GSI | 07/21/2016 | 16,186 | 38,842 |
| GSI | 07/21/2016 | 1,792 | 4,300 |
| GSI | 07/21/2016 | 18,675 | N/A |
| GSI | 07/21/2016 | 5,032 | N/A |
| RothesayLifeLimited | 07/22/2016 | 66,064 | N/A |
| GSI | 07/22/2016 | 3,235 | 7,872 |
| GSI | 07/22/2016 | 898 | 2,185 |
| GSI | 07/22/2016 | 29,221 | 71,103 |
| GSCO | 07/22/2016 | 76,574 | N/A |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSCO | 07/22/2016 | 202,649 | N/A |
| GSCO | 07/22/2016 | 50,000 | N/A |
| GSI | 07/22/2016 | 117,827 | N/A |
| GAUS | 07/22/2016 | 16,222 | N/A |
| GSI | 07/25/2016 | 1,231 | 3,273 |
| GSI | 07/25/2016 | 40,060 | 106,528 |
| GSI | 07/25/2016 | 4,434 | 11,791 |
| GSCO | 07/25/2016 | 600 | N/A |
| GSI | 07/25/2016 | 600 | N/A |
| GAUS | 07/25/2016 | 1,171 | N/A |
| GSI | 07/25/2016 | 71,267 | N/A |
| GSI | 07/26/2016 | 15,199 | 41,619 |
| GSI | 07/26/2016 | 137,309 | 375,993 |
| GSI | 07/26/2016 | 4,219 | 11,553 |
| GSCO | 07/26/2016 | 600 | N/A |
| GSCO | 07/26/2016 | 549,400 | N/A |
| GSI | 07/26/2016 | 550,000 | N/A |
| GAUS | 07/26/2016 | 1,301 | N/A |
| GSI | 07/26/2016 | 8,641 | N/A |
| GAUS | 07/27/2016 | 20,200 | 54,136 |
| GSI | 07/27/2016 | 318 | 890 |
| GSI | 07/27/2016 | 2,877 | 8,055 |
| GSI | 07/27/2016 | 88 | 246 |
| GAUS | 07/27/2016 | 171 | N/A |
| GSI | 07/28/2016 | 2,084 | 5,754 |
| GSI | 07/28/2016 | 579 | 1,599 |
| GSI | 07/28/2016 | 18,829 | 51,987 |
| GSCO | 07/28/2016 | 200 | N/A |
| GSI | 07/28/2016 | 15,859 | N/A |
| GSI | 07/28/2016 | 4,290 | N/A |
| GSCO | 07/29/2016 | 200 | N/A |
| GSCO | 07/29/2016 | 549,800 | N/A |
| GSI | 07/29/2016 | 550,000 | N/A |
| GSI | 07/29/2016 | 200 | N/A |
| GAUS | 08/01/2016 | 721 | N/A |
| GSCO | 08/02/2016 | 402,270 | N/A |
| GSI | 08/02/2016 | 1,842 | N/A |
| GSI | 08/02/2016 | 721 | N/A |
| GSI | 08/02/2016 | 171 | N/A |
| GSI | 08/02/2016 | 1,301 | N/A |
| GSI | 08/02/2016 | 5,570 | N/A |
| GSI | 08/02/2016 | 1,171 | N/A |
| GSI | 08/02/2016 | 5,846 | N/A |
| GSI | 08/02/2016 | 167 | N/A |
| GSI | 08/02/2016 | 363 | N/A |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSCO | 08/03/2016 | 10,000 | N/A |
| GSI | 08/03/2016 | 6,578 | N/A |
| GSI | 08/03/2016 | 2,691 | N/A |
| GAUS | 08/04/2016 | 21 | N/A |
| GAUS | 08/05/2016 | 10,396 | 28,485 |
| GSCO | 08/05/2016 | 10,000 | N/A |
| GSCO | 08/05/2016 | 147,730 | N/A |
| GSI | 08/05/2016 | 157,730 | N/A |
| GSI | 08/05/2016 | 10,000 | N/A |
| GAUS | 08/05/2016 | 153 | N/A |
| Rothesay Life Limited | 08/08/2016 | 2,154,416 | N/A |
| GAUS | 08/08/2016 | 1,164 | 3,188 |
| GSCO | 08/08/2016 | 50,000 | N/A |
| GSI | 08/08/2016 | 26,381 | N/A |
| GAUS | 08/09/2016 | 32 | 88 |
| GSI | 08/09/2016 | 12,039 | N/A |
| GSI | 08/10/2016 | 3,975 | 10,930 |
| GSI | 08/10/2016 | 28,755 | 79,070 |
| GSI | 08/10/2016 | 1,064 | 2,926 |
| GSCO | 08/10/2016 | 2,907 | N/A |
| GSCO | 08/10/2016 | 157,730 | N/A |
| GSI | 08/10/2016 | 160,637 | N/A |
| GSI | 08/10/2016 | 2,907 | N/A |
| GAUS | 08/10/2016 | 511 | N/A |
| GSI | 08/11/2016 | 1,441 | 4,058 |
| GSI | 08/11/2016 | 5,384 | 15,162 |
| GSI | 08/11/2016 | 38,942 | 109,665 |
| GAUS | 08/11/2016 | 355 | N/A |
| GSI | 08/12/2016 | 1,459 | 4,186 |
| GSI | 08/12/2016 | 6,486 | 18,599 |
| GSI | 08/12/2016 | 39,441 | 113,160 |
| GAUS | 08/12/2016 | 330 | N/A |
| GSI | 08/15/2016 | 6,063 | 17,303 |
| GSI | 08/15/2016 | 1,639 | 4,677 |
| GSI | 08/15/2016 | 44,314 | 126,463 |
| GSI | 08/15/2016 | 14,705 | N/A |
| GSCO | 08/15/2016 | 14,705 | N/A |
| GSI | 08/15/2016 | 14,705 | N/A |
| GAUS | 08/15/2016 | 387 | N/A |
| GSI | 08/16/2016 | 1,642 | 4,711 |
| GSI | 08/16/2016 | 6,071 | 17,417 |
| GSI | 08/16/2016 | 44,378 | 127,316 |
ASX Form 603
| Holder of Relevant Interest | Date of Acquisition | Number of Securities | Total Consideration(AUD) |
|---|---|---|---|
| GSI | 08/16/2016 | 70,000 | N/A |
| GSI | 08/16/2016 | 100,000 | N/A |
| GSI | 08/16/2016 | 400,000 | N/A |
| GSI | 08/16/2016 | 74,000 | N/A |
| GSCO | 08/16/2016 | 14,705 | N/A |
| GSCO | 08/16/2016 | 145,932 | N/A |
| GSI | 08/16/2016 | 160,637 | N/A |
| GSCO | 08/16/2016 | 14,705 | N/A |
| GAUS | 08/16/2016 | 284 | N/A |
| GSI | 08/17/2016 | 1,878 | 5,337 |
| GSI | 08/17/2016 | 508 | 1,444 |
| GSI | 08/17/2016 | 13,727 | 39,011 |
| GSI | 08/17/2016 | 475,000 | N/A |
| GAUS | 08/17/2016 | 167 | N/A |
| RothesayLifeLimited | 08/18/2016 | 2,034,750 | N/A |
| GAUS | 08/18/2016 | 4,951 | 13,572 |
| GSI | 08/18/2016 | 519 | 1,458 |
| GSI | 08/18/2016 | 1,920 | 5,395 |
| GSI | 08/18/2016 | 14,032 | 39,431 |
| GSCO | 08/18/2016 | 250 | N/A |
| GSCO | 08/18/2016 | 160,387 | N/A |
| GSI | 08/18/2016 | 160,637 | N/A |
| GSI | 08/18/2016 | 250 | N/A |
| GSCO | 08/18/2016 | 250 | N/A |
| GAUS | 08/18/2016 | 1,309 | N/A |
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 22 August 2016