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NANOSONICS LIMITED Major Shareholding Notification 2015

Dec 7, 2015

65405_rns_2015-12-07_d7746b81-b6c8-446c-be78-22377a2389f4.pdf

Major Shareholding Notification

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ASX Form 603

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial shareholder

To Company Name/Scheme NANOSONICS LIMITED

ACN 095 076 896

1. Details of substantial holder

Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).

ACN/ARSN (if applicable) Not applicable

The holder became a 3 December 2015 substantial holder on

2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

follows:
Class of securities Number of securities Persons’ votes Voting power
Ordinary Fully Paid Shares 14,458,152 14,458,152 5.10%

3. Details of relevant interests The nature of the relevant interest the substantial holder had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant Nature of relevant interest Class and number f securities
interest
The Goldman Sachs
Group Inc (“GSGI”)
GSGI has a relevant interest in ordinary fully paid shares by
virtue of section 608(3) of the Corporations Act 2001.
14,458,152 Ordinary Fully Paid
Shares
Goldman Sachs Asset
Management Australia
Pty Ltd ("GSAMA")
GSAMA has a relevant interest in 11,961,597 ordinary fully
paid shares in its capacity as investment manager for a range
of client portfolios.
11,961,597 Ordinary Fully Paid
Shares
Goldman Sachs
Australia Managed
Funds Limited
("GSAMF")
GSAMF has a relevant interest in 1,617,774 ordinary fully
paid shares in its capacity as responsible entity for the range
of Goldman Sachs Australia Managed Funds.
1,617,774 Ordinary Fully Paid
Shares
GSAMA GSAMA has a relevant interest in 1,617,774 ordinary fully
paid shares in its capacity as investment manager for a range
of Goldman Sachs Australia registered managed investment
schemes.
1,617,774 Ordinary Fully Paid
Shares
Goldman Sachs
International (“GSI”)
Holder of shares subject to an obligation to return under a
securities lending agreement (see Annexure B).
41,777 Ordinary Fully Paid
Shares
Goldman Sachs
Financial Markets Pty
Ltd (“GAUS”)
Holder of shares subject to an obligation to return under a
securities lending agreement with GSI (see Annexure B).
39,658 Ordinary Fully Paid
Shares
Rothesay Life Limited Holder of shares subject to an obligation to return under a
securities lending agreement (see Annexure B).
837,004 Ordinary Fully Paid
Shares

ASX Form 603

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of
relevant interest
Registered holder of securities Person entitled to be registered
as holder
Class and number of securities Class and number of securities
GSAMA JP Morgan Chase Bank, Sydney Various clients 11,961,597 Ordinary Fully
Paid Shares
GSAMF
GSAMA
RBC Dexia Investor Services Australia Pty
Limited
GSAMF as the responsible entity
for the range of Goldman Sachs
Australia registered managed
investment schemes
1,617,774 Ordinary Fully
Paid Shares
GSI HSBC Custody Nominees Australia
Limited
GSI 2,119 Ordinary Fully
Paid Shares
GAUS HSBC Custody Nominees Australia
Limited
GAUS 39,658 Ordinary Fully
Paid Shares
Rothesay Life
Limited
Bank of New York Mellon Rothesay Life Limited 837,004 Ordinary Fully
Paid Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of Relevant Interest Date of Acquisition Number of Securities Total Consideration
Please refer to Annexure C.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN (if applicable) Nature of association
N/A N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
GSGI Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801,
USA
GSAMA Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
GSAMF Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
GSI Peterborough Court, 133 Fleet Street, London EC4A 2BB, United
Kingdom
Goldman Sachs & Co (“GSCO”) 200 West Street, New York, NY 10282, USA
GAUS Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
Rothesay Life Limited Level 25, 122 Leadenhall Street, London EC3V 4AB, United Kingdom
JP Morgan Chase Bank, Sydney Level 16, 85 Castlereagh Street, Sydney NSW 2000 Australia
RBC Dexia Investor Services Australia Pty Limited 2 Park Street, Level 17, Sydney, NSW 2000, Australia
HSBC Custody Nominees Australia Limited GPO Box 5302, Sydney NSW 2001, Australia
Bank of New York Mellon One Wall Street, New York, NY 10286, USA

ASX Form 603

Name Address
Goldman Sachs Australia Group All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia

Signature

Print name
Sign here
Raymond Chow
(signing under power of attorney in
accordance with section 52 of the
CorporationsAct)
Capacity
Authorised Person
Date
7 December 2015

ASX Form 603

Annexure A

Significant Subsidiaries of The Goldman Sachs Group, Inc.

The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2014 and the states or jurisdictions in which they are organized. Indentation indicates the principal parent of each subsidiary. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.

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ASX Form 603

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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 7 December 2015

ASX Form 603

Annexure B

This is Annexure B referred to in the Form 603: Notice of initial substantial shareholder issued by The Goldman Sachs Group, Inc. and its subsidiaries.

The following is description of the securities lending agreements referenced in the accompanying Form 603:

Type of agreement Global Master Securities Lending Agreement
Parties to agreement Rothesay Life Limited (the “Borrower”);
Morgan Stanley & Co. International PLC (the “Lender”)
Transfer date 08/18/2015
09/29/2015
10/06/2015
10/12/2015
10/15/2015
10/21/2015
10/23/2015
11/02/2015
11/04/2015
11/06/2015
11/27/2015
12/01/2015
12/03/2015
Holder of voting rights Securities Borrower, Rothesay Life Limited
Are there any restrictions on voting rights?Yes/no
If yes, detail
No
Scheduled return date (if any) N/A
Does the borrower have the right to return
early?Yes/no
Ifyes, detail
Yes
Does the lender have the right to recall early?
Yes/no
Ifyes, detail
Yes
Will the securities be returned on
settlement?Yes/no
Ifyes,detail anyexceptions
Yes
Type of agreement Global Master Securities Lending Agreement
Parties to agreement Goldman Sachs Financial Markets Pty Ltd (the “ Borrower”);
Goldman Sachs International (the“Lender”)
Transfer date 09/10/2015 – 11/25/2015
Holder of voting rights Securities Borrower, Goldman Sachs Financial Markets Pty
Ltd
Are there any restrictions on voting rights?Yes/no
Ifyes, detail
No
Scheduled return date(if any) N/A
Does the borrower have the right to return
early?Yes/no
Ifyes, detail
Yes, the borrower may return borrowed securities upon giving
notice
Does the lender have the right to recall early?
Yes/no
Ifyes, detail
Yes, the lender may recall lent securities upon giving notice
Will the securities be returned on
settlement?Yes/no
Ifyes, detail anyexceptions
Yes

ASX Form 603

Type of agreement Master Securities Lending Agreement
Parties to agreement Goldman Sachs International (the “Borrower”);
JP Morgan Chase Bank (the “Lender”)
Transfer date 09/11/2015
09/21/2015
Holder of voting rights Securities Borrower, Goldman Sachs International
Are there any restrictions on voting rights?Yes/no
If yes, detail
No
Scheduled return date (if any) N/A
Does the borrower have the right to return
early?Yes/no
If yes, detail
Yes, the borrower may return borrowed securities upon giving
notice
Does the lender have the right to recall early?Yes/no
If yes, detail
Yes, the lender may recall lent securities upon giving notice.
Will the securities be returned on settlement?Yes/no
If yes, detail any exceptions
Yes
Type of agreement Overseas Securities Lender’s Agreement
Parties to agreement Goldman Sachs International (the “Borrower”);
JPMorgan Chase Bank, N.A. (the “Lender”)
Transfer date 09/02/2015
09/29/2015
Holder of voting rights Securities Borrower, Goldman Sachs International
Are there any restrictions on voting rights?Yes/no
If yes, detail
Yes. The Borrower holding the securities will use its best
endeavours to arrange for the voting rights attached to such
securities to be exercised in accordance with the instruction of the
Lender upon receiving the written notification from the Lender.
Scheduled return date (if any) N/A
Does the borrower have the right to return
early?Yes/no
If yes, detail
Yes, the borrower may return borrowed securities upon giving
notice
Does the lender have the right to recall early?Yes/no
If yes, detail
Yes, the lender may recall lent securities upon giving notice.
Will the securities be returned on settlement?Yes/no
If yes, detail any exceptions
Yes

ASX Form 603

Type of agreement Overseas Securities Lender’s Agreement
Parties to agreement Goldman Sachs International (“Borrower”)
RBC Dexia Investor Services Trust (“Lender”)
Transfer date 09/14/2015
Holder of voting rights Borrower, Goldman Sachs International
Are there any restrictions on voting rights?Yes/no
If yes, detail
No
Scheduled return date (if any) N/A
Does the borrower have the right to return
early?Yes/no
If yes, detail
Yes
Does the lender have the right to recall early?Yes/no
If yes, detail
Yes, with notice
Will the securities be returned on settlement?Yes/no
If yes, detail any exceptions
Yes

A copy of the agreements will be provided to Nanosonics Limited or the Australian Securities and Investments Commission upon request.

Signature

print name
sign here
Raymond Chow
(signing under power of attorney
in accordance with section 52 of
the Corporations Act)
capacity
Authorised Person
date
7 December 2015

ASX Form 603

Annexure C

Holder of Relevant Interest Date of Acquisition Number of Securities Total Consideration
GSI 08/06/2015 20,186 N/A
GSI 08/07/2015 5,474 N/A
RothesayLifeLimited 08/18/2015 1,344,230 N/A
GSI 08/19/2015 3,290 N/A
GSCO 08/19/2015 3,290 N/A
GSI 08/20/2015 8,668 N/A
GSI 08/21/2015 14,758 N/A
GSI 09/02/2015 21,000 N/A
GSI 09/03/2015 25,411 N/A
GSI 09/03/2015 2,312 N/A
GSI 09/03/2015 3,526 N/A
GSAMA 09/04/2015 61,591 79,452
GSAMA 09/04/2015 39,852 51,011
GSAMA 09/04/2015 35,471 45,758
GSAMF 09/04/2015 15,130 19,518
GSAMF 09/04/2015 16,998 21,757
GSAMA 09/04/2015 69,200 88,576
GSAMA 09/04/2015 20,950 26,816
GSAMA 09/04/2015 18,646 24,053
GSAMA 09/07/2015 34,182 43,992
GSAMA 09/07/2015 19,685 25,335
GSAMF 09/07/2015 8,396 10,806
GSAMA 09/07/2015 10,348 13,318
GSAMA 09/08/2015 45,501 58,696
GSAMF 09/08/2015 19,408 25,036
GSAMA 09/08/2015 79,008 101,920
GSAMA 09/08/2015 23,919 30,856
GAUS 09/10/2015 3,406 N/A
GSI 09/11/2015 40,000 N/A
GSI 09/14/2015 100,000 N/A
GSAMA 09/14/2015 21,688 29,279
GSAMA 09/14/2015 11,401 15,391
GSAMF 09/14/2015 9,251 12,489
GSAMA 09/14/2015 37,660 50,841
GAUS 09/21/2015 20,871 N/A
GSI 09/21/2015 104,000 N/A
GAUS 09/22/2015 9,735 N/A
GSAMA 09/22/2015 13,901 18,600
GSAMA 09/22/2015 24,138 32,297
GSAMA 09/22/2015 7,307 9,777
GSAMF 09/22/2015 5,929 7,933
GSAMA 09/23/2015 8,780 11,458
GSAMA 09/23/2015 5,056 6,598
GSAMF 09/23/2015 2,157 2,815
GSAMA 09/23/2015 2,658 3,469
GSAMA 09/24/2015 29,276 38,410
GSAMA 09/24/2015 15,390 20,192
GSAMF 09/24/2015 12,487 16,383
GSAMA 09/24/2015 50,836 66,697
GSI 09/25/2015 50 N/A
GSCO 09/25/2015 50 N/A

ASX Form 603

Holder of Relevant Interest Date of Acquisition Number of Securities Total Consideration
GSI 09/25/2015 50 N/A
GSI 09/25/2015 50 N/A
GSCO 09/25/2015 50 N/A
GSCO 09/25/2015 50 N/A
GSI 09/25/2015 50 N/A
GSI 09/25/2015 50 N/A
GSCO 09/25/2015 50 N/A
GSCO 09/25/2015 50 N/A
GSAMA 09/25/2015 15,028 19,702
GSAMA 09/25/2015 4,549 5,964
GSAMA 09/25/2015 8,655 11,347
GSAMF 09/25/2015 3,691 4,839
GSAMA 09/28/2015 14,314 18,837
GSAMA 09/28/2015 7,525 9,903
GSAMF 09/28/2015 6,105 8,034
GSAMA 09/28/2015 24,855 32,709
RothesayLifeLimited 09/29/2015 1,247,750 N/A
GSI 09/29/2015 16,296 N/A
GSAMA 09/29/2015 35,221 45,928
GSAMF 09/29/2015 15,023 19,590
GSAMA 09/29/2015 61,157 79,749
GSAMA 09/29/2015 18,515 24,144
GSAMA 09/30/2015 16,835 21,987
GSAMF 09/30/2015 7,181 9,378
GSAMA 09/30/2015 29,232 38,177
GSAMA 09/30/2015 8,850 11,558
GSAMA 10/01/2015 40,918 53,521
GSAMA 10/01/2015 23,565 30,823
GSAMF 10/01/2015 10,051 13,147
GSAMA 10/01/2015 12,388 16,204
RothesayLifeLimited 10/06/2015 90,244 N/A
GSAMA 10/06/2015 4,693 6,218
GSAMA 10/06/2015 2,467 3,269
GSAMA 10/06/2015 8,149 10,797
GSAMF 10/06/2015 2,002 2,653
GSAMA 10/09/2015 194,961 258,323
GSAMA 10/09/2015 28,018 37,264
GSAMA 10/09/2015 59,021 78,203
GSAMA 10/09/2015 8,482 11,281
GSAMF 10/09/2015 6,882 9,153
GSAMA 10/09/2015 112,278 148,768
GSAMA 10/09/2015 16,136 21,461
GSAMF 10/09/2015 47,891 63,456
RothesayLifeLimited 10/12/2015 871,820 N/A
RothesayLifeLimited 10/15/2015 1,121,368 N/A
GSI 10/21/2015 2,115 N/A
GSCO 10/21/2015 2,115 N/A
RothesayLifeLimited 10/21/2015 1,099,720 N/A
RothesayLifeLimited 10/23/2015 1,083,576 N/A
RothesayLifeLimited 11/02/2015 998,390 N/A
RothesayLifeLimited 11/04/2015 748,264 N/A
RothesayLifeLimited 11/06/2015 500,580 N/A

ASX Form 603

Holder of Relevant Interest Date of Acquisition Number of Securities Total Consideration
GSI 11/11/2015 1,277 N/A
GSI 11/11/2015 4,581 N/A
GSCO 11/11/2015 4,581 N/A
GSCO 11/11/2015 1,277 N/A
GAUS 11/18/2015 5,646 N/A
GSCO 11/24/2015 1,000 N/A
GAUS 11/24/2015 1,119 N/A
GSI 11/25/2015 1,119 N/A
GSI 11/25/2015 1,000 N/A
Rothesay Life Limited 11/27/2015 1,259,548 N/A
Rothesay Life Limited 12/01/2015 1,175,376 N/A
Rothesay Life Limited 12/03/2015 837,004 N/A

Signature

print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 7 December 2015