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NANOSONICS LIMITED — Major Shareholding Notification 2009
Dec 15, 2009
65405_rns_2009-12-15_41115916-7c34-439d-a613-3dc02f571d2e.pdf
Major Shareholding Notification
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WILSON HTM
Company Announcements Office
Notice of initial substantial holder
Facsimile Transmission
ASX
1300 135 638
Karen McLeod
16 December, 2009
| WilsonHTM IN VESTMENT GROUP |
||
|---|---|---|
Level 38 Riparian Plaza 71 Eagle Street Brisbane Qld 4000 GPO Box 240 Brisbane Qld 4001 Telephone 07 3212 1333 Facsimile 07 3212 1399 www.wilsonhtm.com.au
Karen McLeod Direct 07 3212 1005
Attached is a Form 603 Notice of initial substantial holder, for holdings in Nanosonics Limited by Wilson HTM Investment Group Ltd.
$kne-1$
Pages (incl. Cover): 7
Karen Mcleod Company Secretarial Department
Wilson HTM Ltd ABN 68 010 529 665 Participating Organisation of the Australian Stock Exchange Limited. Principal Member of the Financial Planning Association of Australia. Licensed Securities Dealer.
Association or Australia. Lucensed Securities Dealer.
The information contained in this transmission is confidential and may contain legally privileged information intended for the named recipient only. If you are not the included in this communication are not an indication or guarantee of future returns.
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Nanosonics Limited (NAN) | |
|---|---|---|
| ACN/ARSN | 095 076 896 | |
| 1. Details of substantial holder (1) |
Wilson HTM Investment Group Ltd and their associates listed in Name Annexure "D" to this notice ACN 100 325 184 ACN/ARSN (if applicable)
The holder became a substantial holder on $14/12/2009$
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Fully paid ordinary shares |
10568609 | 10568609 | 5.37% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| See Annexure A | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| See Annexure B | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure C | ||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| I Name and ACN/ARSN (if applicable) | I Nature of association | |
|---|---|---|
| See Annexure D | ||
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| All Persons Named | Level 38, 71 Eagle St, Brisbane, QLD 4000 |

DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of $(1)$ persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an $(5)$ associate has a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- Include details of: $(7)$
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any $(a)$ contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification $(b)$ applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown".
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on $(9)$ the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
| Nanosonics Limited | ||
|---|---|---|
| Holder of Relevant Interest Annexure A |
Nature of Relevant Interest | Class and number of securities |
| Wilson HTM Investment Group Limited | Relevant interest under Section 608(3) of the Corporations Act as ultimate holding company of the Wilson HTM Investment Group. |
10568609 Ordinary Fully Paid |
| Wilson HTM Limited | Wilson HTM Investment Group Ltd within the meaning of section holdings, has the power to control voting and/or the disposal of securities. Wilson HTM limited is a controlled body corporate of Wilson HTM Limited, in its capacity as Investment Manager for the persons or trusts listed beside its name or in its own |
7568609 Ordinary Fully Paid |
| WHTM Capital Management Limited | WHTM Capital Management Limited, in its capacity as Manager or Responsible Entity for the persons or trusts listed beside its and/or the disposal of securities. WHTM Capital Management name or in its own holdings, has the power to control voting 608(3) of the Corporations Act. |
3000000 Ordinary Fully Paid |
| Wilson HTM Investment Management Ptd Ltd | Limited is a controlled body corporate of Wilson HTM Investment Wilson HTM Investment Management Pty Ltd, in its capacity as Investment Manager for the persons or trusts listed beside its Management Pty Ltd is a controlled body corporate of Wilson name or in its own holdings, has the power to control voting and/or the disposal of securities. Wilson HTM Investment Group Ltd within the meaning of Section 608(3) of the Corporations Act. |
3000000 Ordinary Fully Paid |
| This is Annexure "A" of | HTM Investment Group Ltd within the meaning of Section 608(3) page(s) as mentioned in form 603 Notice of initial substantial holder of the Corporations Act. Chief Financial Officer Neal McCulloch |
Date: 10/14/04 |
Nanosonics Limited
</wilson<>| Annexure B | Class and Number of | ||||
|---|---|---|---|---|---|
| Holder of Relevant | Vegistered Holder of | Person entitled to be | Securities | ||
| rities Secur |
registered as holder | ||||
| VilsonHTM Interest |
Individual Private Clients | Individually Managed Accounts | 163333 Ordinary Fully Paid | ||
| Various Private Clients | Individually Managed Accounts | 7405276 Ordinary Fully Paid | |||
| NilsonHTM | 3000000 Ordinary Fully Paid | ||||
| WilsonHTM | National Australia Bank Ltd <wilson< td=""> | Wilson HTM Priority Growth Fund | Wilson HTM Priority Growth Fund | ||
| HTM Priority Growth Fund> | |||||
| Annexure "B" of This is |
page(s) as mentioned in form 603 Notice of initial substantial holder |
Date: $/6/4/$
Neal McCulloch
Chief Financial Officer
197
16/12 2009 13:44 FAX 61 7 3002 3090
| THE STRUCKLES | |||
|---|---|---|---|
| Holder of relevant Annexure B |
ate of acquisition ة |
Consideration Class and Number of Securities | |
| interest | 22000 | 50000 Ordinary Fully Paid | |
| WilsonHTM | 19/10/2009 | 75000 Ordinary Fully Paid | |
| WilsonHTM | 19/10/2009 | 33000 | |
| WilsonHTM | 19/10/2009 | 33000 | 75000 Ordinary Fully Paid |
| WilsonHTM | 19/10/2009 | 39600 | 90000 Ordinary Fully Paid |
| WilsonHTM | 19/10/2009 | 39600 | 90000 Ordinary Fully Paid |
| WilsonHTM | 19/10/2009 | 39600 | 90000 Ordinary Fully Paid |
| WilsonHTM | 19/10/2009 | 39600 | 90000 Ordinary Fully Paid |
| WilsonHTM | 8/12/2009 | 14500 | 25000 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 41250 | 75000 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 55000 | 100000 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 3294.18 | S729 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 11534.58 | 19925 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 18913.82 | 32672 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 10159.12 | 17549 Ordinary Fully Paid |
| WilsonHTM | 10/12/2009 | 10896.49 | 18780 Ordinary Fully Paid |
| WilsonHTM | 12/2009 11/1 |
2924.75 | 5000 Ordinary Fully Paid |
| Date: $\rlap{\hspace{0.1cm}}\prime\rlap{\hspace{0.1cm}}\delta$ Chief Financial Officer Neal McCulloch |
|||
Nanosonics Limited
| E |
|---|
| Ľ |
| ¢ |
| Nanosonics Limited | ||
|---|---|---|
| Annexure D | ||
| Name | Nature of Association | |
| Wilson HTM Corporate Finance Ltd | ACN 057 547 323 Wilson HTM Corporate Finance Ltd ACN 057 547 323 is a controlled body of Wilson HTM Investment Group Limited within the meaning of Section 608(3) of the Corporations Act. |
|
| WHTM Capital Management Limited | ACN 082 494 362 WHTM Capital Management Limited ACN 082 494 362 is a controlled body of Wilson HTM Investment Group Limited within the meaning of Section 608(3) of the Corporations Act. |
|
| Wilson HTM Funds Management Pty 575 |
body of Wilson HTM Investment Group Limited within the meaning of Section Ltd ACN 120 826 Wilson HTM Funds Management Ply Ltd ACN 120 826 575 is a controlled 608(3) of the Corporations Act. |
|
| Wilson HTM Investment Management Pty Ltd ACN 116943456 |
controlled body of Wilson HTM Investment Group Limited within the meaning Wilson HTM Investment Management Pty Ltd ACN 116 943 456 is a of Section 608(3) of the Corporations Act. |
|
| Wilson HTM Ltd ACN 010 529 665 | Wilson HTM Ltd ACN 010 529 665 is a controlled body of Wilson HTM Investment Group Limited within the meaning of Section 608(3) of the Corporations Act. |
|
page(syas mentioned in form 603 Notice of initial substantial holder This is Annexure "D" of
Neal McCulloch
Chief Financial Officer
$\hat{\mathcal{L}}$
Date: $/6/1/69$
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