NANOSONICS LIMITED — Capital/Financing Update 2015

Mar 29, 2015

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30 March 2015

Company Announcements Office ASX Limited

Issue of Performance Rights and Shares

Nanosonics Limited (ASX: NAN) advises that 1,818,113 Fully Paid Shares have been issued to raise a total of $2,999,865 under the Share Purchase Plan that was announced on 13 March 2015. In accordance with ASX Listing Rule 3.10.5 the Appendix 3B relating to the Share Purchase Plan is attached.

Notice under Section 708A(5)(e)

As at 30 March 2015, Nanosonics Limited gives notice under section 708A(5)(e) of the Corporations Act 2001 (Corporations Act) that:

• a) The Company issued the securities without disclosure to investors under Part 6D.2 of the Corporations Act.

• b) The Company has complied with the provisions, as they apply to the Company, of Chapter 2M of the Corporations Act and with Section 674 of the Corporations Act; and

• c) There is no information:

• i. that has been excluded from a continuous disclosure notice in accordance with the ASX Listing Rules; and

• ii. which investors and their professional advisors would reasonably require for the purpose of making an informed assessment of:

  • A. the assets and liabilities, financial performance, profits and losses and prospects of Nanosonics; or

  • B. the rights and liabilities attaching to Nanosonics securities.

Nanosonics Limited

McGregor Grant Company Secretary

Nanosonics Limited ABN 11 095 076 896 Unit 24 566 Gardeners Road Alexandria NSW 2015 Australia Tel: +61 2 8063 1600 Fax: +61 2 9317 5010 Email: info@nanosonics.com.au w: www.nanosonics.com.au

Appendix 3B New issue announcement

Rule 2.7, 3.10.3, 3.10.4, 3.10.5

Appendix 3B

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13

Name of entity

Nanosonics Limited

ABN

11 095 076 896

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).

1 +Class of +securities issued or to Fully Paid Ordinary Shares be issued 2 Number of[+] securities issued or 1,818,113 to be issued (if known) or maximum number which may be issued 3 Principal terms of the Fully paid ordinary shares issued under the +securities (e.g. if options, Share Purchase Plan announced on 13 March exercise price and expiry date; if 2015 to raise a total of $2,999, 865. partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)

• See chapter 19 for defined terms.

Appendix 3B Page 1

04/03/2013

Appendix 3B New issue announcement

4 Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities? If the additional +securities do not rank equally, please state:  the date from which they do  the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment  the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b – 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i 6b The date the security holder resolution under rule 7.1A was passed 6c Number of +securities issued without security holder approval under rule 7.1	Yes, the shares rank equally with other fully paid ordinary shares in the Company and are included with quoted ordinary shares (ASX: NAN).
	1,818,113 ordinary shares issued to raise a total of $2,999, 865.
	To raise additional working capital.
	No
	Not Applicable
	Not Applicable

• See chapter 19 for defined terms.

Appendix 3B Page 2

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Appendix 3B New issue announcement

6d Number of +securities issued with security holder approval under rule 7.1A 6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) 6f Number of +securities issued under an exception in rule 7.2 6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation. 6h If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements 6i Calculate the entity’s remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements 7 +Issue dates Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A. Cross reference: item 33 of Appendix 3B. 8 Number and +class of all +securities quoted on ASX (including the +securities in section 2 if applicable)	Not Applicable	Not Applicable
	Not Applicable
	Not Applicable
	Not Applicable
	Not Applicable
	Not Applicable
	27 March 2015
	Number	+Class
	281,339,223	Fully Paid Ordinary Shares

• See chapter 19 for defined terms.

Appendix 3B Page 3

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Appendix 3B New issue announcement

Number	+Class
1,400,000	ASX Code NANAO – Unquoted Employee Options, with exercise price of A$0.85 expiring on 28 April 2016.
65,000	ASX Code NANAP – Unquoted Employee Options, with exercise price of A$0.5320 expiring on 21 November 2015.
1,220,000	NANAZ – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 September 2015
130,000	NANAA – Unquoted General Options, with exercise price of A$0.5133 expiring on 21 November 2016.
133,334	NANAB – Unquoted General Options, with exercise price of A$0.5220 expiring on 21 November 2016.
712,970	NANAD – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 September 2015
1,500,000	NANAE – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 September 2017
134,818	NANAF – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 September 2016
587,731	NANAG – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 September 2016
134,375	NANAH – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 July 2015
480,583	Proposed Code NANAI – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 1October 2015
798,345	Proposed Code NANAJ – Unquoted Performance Rights, with exercise price of A$0.00 expiring on 30 September 2017
1	NANAT - 6% Tranche A Convertible Note with a face value of $4,000,000 maturing on 28 June 2016
1	NANAU - 6% Tranche B Convertible Note with a face value of $3,500,000 maturing on 28 June 2016

10 Dividend policy (in the case of a Not Applicable trust, distribution policy) on the increased capital (interests)

• See chapter 19 for defined terms.

Appendix 3B Page 4

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Appendix 3B New issue announcement

Part 2 - Pro rata issue

Not Applicable

Questions 11-33

Part 3 - Quotation of securities

You need only complete this section if you are applying for quotation of securities

• 34 Type of[+] securities ( tick one )

• (a) +Securities described in Part 1

• (b) All other[+] securities

Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

Entities that have ticked box 34(a)

Additional securities forming a new class of securities

Tick to indicate you are providing the information or documents

• 35 If the[+] securities are[+] equity securities, the names of the 20 largest holders of the additional[+] securities, and the number and percentage of additional[+] securities held by those holders

• 36 If the[+] securities are[+] equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000

• 1,001 - 5,000

• 5,001 - 10,000

• 10,001 - 100,000 100,001 and over

• 37 A copy of any trust deed for the additional[+] securities

Entities that have ticked box 34(b)

Questions 38 - 42

Not Applicable

• See chapter 19 for defined terms.

Appendix 3B Page 5

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Appendix 3B New issue announcement

Quotation agreement

• 1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may quote the[+] securities on any conditions it decides.

• 2 We warrant the following to ASX.

• The issue of the[+] securities to be quoted complies with the law and is not for an illegal purpose.

• There is no reason why those +securities should not be granted +quotation.

• An offer of the[+] securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.

Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty

• Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any[+] securities to be quoted and that no-one has any right to return any[+] securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the[+] securities be quoted.

• If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the[+] securities be quoted.

• 3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.

• 4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.

Sign here: ............................................................ Date: 30 March 2015 (Company secretary)

Print name: McGregor Grant

• See chapter 19 for defined terms.

Appendix 3B Page 6

04/03/2013