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NANOCO GROUP PLC — Major Shareholding Notification 2017
May 10, 2017
4931_mrq_2017-05-10_9ce69596-ca29-41cc-b830-57a6a55ad424.html
Major Shareholding Notification
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RNS Number : 7252E
Nanoco Group PLC
10 May 2017
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Nanoco Group Plc | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | x | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Richard Griffiths and controlled undertakings | |||
| 4. Full name of shareholder(s) (if different from 3.):iv | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
8 May 2017 | |||
| 6. Date on which issuer notified: | 10 May 2017 | |||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
< 7, 6, 5% | |||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
| Ordinary 10p | 11,996,000 | 11,996,000 | 7,871,951 | 7,871,951 | 3.30% | |||||||||||
| GB00B01JLR99 | ||||||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| CFD | 3,785,068 | 1.59% | ||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 11,657,019 | 4.89% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
| Blake Holdings Limited | 7,871,951 |
| 7,871,951 | |
| Add QFI's | |
| Richard Griffiths | 3,785,068 |
| Total Interests | 11,657,019 |
The above undertakings are all controlled by Richard Griffiths
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
James Sutcliffe
15. Contact telephone number:
01534 719761
| Note: Annex should only be submitted to the FSA not the issuer | |
| Annex: Notification of major interests in share | |
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) |
|
| Contact address (registered office for legal entities) |
|
| Phone number & email | |
| Other useful information (at least legal representative for legal persons) |
|
| B: Identity of the notifier, if applicable | |
| Full name | |
| Contact address | |
| Phone number & email | |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
| C: Additional information | |
| For notes on how to complete form TR-1 please see the FSA website. |
This information is provided by RNS
The company news service from the London Stock Exchange
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