NACCO INDUSTRIES INC — Director's Dealing 2017

Feb 14, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2016-12-31

Reporting Person: RANKIN THOMAS T (Member of a group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-22	Class A Common Stock	G	100	—	Disposed	36439	Indirect
2016-12-22	Class A Common Stock	G	100	—	Disposed	36439	Indirect
2016-12-22	Class A Common Stock	G	100	—	Disposed	36439	Indirect
2016-12-22	Class A Common Stock	G	100	—	Disposed	36439	Indirect
2016-12-22	Class A Common Stock	G	199	—	Disposed	9267	Indirect
2016-12-22	Class A Common Stock	G	199	—	Disposed	9267	Indirect
2016-12-22	Class A Common Stock	G	100	—	Acquired	9267	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1843	Indirect
Class A Common Stock	3622	Indirect
Class A Common Stock	7	Direct
Class A Common Stock	6	Indirect
Class A Common Stock	19578	Indirect
Class A Common Stock	1975	Indirect
Class A Common Stock	53085	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (5143)	5143	Indirect
Class B Common Stock	$		Class A Common Stock (5143)	5143	Indirect
Class B Common Stock	$		Class A Common Stock (5143)	5143	Indirect
Class B Common Stock	$0		Class A Common Stock (35312)	35312	Indirect
Class B Common Stock	$0		Class A Common Stock (19)	19	Indirect
Class B Common Stock	$0		Class A Common Stock (65478)	65478	Indirect
Class B Common Stock	$0		Class A Common Stock (92873)	92873	Indirect
Class B Common Stock	$		Class A Common Stock (20000)	20000	Indirect

Footnotes

F1: N/A

F2: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------

F3: Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which was held by Reporting Person as Co-Trustee of trust for benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.

F4: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.

F5: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

F6: As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

F7: (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

F8: (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

F9: Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.

F10: Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.

F11: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.--------