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NACCO INDUSTRIES INC — Director's Dealing 2016
Feb 16, 2016
33254_dirs_2016-02-16_90cc686e-2d71-4a96-bab7-c3ea1ff25fd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2016-02-11
Reporting Person: BUTLER JOHN C JR (SrVP-Fin Treas & Chief Adm Off, Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-11 | Class A Common Stock | A | 9457 | — | Acquired | 44928 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 7650 | Indirect |
| Class A Common Stock | 4083 | Indirect |
| Class A Common Stock | 7806 | Indirect |
| Class A Common Stock | 3927 | Indirect |
| Class A Common Stock | 12402 | Indirect |
| Class A Common Stock | 9628 | Indirect |
| Class A Common Stock | 68094 | Indirect |
| Class A Common Stock | 2800 | Indirect |
| Class A Common Stock | 7272 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (69458) | 69458 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (32199) | 32199 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (9195) | 9195 | Indirect |
Footnotes
F1: Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
F2: N/A
F3: Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.
F4: Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
F5: Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F6: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F7: Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8: Held in an Individual Retirement Account for the benefit of the Reporting Person.
F9: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F10: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------