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NACCO INDUSTRIES INC Director's Dealing 2016

Jan 8, 2016

33254_dirs_2016-01-08_3e8ba4b5-a345-40ad-aaa1-3b59d580f21d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2016-01-06

Reporting Person: WILLIAMS DAVID B (Director, Member of a group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-06 Class A Common Stock P 276 $43.7027 Acquired 65356 Indirect
2016-01-07 Class A Common Stock P 276 $43.1925 Acquired 65632 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 11008 Indirect
Class A Common Stock 12402 Indirect
Class A Common Stock 6938 Direct
Class A Common Stock 6537 Indirect
Class A Common Stock 9179 Indirect
Class A Common Stock 2553 Indirect
Class A Common Stock 7804 Indirect
Class A Common Stock 3927 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (69458) 69458 Indirect
Class B Common Stock $ Class A Common Stock (30818) 30818 Indirect
Class B Common Stock $ Class A Common Stock (9195) 9195 Indirect

Footnotes

F1: Purchases made as part of multiple share lots. Price represents average price.

F2: Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.

F3: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

F4: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

F5: Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.

F6: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.

F7: N/A

F8: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.