AI assistant
NACCO INDUSTRIES INC — Director's Dealing 2016
Jan 8, 2016
33254_dirs_2016-01-08_3e8ba4b5-a345-40ad-aaa1-3b59d580f21d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2016-01-06
Reporting Person: WILLIAMS DAVID B (Director, Member of a group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-06 | Class A Common Stock | P | 276 | $43.7027 | Acquired | 65356 | Indirect |
| 2016-01-07 | Class A Common Stock | P | 276 | $43.1925 | Acquired | 65632 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 11008 | Indirect |
| Class A Common Stock | 12402 | Indirect |
| Class A Common Stock | 6938 | Direct |
| Class A Common Stock | 6537 | Indirect |
| Class A Common Stock | 9179 | Indirect |
| Class A Common Stock | 2553 | Indirect |
| Class A Common Stock | 7804 | Indirect |
| Class A Common Stock | 3927 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (69458) | 69458 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (30818) | 30818 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (9195) | 9195 | Indirect |
Footnotes
F1: Purchases made as part of multiple share lots. Price represents average price.
F2: Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F3: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F5: Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F6: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F7: N/A
F8: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.