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NACCO INDUSTRIES INC — Director's Dealing 2013
Feb 7, 2013
33254_dirs_2013-02-07_c009af1d-cf3e-4787-bc98-2335db7462d2.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-12-31
Reporting Person: RANKIN THOMAS T (Member of a group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-13 | Class A Common Stock | G | 189 | — | Acquired | 9231 | Indirect |
| 2012-09-13 | Class A Common Stock | G | 189 | — | Acquired | 9420 | Indirect |
| 2012-09-13 | Class A Common Stock | G | 189 | — | Disposed | 37217 | Indirect |
| 2012-09-13 | Class A Common Stock | G | 378 | — | Disposed | 36839 | Indirect |
| 2012-09-13 | Class A Common Stock | G | 119 | — | Acquired | 53039 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Class B Common Stock | $ | G | 5143 | Acquired | Class A Common Stock (5143) | Indirect | |
| 2012-12-31 | Class B Common Stock | $ | G | 5143 | Acquired | Class A Common Stock (5143) | Indirect | |
| 2012-12-31 | Class B Common Stock | $ | G | 5143 | Acquired | Class A Common Stock (5143) | Indirect | |
| 2012-06-22 | Class B Common Stock | $ | G | 20000 | Acquired | Class A Common Stock (20000) | Indirect | |
| 2012-06-22 | Class B Common Stock | $0 | G | 20000 | Disposed | Class A Common Stock (20000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1843 | Indirect |
| Class A Common Stock | 3622 | Indirect |
| Class A Common Stock | 8509 | Indirect |
| Class A Common Stock | 6 | Indirect |
| Class A Common Stock | 22385 | Indirect |
| Class A Common Stock | 1975 | Indirect |
Footnotes
F1: Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which was held by Reporting Person as Co-Trustee of trust for benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.
F2: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F3: Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
F4: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
F5: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6: Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.
F7: (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F8: (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F9: Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F10: N/A