Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NACCO INDUSTRIES INC Director's Dealing 2013

Feb 7, 2013

33254_dirs_2013-02-07_c009af1d-cf3e-4787-bc98-2335db7462d2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-12-31

Reporting Person: RANKIN THOMAS T (Member of a group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-13 Class A Common Stock G 189 Acquired 9231 Indirect
2012-09-13 Class A Common Stock G 189 Acquired 9420 Indirect
2012-09-13 Class A Common Stock G 189 Disposed 37217 Indirect
2012-09-13 Class A Common Stock G 378 Disposed 36839 Indirect
2012-09-13 Class A Common Stock G 119 Acquired 53039 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-31 Class B Common Stock $ G 5143 Acquired Class A Common Stock (5143) Indirect
2012-12-31 Class B Common Stock $ G 5143 Acquired Class A Common Stock (5143) Indirect
2012-12-31 Class B Common Stock $ G 5143 Acquired Class A Common Stock (5143) Indirect
2012-06-22 Class B Common Stock $ G 20000 Acquired Class A Common Stock (20000) Indirect
2012-06-22 Class B Common Stock $0 G 20000 Disposed Class A Common Stock (20000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1843 Indirect
Class A Common Stock 3622 Indirect
Class A Common Stock 8509 Indirect
Class A Common Stock 6 Indirect
Class A Common Stock 22385 Indirect
Class A Common Stock 1975 Indirect

Footnotes

F1: Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which was held by Reporting Person as Co-Trustee of trust for benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.

F2: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------

F3: Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.

F4: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.

F5: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

F6: Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares.

F7: (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

F8: (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

F9: Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.

F10: N/A

F11: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.--------