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NACCO INDUSTRIES INC — Director's Dealing 2012
Feb 14, 2012
33254_dirs_2012-02-14_8c151f2e-2b7e-4697-9572-cf86dc7a0354.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2011-12-31
Reporting Person: BUTLER JOHN C JR (VP-Corp Dev and Treasurer, Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-02 | Class A Common Stock | G | 504 | — | Acquired | 6887 | Indirect |
| 2010-07-02 | Class A Common Stock | G | 252 | — | Acquired | 9665 | Indirect |
| 2010-07-02 | Class A Common Stock | G | 504 | — | Acquired | 9413 | Indirect |
| 2010-11-26 | Class A Common Stock | G | 1826 | — | Acquired | 11491 | Indirect |
| 2010-07-02 | Class A Common Stock | G | 504 | — | Acquired | 6887 | Indirect |
| 2010-07-02 | Class A Common Stock | G | 504 | — | Acquired | 7043 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-26 | Class B Common Stock | $ | G | 30492 | Acquired | Class A Common Stock (30492) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2252 | Indirect |
| Class A Common Stock | 2097 | Indirect |
| Class A Common Stock | 39162 | Indirect |
| Class A Common Stock | 2800 | Indirect |
| Class A Common Stock | 16251 | Indirect |
Footnotes
F1: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F2: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F3: Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
F4: N/A
F5: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
F6: Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F7: Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8: Held in an Individual Retirement Account for the benefit of the Reporting Person.
F9: Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.