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NACCO INDUSTRIES INC Director's Dealing 2012

Aug 31, 2012

33254_dirs_2012-08-31_19bee7ec-cb3c-4a07-9b52-11923a4cf782.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-08-30

Reporting Person: RANKIN ALFRED M ET AL (Director, CEO, Group Member)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-06-22 Class A Common Stock J 30000 Disposed 141440 Indirect
2012-06-22 Class A Common Stock J 30000 Acquired 30000 Indirect
2012-06-22 Class A Common Stock G 12500 Disposed 128940 Indirect
2012-06-22 Class A Common Stock G 22016 Disposed 369 Indirect
2012-08-30 Class A Common Stock J 630 Disposed 29370 Indirect
2012-08-30 Class A Common Stock J 630 Acquired 630 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-22 Class B Common Stock $ J 60000 Disposed Class A Common Stock (60000) Indirect
2012-06-22 Class B Common Stock $ J 60000 Acquired Class A Common Stock (60000) Indirect
2012-06-22 Class B Common Stock $0 G 61636 Disposed Class A Common Stock (61636) Indirect
2012-06-22 Class B Common Stock $ G 40000 Disposed Class A Common Stock (40000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 37354 Indirect
Class A Common Stock 14160 Indirect
Class A Common Stock 2265 Indirect
Class A Common Stock 1975 Indirect
Class A Common Stock 27008 Indirect
Class A Common Stock 18400 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 6 Indirect
Class A Common Stock 31269 Indirect
Class A Common Stock 15705 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 621 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 0 Indirect
Class A Common Stock 2116 Indirect
Class A Common Stock 21006 Indirect

Footnotes

F1: Transfer of shares into GRAT.

F2: Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

F3: GRAT2012-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.

F4: Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

F5: Transfer

F6: Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic
ial ownership of all such shares.

F7: Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

F8: GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.

F9: Held in an Individual Retirement Account for the benefit of the Reporting Person.

F10: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.

F11: Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.

F12: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene
ficial ownership of all such shares.

F13: Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.

F14: Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------

F15: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.

F16: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

F17: (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

F18: Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares.

F19: (CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

F20: Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person disclaims all such shares.

F21: Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares.

F22: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.

F23: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic
ial ownership of all such shares.

F24: N/A

F25: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.