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NACCO INDUSTRIES INC — Director's Dealing 2012
Feb 13, 2012
33254_dirs_2012-02-13_77fb1b26-7bca-4ff5-8120-35bd941eb6c1.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2011-12-31
Reporting Person: RANKIN CLAIBORNE R (NMHG Dir and Group Member)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-02 | Class A Common Stock | G | 961 | — | Disposed | 40028 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 12571 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 12763 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 9571 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 9763 | Indirect |
| 2011-05-24 | Class A Common Stock | J | 1600 | — | Acquired | 7327 | Indirect |
| 2011-05-24 | Class A Common Stock | J | 3200 | — | Acquired | 10527 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2116 | Indirect |
| Class A Common Stock | 4783 | Indirect |
| Class A Common Stock | 6 | Indirect |
| Class A Common Stock | 22385 | Indirect |
| Class A Common Stock | 1975 | Indirect |
| Class A Common Stock | 29322 | Indirect |
| Class A Common Stock | 5772 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0 | Class A Common Stock (19) | 19 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (62670) | 62670 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (70312) | 70312 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (97312) | 97312 | Indirect |
Footnotes
F1: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F2: Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F3: Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
F4: Shares transferred from the Clara T. Rankin Irrevocable Trust f/b Grandchildren u/a/d 12/28/76. Reporting Person's child received the distribution per the terms of the Trust.
F5: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
F6: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7: GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F8: RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F9: Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F10: Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F11: N/A