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NACCO INDUSTRIES INC — Director's Dealing 2012
Feb 9, 2012
33254_dirs_2012-02-09_dda9aa7e-9148-4d5f-876d-1c55767b40cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-02-07
Reporting Person: BUTLER HELEN RANKIN (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-07 | Class A Common Stock | A | 776 | — | Acquired | 17027 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2800 | Indirect |
| Class A Common Stock | 7272 | Indirect |
| Class A Common Stock | 39162 | Indirect |
| Class A Common Stock | 12068 | Indirect |
| Class A Common Stock | 2097 | Indirect |
| Class A Common Stock | 7428 | Indirect |
| Class A Common Stock | 2252 | Indirect |
| Class A Common Stock | 7272 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (30492) | 30492 | Indirect |
Footnotes
F1: Reporting Person's spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust. Reporting Person di
sclaims all beneficial ownership of all such shares.
F2: Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compensation Plan.
F3: Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial
ownership of all such shares.
F4: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.
P. Reporting Person disclaims beneficial ownership of all such shares.
F5: Held by Trust for the benefit of Reporting Person.
F6: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F7: Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F8: Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
F9: N/A
F10: RAI-Represents Reporting Peron's limited partnership interest in shares held by Rankin Associates I, L.P.