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NACCO INDUSTRIES INC — Director's Dealing 2012
Feb 13, 2012
33254_dirs_2012-02-13_d8b047e6-4b13-4267-8464-c43edff3aebc.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2011-12-31
Reporting Person: RANKIN CHLOE O (Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-02 | Class A Common Stock | G | 961 | — | Disposed | 40028 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 12571 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 12763 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 9571 | Indirect |
| 2011-05-02 | Class A Common Stock | G | 192 | — | Acquired | 9763 | Indirect |
| 2011-05-24 | Class A Common Stock | J | 1600 | — | Acquired | 7327 | Indirect |
| 2011-05-24 | Class A Common Stock | J | 3200 | — | Acquired | 10527 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2116 | Indirect |
| Class A Common Stock | 4783 | Indirect |
| Class A Common Stock | 6 | Indirect |
| Class A Common Stock | 22385 | Indirect |
| Class A Common Stock | 1975 | Indirect |
| Class A Common Stock | 29322 | Indirect |
| Class A Common Stock | 5772 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0 | Class A Common Stock (19) | 19 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (62670) | 62670 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (70312) | 70312 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (97312) | 97312 | Indirect |
Footnotes
F1: Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.
F2: Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the child. Reporting Person's Spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F3: Held by Trust. Reporting Person's spouse is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
F4: Shares transferred from the Clara T. Rankin Irrevocable Trust f/b Grandchildren u/a/d 12/28/76. Reporting Person's child received the distribution per the terms of the Trust.
F5: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F6: Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin.
F7: GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.
F8: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F9: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F10: N/A
F11: Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Reporting Person disclaims beneficial ownership of all such shares.