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NACCO INDUSTRIES INC — Director's Dealing 2012
Oct 2, 2012
33254_dirs_2012-10-02_3307bbcb-7dba-4353-a66a-c4309e85954b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-10-01
Reporting Person: TAPLIN DAVID F (Director, Dir. and Member of a Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-17 | Class A Common Stock | G | 44 | — | Disposed | 13498 | Direct |
| 2012-10-01 | Class A Common Stock | A | 472 | — | Acquired | 13970 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100 | Indirect |
| Class A Common Stock | 18000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0 | Class A Common Stock (15883) | 15883 | Direct |
Footnotes
F1: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' E
quity Compensation Plan.
F2: Shares held in a trust. Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin.
F3: Reporting Person serves as co-trustee with his step-sister, of a revocable trust held for the benefit of Reporting Person's step-mother. Reporting Person disclaims beneficial ownership of all such shares
F4: N/A
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