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NACCO INDUSTRIES INC — Director's Dealing 2012
Mar 13, 2012
33254_dirs_2012-03-13_58ef7693-536f-4afd-a287-0ed66a514ae9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-03-12
Reporting Person: RANKIN CLAIBORNE R (NMHG Dir and Group Member)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-12 | Class A Common Stock | S | 200 | $99.705 | Disposed | 27722 | Indirect |
| 2012-03-12 | Class A Common Stock | S | 200 | $99.705 | Disposed | 27522 | Indirect |
| 2012-03-12 | Class A Common Stock | S | 100 | $99.79 | Disposed | 27422 | Indirect |
| 2012-03-12 | Class A Common Stock | S | 100 | $99.76 | Disposed | 27322 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2116 | Indirect |
| Class A Common Stock | 3783 | Indirect |
| Class A Common Stock | 6 | Indirect |
| Class A Common Stock | 40028 | Indirect |
| Class A Common Stock | 22385 | Indirect |
| Class A Common Stock | 1975 | Indirect |
| Class A Common Stock | 9763 | Indirect |
| Class A Common Stock | 10027 | Indirect |
| Class A Common Stock | 12763 | Indirect |
| Class A Common Stock | 5272 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0 | Class A Common Stock (70312) | 70312 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (62670) | 62670 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (19) | 19 | Indirect | |
| Class B Common Stock | $0 | Class A Common Stock (97312) | 97312 | Indirect |
Footnotes
F1: Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F2: Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
F3: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4: GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F5: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F6: RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F7: Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F8: Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F9: Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
F10: N/A