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NACCO INDUSTRIES INC Director's Dealing 2012

Sep 11, 2012

33254_dirs_2012-09-11_9b976a50-b2d8-471f-8293-fa1b850b6e20.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2012-09-10

Reporting Person: RANKIN CHLOE O (Member of a Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-10 Class A Common Stock S 100 $109.17 Disposed 3683 Indirect
2012-09-10 Class A Common Stock S 200 $109.405 Disposed 3483 Indirect
2012-09-10 Class A Common Stock S 1 $109.41 Disposed 3482 Indirect
2012-09-10 Class A Common Stock S 599 $109.00 Disposed 2883 Indirect
2012-09-10 Class A Common Stock S 100 $109.04 Disposed 2783 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-22 Class B Common Stock $0 G 50000 Disposed Class A Common Stock (50000) Indirect
2012-06-22 Class B Common Stock $ G 50000 Acquired Class A Common Stock (50000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 2116 Indirect
Class A Common Stock 6 Indirect
Class A Common Stock 40028 Indirect
Class A Common Stock 22385 Indirect
Class A Common Stock 1975 Indirect
Class A Common Stock 27322 Indirect
Class A Common Stock 9763 Indirect
Class A Common Stock 10027 Indirect
Class A Common Stock 12763 Indirect
Class A Common Stock 5272 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $0 Class A Common Stock (19) 19 Indirect
Class B Common Stock $0 Class A Common Stock (62670) 62670 Indirect
Class B Common Stock $0 Class A Common Stock (97312) 97312 Indirect

Footnotes

F1: Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin.

F2: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------

F3: GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.

F4: Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.

F5: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

F6: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

F7: Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the child. Reporting Person's Spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

F8: Held by Trust. Reporting Person's spouse is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.

F9: N/A

F10: Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Reporting Person disclaims beneficial ownership of all such shares.