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N4 PHARMA PLC — Major Shareholding Notification 2020
Jun 17, 2020
7804_mrq_2020-06-17_46ddcc75-fbf3-4457-a4d7-bec19e8277cb.html
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 2354Q
Evgen Pharma PLC
17 June 2020
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Evgen Pharma plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | √ | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | change in percentage of voting rights arising upon a new issue of shares by the issuer | ||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Enterprise Ventures Limited | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
South Yorkshire Investment Fund Limited | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
29th May 2020 | ||||
| 6. Date on which issuer notified: | 16th June 2020 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
3% | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares viii, ix | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
| Direct | Direct xi | Indirecti | Direct | Indirect | ||||||||||||
| GB00BSVYN304 | 3,772,949 | 3,772,949 | 2,777,776 | 2,777,776 | Nil | 2.09 | Nil | |||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| None | ||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
| None | Nominal | Delta | ||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 2,779,776 | 2.09% | |||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | ||
| 14. Contact name: | Enterprise Ventures Limited | |
| 15. Contact telephone number: | 01772 270 570 | |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
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