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N4 PHARMA PLC — Major Shareholding Notification 2015
Oct 23, 2015
7804_mrq_2015-10-23_ba9f6249-e360-4022-b5dd-8e4d2b522e0f.html
Major Shareholding Notification
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RNS Number : 2558D
Evgen Pharma PLC
23 October 2015
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Evgen Pharma PLC | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | x | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
AXA Investment Managers S.A. | |||
| 4. Full name of shareholder(s) (if different from 3.): | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
21 October 2015 | |||
| 6. Date on which issuer notified: | 23 October 2015 | |||
| 7. Threshold(s) that is/are crossed or reached: |
5.00 % | |||
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00BSVYN304 | 0 | 0 | 0 | 0 | 6,485,000 | 0.00 % | 8.90 % |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||
| Resulting situation after the triggering transaction | |||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights |
| Nominal | Delta |
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 6,485,000 | 8.90 % |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | AXA Investment Managers S.A. crossed the 5% threshold following Evgen Pharma PLC initial public offering on the AIM market dated 21st October 2015 | |
| 14. Contact name: | Pascaline HAYE | |
| 15. Contact telephone number: | + 33 1 44 45 55 77 01 | |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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