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MYOMO, INC. — Director's Dealing 2020
Feb 14, 2020
34736_dirs_2020-02-14_ad211f00-6320-40fd-94c1-5022078abe82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MYOMO INC (MYO)
CIK: 0001369290
Period of Report: 2019-12-16
Reporting Person: GUDONIS PAUL R (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-16 | Common Stock | A | 1333 | $0.00 | Acquired | 18800 | Direct |
| 2020-02-13 | Common Stock | A | 1333 | $0.00 | Acquired | 20133 | Direct |
| 2020-02-13 | Common Stock | P | 6000 | $6.99 | Acquired | 26133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-13 | Warrants | $7.50 | P | 6000 | Acquired | 2025-02-13 | Common Stock (6000) | Direct |
Footnotes
F1: Reporting person was previously granted restricted stock units that may be settled into an aggregate of 6,666 shares of common stock. Upon the achievement of performance criteria, portions of the restricted stock unit grant will commence time-based vesting. The performance criteria for the restricted stock units described in this Report were met and such portion will vest in equal installments on September 25, 2020 and 2021.
F2: Shares beneficially owned by this reporting person have been adjusted to reflect a one-for-thirty reverse stock split effected on January 30, 2020.
F3: Represents the purchase of common stock and related investor warrant as part of the Company's underwritten public offering, which was completed on February 13, 2020. The investor warrant has an exercise price of $7.50 per share and expires five years from the date of issuance.