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MYOMO, INC. — Director's Dealing 2017
Jun 13, 2017
34736_dirs_2017-06-13_bae2924f-38aa-4287-b394-cc893399aa29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MYOMO INC (MYO)
CIK: 0001369290
Period of Report: 2017-06-09
Reporting Person: Naft Jonathan (VP, GENERAL MANAGER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | COMMON STOCK | C | 5063 | — | Acquired | 53165 | Direct |
| 2017-06-09 | COMMON STOCK | C | 10949 | — | Acquired | 64114 | Direct |
| 2017-06-09 | COMMON STOCK | P | 10000 | — | Acquired | 74114 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-09 | SERIES A-1 CONVERTIBLE PREFERRED STOCK | $ | C | 5063 | Disposed | COMMON STOCK (5063) | Direct | |
| 2017-06-09 | SERIES B-1 CONVERTIBLE PREFERRED STOCK | $ | C | 10949 | Disposed | COMMON STOCK (10949) | Direct | |
| 2017-06-09 | WARRANTS (RIGHT TO BUY) | $7.50 | P | 10000 | Disposed | 2020-06-09 | COMMON STOCK (10000) | Direct |
Footnotes
F1: The Series A-1 Convertible Preferred Stock converted into common stock upon completion of the Company's initial public offering and has no expiration date.
F2: The Series B-1 Convertible Preferred Stock converted into common stock upon completion of the Company's initial public offering and has no expiration date.
F3: The Common Stock and Warrants were sold in the form of Units issued by the Company in a private placement at a price of $5.25 per Unit, each Unit consisting of one share of Common Stock and a Warrant to purchase one share of Common Stock at an exercise price of $7.50 per share.
F4: The Warrants are immediately exercisable.