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MYOMO, INC. — Director's Dealing 2017
Jun 13, 2017
34736_dirs_2017-06-13_d44ab607-aede-441f-abf9-0b88a7159503.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MYOMO INC (MYO)
CIK: 0001369290
Period of Report: 2017-06-09
Reporting Person: KIRK THOMAS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | COMMON STOCK | C | 12659 | — | Acquired | 17971 | Direct |
| 2017-06-09 | COMMON STOCK | C | 27377 | — | Acquired | 45348 | Direct |
| 2017-06-09 | COMMON STOCK | C | 16302 | — | Acquired | 61650 | Direct |
| 2017-06-09 | COMMON STOCK | P | 20000 | — | Acquired | 81650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-09 | SERIES A-1 CONVERTIBLE PREFERRED STOCK | $ | C | 12659 | Disposed | COMMON STOCK (12659) | Direct | |
| 2017-06-09 | SERIES B-1 CONVERTIBLE PREFERRED STOCK | $ | C | 27377 | Disposed | COMMON STOCK (27377) | Direct | |
| 2017-06-09 | 8 % SUBORDINATE CONVERTIBLE NOTE | $ | C | 16302 | Disposed | COMMON STOCK (16302) | Direct | |
| 2017-06-09 | WARRANTS (RIGHT TO BUY) | $7.50 | P | 20000 | Disposed | 2020-06-09 | COMMON STOCK (20000) | Direct |
Footnotes
F1: The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.
F2: The Series B-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.
F3: The 8% subordinate convertible note was converted into common stock upon completion of the Company's initial public offering.
F4: The Common Stock and Warrants were sold in the form of Units issued by the Company in a private placement at a price of $5.25 per Unit, each Unit consisting of one share of Common Stock and a Warrant to purchase one share of Common Stock at an exercise price of $7.50 per share.
F5: The Warrants are immediately exercisable.