AI assistant
MYER HOLDINGS LIMITED — Major Shareholding Notification 2015
Sep 28, 2015
65394_rns_2015-09-28_d7817a4a-dea5-41f4-8ee8-29076d8df1ec.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
ASX Form 604
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ARSN
MYER HOLDINGS LIMITED
119 085 602
1. Details of substantial holder
Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).
ACN/ARSN (if applicable)
Not applicable
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
24 September 2015
17 September 2015
17 September 2015
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting Power | Person’s votes | Voting Power | |
| Ordinary Fully Paid Shares | 57,597,402 | 8.34% | 58,653,364 | 7.14% |
3. Change in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of Change |
Holder of Relevant Interest |
Nature of Change |
Consideration (AUD) |
Class and Number of Securities | Person’s votes affected |
|---|---|---|---|---|---|
| Please refer to Annexure C. |
ASX Form 604
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of |
Registered holder of | Person entitled to be |
Nature of relevant | Person's | ||
|---|---|---|---|---|---|---|
| relevant interest |
securities |
registered as holder |
interest | Class and number of securities | votes | |
| The Goldman Sachs Group Inc (“GSGI”) |
See below | N/A | GSGI has a relevant interest in these ordinary fully paid Shares by virtue of section 608(3) of the Corporations Act 2001 |
58,653,364 | Ordinary Fully Paid Shares |
58,653,364 |
| Goldman Sachs Financial Markets Pty Ltd(“GAUS”) |
HSBC Custody Nominees Australia Limited |
GAUS | GAUS beneficially owns ordinary fully paid shares. |
264,269 | Ordinary Fully Paid Shares |
264,269 |
| Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA") |
BNP Paribas Australia, JP Morgan Chase Bank, Sydney, National Asset Servicing, National Australia Bank Limited, National Nominees Limited, State Street Australia Limited |
Various clients | GSAMA has a relevant interest in 29,169,171 ordinary fully paid shares in its capacity as investment manager for a range of client portfolios. |
29,169,171 | Ordinary Fully Paid Shares |
29,169,171 |
| Goldman Sachs Australia Managed Funds Limited ("GSAMF") |
JP Morgan Chase Bank, Sydney, RBC Dexia Investor Services Australia Pty Limited |
GSAMF as the responsible entity for the range of Goldman Sachs Australia registered managed investment schemes. |
GSAMF has a relevant interest in 5,208,675 ordinary fully paid shares in its capacity as responsible entity for the range of Goldman Sachs Australia Managed Funds. |
5,208,675 | Ordinary Fully Paid Shares |
5,208,675 |
| GSAMA | JP Morgan Chase Bank, Sydney, RBC Dexia Investor Services Australia Pty Limited |
GSAMF as the responsible entity for the range of Goldman Sachs Australia registered managed investment schemes. |
GSAMA has a relevant interest in 5,208,675 ordinary fully paid shares in its capacity as investment manager for a range of Goldman Sachs Australia registered managed investment schemes. |
5,208,675 | Ordinary Fully Paid Shares |
5,208,675 |
| Goldman Sachs Asset Management L.P. (“GSAMLP”) |
Bank of New York Mellon | Various clients | GSAMLP has a relevant interest in 114,992 ordinary fully paid shares in its capacity as investment manager for a range of client portfolios. |
114,992 | Ordinary Fully Paid Shares |
114,992 |
| Goldman Sachs & Co (“GSCO”) |
HSBC Custody Nominees Australia Limited |
GSCO | Holder of shares subject to an obligation to return under the securities lending agreements (see Annexure B). |
21,256,889 | Ordinary Fully Paid Shares |
21,256,889 |
| Goldman Sachs Australia Pty Ltd (“GSA”) |
GSA | GSA | GSA beneficially owns ordinary fully paid shares. |
2,190,472 | Ordinary Fully Paid Shares |
2,190,472 |
ASX Form 604
| Holder of |
Registered holder of | Person entitled to be |
Nature of relevant | Person's | ||
|---|---|---|---|---|---|---|
| relevant interest |
securities |
registered as holder |
interest | Class and number of securities | votes | |
| Goldman Sachs International (“GSI”) |
HSBC Custody Nominees Australia Limited |
GSI | GSI beneficially owns ordinary fully paid shares. |
448,896 | Ordinary Fully Paid Shares |
448,896 |
| GSI | HSBC Custody Nominees Australia Limited |
GSI | Holder of shares subject to an obligation to return under a securities lending agreement with GSCO (see Annexure B). |
20,572,972 | Ordinary Fully Paid Shares |
20,572,972 |
| GSI | HSBC Custody Nominees Australia Limited |
GSI | Holder of shares subject to an obligation to return under a securities lending agreement with GAUS (see AnnexureB). |
176,315 | Ordinary Fully Paid Shares |
176,315 |
5. Change in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| GSGI | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A. |
| GSAMA | Level 17, 101 Collins Street, Melbourne, Victoria 3000 |
| GSAMF | Level 17, 101 Collins Street, Melbourne, Victoria 3000 |
| GSAMLP | 32 Old Slip, New York, New York, 10005 U.S.A |
| GSCO | 200 West Street, New York, NY 10282, U.S.A |
| GSI | Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom |
| GSA | Level 17, 101 Collins Street, Melbourne, Victoria 3000 |
| GAUS | Level 17, 101 Collins Street, Melbourne, Victoria 3000 |
| BNP Paribas Australia | Level 7, 60 Castlereagh Street, Sydney, NSW 2000 |
| JP Morgan Chase Bank, Sydney | Level 16, 85 Castlereagh Street, Sydney NSW 2000 Australia |
| National Asset Servicing | Level 12, 500 Bourke Street Melbourne 3000 |
| National Australia Bank Limited | Level 12, 500 Bourke Street Melbourne 3000 |
| National Nominees Limited | Level 5, 271 Collins Street, Melbourne, Victoria 3000 |
| State Street Australia Limited | Level 7, State Street Center, 338 Pitt Street, Sydney, NSW 2000 |
| RBC Dexia Investor Services Australia Pty Limited | 2 Park Street, Level 17, Sydney, NSW, Australia 2000 |
| Bank of New York Mellon | One Wall Street, New York, NY 10286 |
| HSBC Custody Nominees Australia Limited | GPO Box 5302, Sydney NSW 2001 |
ASX Form 604
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 28 September 2015
ASX Form 604
Annexure A
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2013 and the states or jurisdictions in which they are organized. Indentation indicates the principal parent of each subsidiary. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934.
==> picture [469 x 427] intentionally omitted <==
ASX Form 604
==> picture [469 x 290] intentionally omitted <==
THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 28 September 2015
ASX Form 604
Annexure B
This is Annexure B referred to in the Form 604: Notice of change of interests of substantial holder issued by The Goldman Sachs Group, Inc. and its subsidiaries.
The following is description of the securities lending agreements referenced in the accompanying Form 604:
| Type of agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Goldman Sachs & Co.(the “Lender”) |
| Transfer date | 16 September 2015 – 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
| Type of agreement | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman Sachs International (the “Borrower”); Goldman Sachs Financial Markets Pty Ltd (the “Lender”) |
| Transfer date | 16 September 2015 – 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman Sachs International |
| Are there any restrictions on voting rights?Yes/no Ifyes, detail |
No |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early?Yes/no Ifyes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no Ifyes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no Ifyes, detail anyexceptions |
Yes |
ASX Form 604
| Type of agreement | Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Mellon Bank, N.A. (the “Lender”) |
| Transfer date | 09/24/2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
| The Master Securities Lending Agreement Goldman, Sachs & Co. (the “Borrower”); Deutsche Bank AG (the “Lender”) No transactions between 16 September 2015 to 24 September 2015 Securities Borrower, Goldman, Sachs & Co. No N/A Yes, the borrower may return borrowed securities upon giving notice Yes, the lender may recall lent securities upon giving notice Yes |
|
| Type of agreement | The Master Securities Lending Agreement |
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Deutsche Bank AG (the “Lender”) |
| Transfer date |
No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
ASX Form 604
| Type of agreement | Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); The Bank of New York (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
| Type of agreement | Overseas Securities Lender’s Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); The Bank of New York Mellon SA/NV (the “Lender”) |
| Transfer date | 09/15/2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
ASX Form 604
| Type of agreement | Master Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); The Northern Trust Company (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
| Type of agreement | Master Securities Lending Agreement |
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Blackrock Institutional Trust Company, N.A. (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
ASX Form 604
| Type of agreement | Master Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); State Street Bank and Trust Company (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
| Type of agreement | Master Securities Loan Agreement |
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); BMO Capital Markets Corp. (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
ASX Form 604
| Type of agreement | Securities Loan Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Brown Brothers Harriman & Co. (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
| Type of agreement | Securities Loan Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Goldman Sachs Bank USA, doing business as Goldman Sachs Agency Lending, as agent for accounts (in such capacity and not in its individual capacity) (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes – any time with notice (2 business days prior to termination date established by such notice). |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, any time with notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
ASX Form 604
| Type of agreement | Master Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Citibank, N.A. (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
| Type of agreement | Securities Loan Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); State Street Bank and Trust and Company (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, the borrower may return borrowed securities upon giving notice |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, the lender may recall lent securities upon giving notice |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
ASX Form 604
| Type of agreement | Exclusive Securities Lending Agreement |
|---|---|
| Parties to agreement | Goldman, Sachs & Co. (the “Borrower”); Securities Finance Trust Company (the “Lender”) |
| Transfer date | No transactions between 16 September 2015 to 24 September 2015 |
| Holder of voting rights | Securities Borrower, Goldman, Sachs & Co. |
| Are there any restrictions on voting rights?Yes/no If yes, detail |
No |
| Scheduled return date (if any) | March 24, 2015 |
| Does the borrower have the right to return early?Yes/no If yes, detail |
Yes, subject to Section 9 of the Agreement |
| Does the lender have the right to recall early?Yes/no If yes, detail |
Yes, subject to Section 9 of the Agreement |
| Will the securities be returned on settlement?Yes/no If yes, detail any exceptions |
Yes |
A copy of the agreements will be provided to Myer Holdings Limited or the Australian Securities and Investments Commission upon request.
Signature
print name Raymond Chow capacity Authorised Person (signing under power of attorney in accordance with section 52 of the Corporations Act) sign here date 28 September 2015
ASX Form 604
Annexure C
| Date of Change |
Holder of Relevant Interest |
Nature of Change | Consideration (AUD) |
Class and Number of Securities | Class and Number of Securities | Person’s votes affected |
|---|---|---|---|---|---|---|
| 9/15/2015 | GSCO | Borrow of shares | N/A | 91,823 | Ordinary Fully Paid Shares |
91,823 |
| 9/15/2015 | GSCO | Borrow of shares | N/A | 33,258 | Ordinary Fully Paid Shares |
33,258 |
| 9/15/2015 | GSCO | Return of shares | N/A | 125,081 | Ordinary Fully Paid Shares |
125,081 |
| 9/16/2015 | GSAMA | Sell | 138.86 | 161 | Ordinary Fully Paid Shares |
161 |
| 9/16/2015 | GSI | Returnofborrowed shares | N/A | 300,581 | Ordinary Fully Paid Shares |
300,581 |
| 9/16/2015 | GAUS | Return of lent shares | N/A | 913 | Ordinary Fully Paid Shares |
913 |
| 9/16/2015 | GSA | Return of lent shares | N/A | 300,581 | Ordinary Fully Paid Shares |
300,581 |
| 9/16/2015 | GSI | Borrowofshares | N/A | 300,581 | Ordinary Fully Paid Shares |
300,581 |
| 9/16/2015 | GSI | Return of borrowed shares | N/A | 234,963 | Ordinary Fully Paid Shares |
234,963 |
| 9/16/2015 | GSCO | Return of lent shares | N/A | 234,963 | Ordinary Fully Paid Shares |
234,963 |
| 9/16/2015 | GSA | Loanofshares | N/A | 300,581 | Ordinary Fully Paid Shares |
300,581 |
| 9/16/2015 | GSI | Return of borrowed shares | N/A | 913 | Ordinary Fully Paid Shares |
913 |
| 9/16/2015 | GSI | Sell | 19,726 | 22,317 | Ordinary Fully Paid Shares |
22,317 |
| 9/16/2015 | GSI | Buy | 87,787 | 99,757 | Ordinary Fully Paid Shares |
99,757 |
| 9/16/2015 | GAUS | Sell | 4,325 | 4,994 | Ordinary Fully Paid Shares |
4,994 |
| 9/17/2015 | GSAMA | Buy | 183.60 | 204 | Ordinary Fully Paid Shares |
204 |
| 9/17/2015 | GSAMA | Sell | 4,726.80 | 5,252 | Ordinary Fully Paid Shares |
5,252 |
| 9/17/2015 | GSA | Return of lent shares | N/A | 103,716 | Ordinary Fully Paid Shares |
103,716 |
| 9/17/2015 | GSA | Buy | 15,810 | 17,585 | Ordinary Fully Paid Shares |
17,585 |
| 9/17/2015 | GAUS | Buy | 156,920 | 176,315 | Ordinary Fully Paid Shares |
176,315 |
| 9/17/2015 | GAUS | Buy | 66,868 | 75,133 | Ordinary Fully Paid Shares |
75,133 |
| 9/17/2015 | GSI | Sell | 22,632 | 25,172 | Ordinary Fully Paid Shares |
25,172 |
| 9/17/2015 | GSA | Buy | 153,834 | 171,932 | Ordinary Fully Paid Shares |
171,932 |
| 9/18/2015 | GSAMA | Buy | 517.09 | 581 | Ordinary Fully Paid Shares |
581 |
| 9/18/2015 | GSI | Return of borrowed shares | N/A | 103,716 | Ordinary Fully Paid Shares |
103,716 |
| 9/18/2015 | GSI | Borrow of shares | N/A | 245,390 | Ordinary Fully Paid Shares |
245,390 |
| 9/18/2015 | GSA | Loan of shares | N/A | 103,716 | Ordinary Fully Paid Shares |
103,716 |
| 9/18/2015 | GSCO | Loanofshares | N/A | 245,390 | Ordinary Fully Paid Shares |
245,390 |
| 9/18/2015 | GSCO | Return of lent shares | N/A | 16,968 | Ordinary Fully Paid Shares |
16,968 |
| 9/18/2015 | GSI | Return of borrowed shares | N/A | 16,968 | Ordinary Fully Paid Shares |
16,968 |
ASX Form 604
| Date of Change 9/18/2015 |
Holder of Relevant Interest GSI |
Nature of Change Buy |
Consideration (AUD) 53,715 |
Class and Number of Securities 61,304 Ordinary Fully Paid Shares |
Class and Number of Securities 61,304 Ordinary Fully Paid Shares |
Person’s votes affected 61,304 |
|---|---|---|---|---|---|---|
| 9/18/2015 | GSI | Buy | 12,462 | 14,242 | Ordinary Fully Paid Shares |
14,242 |
| 9/18/2015 | GSA | Sell | 504,606 | 576,692 | Ordinary Fully Paid Shares |
576,692 |
| 9/18/2015 | GSI | Sell | 12,462 | 14,242 | Ordinary Fully Paid Shares |
14,242 |
| 9/18/2015 | GSI | Sell | 73 | 82 | Ordinary Fully Paid Shares |
82 |
| 9/21/2015 | GSAMLP | SELL | 21,508 | 24,722 | Ordinary Fully Paid Shares |
24,722 |
| 9/21/2015 | GSAMA | Sell | 81.31 | 94 | Ordinary Fully Paid Shares |
94 |
| 9/21/2015 | GSI | Return of borrowed shares | N/A | 51,069 | Ordinary Fully Paid Shares |
51,069 |
| 9/21/2015 | GSCO | Return of lent shares | N/A | 23,632 | Ordinary Fully Paid Shares |
23,632 |
| 9/21/2015 | GSI | Borrow of shares | N/A | 116,102 | Ordinary Fully Paid Shares |
116,102 |
| 9/21/2015 | GSI | Return of borrowed shares | N/A | 54,610 | Ordinary Fully Paid Shares |
54,610 |
| 9/21/2015 | GSA | Returnof lent shares | N/A | 116,102 | Ordinary Fully Paid Shares |
116,102 |
| 9/21/2015 | GSCO | Return of lent shares | N/A | 54,610 | Ordinary Fully Paid Shares |
54,610 |
| 9/21/2015 | GSA | Loan of shares | N/A | 189,517 | Ordinary Fully Paid Shares |
189,517 |
| 9/21/2015 | GAUS | Borrowofshares | N/A | 913 | Ordinary Fully Paid Shares |
913 |
| 9/21/2015 | GSI | Borrow of shares | N/A | 20,981,166 | Ordinary Fully Paid Shares |
20,981,166 |
| 9/21/2015 | GSCO | Return of lent shares | N/A | 51,069 | Ordinary Fully Paid Shares |
51,069 |
| 9/21/2015 | GSA | Loanofshares | N/A | 116,102 | Ordinary Fully Paid Shares |
116,102 |
| 9/21/2015 | GSCO | Loan of shares | N/A | 20,981,166 | Ordinary Fully Paid Shares |
20,981,166 |
| 9/21/2015 | GSCO | Return of lent shares | N/A | 20,752,744 | Ordinary Fully Paid Shares |
20,752,744 |
| 9/21/2015 | GSI | Borrowofshares | N/A | 103,716 | Ordinary Fully Paid Shares |
103,716 |
| 9/21/2015 | GSI | Loan of shares | N/A | 913 | Ordinary Fully Paid Shares |
913 |
| 9/21/2015 | GSI | Return of borrowed shares | N/A | 20,752,744 | Ordinary Fully Paid Shares |
20,752,744 |
| 9/21/2015 | GAUS | Returnof lent shares | N/A | 4,081 | Ordinary Fully Paid Shares |
4,081 |
| 9/21/2015 | GSI | Return of borrowed shares | N/A | 4,081 | Ordinary Fully Paid Shares |
4,081 |
| 9/21/2015 | GSCO | Return of lent shares | N/A | 228,422 | Ordinary Fully Paid Shares |
228,422 |
| 9/21/2015 | GSI | Returnofborrowed shares | N/A | 116,102 | Ordinary Fully Paid Shares |
116,102 |
| 9/21/2015 | GSI | Return of borrowed shares | N/A | 23,632 | Ordinary Fully Paid Shares |
23,632 |
| 9/21/2015 | GSI | Return of borrowed shares | N/A | 228,422 | Ordinary Fully Paid Shares |
228,422 |
| 9/21/2015 | GSI | Sell | 596 | 689 | Ordinary Fully Paid Shares |
689 |
| 9/21/2015 | GAUS | Buy | 792 | 913 | Ordinary Fully Paid Shares |
913 |
ASX Form 604
| Date of Change 9/21/2015 |
Holder of Relevant Interest GAUS |
Nature of Change Sell |
Consideration (AUD) 64,971 |
Class and Number of Securities 75,133 Ordinary Fully Paid Shares |
Class and Number of Securities 75,133 Ordinary Fully Paid Shares |
Person’s votes affected 75,133 |
|---|---|---|---|---|---|---|
| 9/21/2015 | GAUS | Sell | 3,988 | 4,584 | Ordinary Fully Paid Shares |
4,584 |
| 9/21/2015 | GSI | Buy | 251 | 288 | Ordinary Fully Paid Shares |
288 |
| 9/22/2015 | GSAMA | Sell | 1,627.93 | 1,882 | Ordinary Fully Paid Shares |
1,882 |
| 9/22/2015 | GSA | Return of lent shares | N/A | 116,102 | Ordinary Fully Paid Shares |
116,102 |
| 9/22/2015 | GSI | Borrowofshares | N/A | 251,448 | Ordinary Fully Paid Shares |
251,448 |
| 9/22/2015 | GSI | Return of borrowed shares | N/A | 86,594 | Ordinary Fully Paid Shares |
86,594 |
| 9/22/2015 | GAUS | Loan of shares | N/A | 251,448 | Ordinary Fully Paid Shares |
251,448 |
| 9/22/2015 | GSA | Returnof lent shares | N/A | 30,833 | Ordinary Fully Paid Shares |
30,833 |
| 9/22/2015 | GSA | Loan of shares | N/A | 159,477 | Ordinary Fully Paid Shares |
159,477 |
| 9/22/2015 | GSA | Return of lent shares | N/A | 72,883 | Ordinary Fully Paid Shares |
72,883 |
| 9/22/2015 | GSA | Return of lent shares | N/A | 86,594 | Ordinary Fully Paid Shares |
86,594 |
| 9/22/2015 | GSI | Return of borrowed shares | N/A | 72,883 | Ordinary Fully Paid Shares |
72,883 |
| 9/22/2015 | GSA | Return of lent shares | N/A | 80,763 | Ordinary Fully Paid Shares |
80,763 |
| 9/22/2015 | GSA | Borrow of shares | N/A | 348,994 | Ordinary Fully Paid Shares |
348,994 |
| 9/22/2015 | GSI | Borrow of shares | N/A | 189,517 | Ordinary Fully Paid Shares |
189,517 |
| 9/22/2015 | GSCO | Returnof lent shares | N/A | 456,492 | Ordinary Fully Paid Shares |
456,492 |
| 9/22/2015 | GSI | Return of borrowed shares | N/A | 456,492 | Ordinary Fully Paid Shares |
456,492 |
| 9/22/2015 | GSI | Borrow of shares | N/A | 159,477 | Ordinary Fully Paid Shares |
159,477 |
| 9/22/2015 | GSI | Buy | 2,432 | 2,804 | Ordinary Fully Paid Shares |
2,804 |
| 9/22/2015 | GSI | Sell | 2,589 | 2,997 | Ordinary Fully Paid Shares |
2,997 |
| 9/23/2015 | GSI | Return of borrowed shares | N/A | 30,833 | Ordinary Fully Paid Shares |
30,833 |
| 9/23/2015 | GSA | Loanofshares | N/A | 5,295 | Ordinary Fully Paid Shares |
5,295 |
| 9/23/2015 | GSA | Return of lent shares | N/A | 5,295 | Ordinary Fully Paid Shares |
5,295 |
| 9/23/2015 | GSI | Return of borrowed shares | N/A | 117,142 | Ordinary Fully Paid Shares |
117,142 |
| 9/23/2015 | GSI | Returnofborrowed shares | N/A | 116,102 | Ordinary Fully Paid Shares |
116,102 |
| 9/23/2015 | GSI | Return of borrowed shares | N/A | 20,137,180 | Ordinary Fully Paid Shares |
20,137,180 |
| 9/23/2015 | GSCO | Return of lent shares | N/A | 223,518 | Ordinary Fully Paid Shares |
223,518 |
| 9/23/2015 | GSCO | Loanofshares | N/A | 117,142 | Ordinary Fully Paid Shares |
117,142 |
| 9/23/2015 | GSI | Return of borrowed shares | N/A | 387,494 | Ordinary Fully Paid Shares |
387,494 |
| 9/23/2015 | GSI | Return of borrowed shares | N/A | 80,763 | Ordinary Fully Paid Shares |
80,763 |
ASX Form 604
| Date of Change 9/23/2015 |
Holder of Relevant Interest GSI |
Nature of Change Borrow of shares |
Consideration (AUD) N/A |
Class and Number of Securities 5,295 Ordinary Fully Paid Shares |
Class and Number of Securities 5,295 Ordinary Fully Paid Shares |
Person’s votes affected 5,295 |
|---|---|---|---|---|---|---|
| 9/23/2015 | GSCO | Return of lent shares | N/A | 117,142 | Ordinary Fully Paid Shares |
117,142 |
| 9/23/2015 | GSCO | Returnof lent shares | N/A | 387,494 | Ordinary Fully Paid Shares |
387,494 |
| 9/23/2015 | GSCO | Loan of shares | N/A | 223,518 | Ordinary Fully Paid Shares |
223,518 |
| 9/23/2015 | GSCO | Return of lent shares | N/A | 20,137,180 | Ordinary Fully Paid Shares |
20,137,180 |
| 9/23/2015 | GSI | Borrowofshares | N/A | 117,142 | Ordinary Fully Paid Shares |
117,142 |
| 9/23/2015 | GSI | Borrow of shares | N/A | 223,518 | Ordinary Fully Paid Shares |
223,518 |
| 9/23/2015 | GSI | Loan of shares | N/A | 348,994 | Ordinary Fully Paid Shares |
348,994 |
| 9/23/2015 | GSI | Returnofborrowed shares | N/A | 223,518 | Ordinary Fully Paid Shares |
223,518 |
| 9/23/2015 | GSI | Return of borrowed shares | N/A | 5,295 | Ordinary Fully Paid Shares |
5,295 |
| 9/23/2015 | GSCO | Loan of shares | N/A | 20,477,840 | Ordinary Fully Paid Shares |
20,477,840 |
| 9/23/2015 | GSI | Borrow of shares | N/A | 20,477,840 | Ordinary Fully Paid Shares |
20,477,840 |
| 9/23/2015 | GAUS | Buy | 10,069 | 11,846 | Ordinary Fully Paid Shares |
11,846 |
| 9/23/2015 | GAUS | Sell | 53,852 | 61,899 | Ordinary Fully Paid Shares |
61,899 |
| 9/23/2015 | GAUS | Buy | 75,009 | 87,514 | Ordinary Fully Paid Shares |
87,514 |
| 9/23/2015 | GSI | Sell | 450 | 525 | Ordinary Fully Paid Shares |
525 |
| 9/23/2015 | GSI | Buy | 1,246 | 1,461 | Ordinary Fully Paid Shares |
1,461 |
| 9/24/2015 | GSCO | Borrow of shares | N/A | 26,344 | Ordinary Fully Paid Shares |
26,344 |
| 9/24/2015 | GSCO | Return of shares | N/A | 26,344 | Ordinary Fully Paid Shares |
26,344 |
| 9/24/2015 | GSI | Returnofborrowed shares | N/A | 91,205 | Ordinary Fully Paid Shares |
91,205 |
| 9/24/2015 | GAUS | Return of lent shares | N/A | 74,220 | Ordinary Fully Paid Shares |
74,220 |
| 9/24/2015 | GSCO | Loan of shares | N/A | 186,337 | Ordinary Fully Paid Shares |
186,337 |
| 9/24/2015 | GSCO | Returnof lent shares | N/A | 91,205 | Ordinary Fully Paid Shares |
91,205 |
| 9/24/2015 | GSI | Return of borrowed shares | N/A | 74,220 | Ordinary Fully Paid Shares |
74,220 |
| 9/24/2015 | GSI | Borrow of shares | N/A | 186,337 | Ordinary Fully Paid Shares |
186,337 |
| 9/24/2015 | GSI | Sell | 303 | 355 | Ordinary Fully Paid Shares |
355 |
| 9/24/2015 | GSI | Buy | 3,254 | 3,910 | Ordinary Fully Paid Shares |
3,910 |
| 9/24/2015 | GSA | Internal transfer in | N/A | 2,190,472 | Ordinary Fully Paid Shares |
2,190,472 |
| 9/24/2015 | GAUS | Buy | 68,686 | 82,095 | Ordinary Fully Paid Shares |
82,095 |
| 9/24/2015 | GAUS | Sell | 26,862 | 31,602 | Ordinary Fully Paid Shares |
31,602 |
| 9/24/2015 | GAUS | Expire of exchange-traded options contracts (ISIN:AU000MYRCM82) |
N/A | 49,500 | Ordinary Fully Paid Shares |
49,500 |
ASX Form 604
| Date of Change 9/24/2015 |
Holder of Relevant Interest GAUS |
Nature of Change Expire of exchange-traded options contracts (ISIN:AU000MYRCM82) |
Consideration (AUD) N/A |
Class and Number of Securities 495,000 Ordinary Fully Paid Shares |
Class and Number of Securities 495,000 Ordinary Fully Paid Shares |
Person’s votes affected 495,000 |
|---|---|---|---|---|---|---|
| 9/24/2015 | GAUS | Expire of exchange-traded options contracts (ISIN:AU000MYRPZ74) |
N/A | 49,500 | Ordinary Fully Paid Shares |
49,500 |
| 9/24/2015 | GAUS | Expire of exchange-traded options contracts (ISIN:AU000MYRPZ74) |
N/A | 495,000 | Ordinary Fully Paid Shares |
495,000 |
Signature
| print name sign here |
Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act) capacity Authorised Person |
|---|---|
| date 28 September 2015 |