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MUSTANG BIO, INC. — Director's Dealing 2021
Mar 15, 2021
35167_dirs_2021-03-15_54c99436-b851-4a7d-9989-49a2363c3ddd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MUSTANG BIO, INC. (MBIO)
CIK: 0001680048
Period of Report: 2021-02-26
Reporting Person: ROSENWALD LINDSAY A MD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | COMMON STOCK | A | 1043 | $2.83 | Acquired | 203479 | Direct |
Footnotes
F1: These shares were acquired under the Mustang Bio, Inc. Employee Share Purchase Plan ("ESPP") for the ESPP purchase period beginning on September 1, 2020 and ending on February 28, 2021 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). In accordance with the terms of the ESPP, these shares were purchased at a price equal to 85% of the fair market value closing price of the Issuer's ordinary shares on September 1, 2020 (the purchase date of the offering period).
F2: Includes restricted share units, which vest over various time periods.