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M&T BANK CORP — Director's Dealing 2020
Feb 4, 2020
30142_dirs_2020-02-04_3e180ace-b592-4545-a6b6-26e76f626d43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M&T BANK CORP (MTB)
CIK: 0000036270
Period of Report: 2020-01-31
Reporting Person: Warman D Scott N (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-31 | Common Stock | A | 2197 | $0.00 | Acquired | 17971.97 | Direct |
| 2020-01-31 | Common Stock | F | 769 | $168.52 | Disposed | 17202.97 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6233 | Indirect |
| Common Stock | 750.09 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Common Stock Units | $ | Common Stock () | 3810 | Indirect |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 31, 2017, January 31, 2018 and on January 31, 2019, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units.
F3: Shares withheld for taxes upon the settlement in shares of the performance-based restricted stock units previously granted to the reporting person.
F4: The information presented is as of December 31, 2019.
F5: Includes 18.558 shares acquired between January 1, 2019 and December 31, 2019 through the reporting person's participation in a dividend reinvestment plan meeting the requirements of Rule 16a-11.
F6: The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.