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MSCI Inc. — Director's Dealing 2022
Feb 9, 2022
30048_dirs_2022-02-09_35e918b8-42b5-416c-8fff-8a78f772e23e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MSCI Inc. (MSCI)
CIK: 0001408198
Period of Report: 2022-02-07
Reporting Person: Fernandez Henry A (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-21 | Common Stock | G | 4275 | $0.00 | Disposed | 1683665 | Direct |
| 2021-12-21 | Common Stock | G | 4275 | $0.00 | Acquired | 7900 | Indirect |
| 2021-12-21 | Common Stock | G | 7170 | $0.00 | Disposed | 1676495 | Direct |
| 2021-12-21 | Common Stock | G | 7170 | $0.00 | Acquired | 7900 | Indirect |
| 2022-02-07 | Common Stock | A | 80187 | $0.00 | Acquired | 1253573 | Direct |
| 2022-02-07 | Common Stock | F | 42460 | $550.45 | Disposed | 1211113 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314479 | Indirect |
| Common Stock | 503109 | Indirect |
| Common Stock | 7900 | Indirect |
Footnotes
F1: Bona fide gift by the Reporting Person to his son.
F2: Bona fide gift by the Reporting Person to his daughter.
F3: Represents the number of shares of common stock issued following the vesting and conversion of performance stock units ("PSUs") granted to the reporting person on February 7, 2019, upon certification by the Compensation, Talent & Culture Committee on February 7, 2022 of the achievement of the performance metric for the performance period from February 6, 2019 to February 5, 2022.
F4: Reflects the exempt contribution pursuant to Rule 16a-13 by the Reporting Person of 503,109 shares previously directly held to The Henry Fernandez 2022 MSCI Annuity Trust, a grantor retained annuity trust (GRAT) established by the Reporting Person.
F5: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 80,187 PSUs granted on February 7, 2019 (includes the performance adjustment as described above).