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MSCI Inc. — Director's Dealing 2015
Nov 24, 2015
30048_dirs_2015-11-24_2089c53e-0c5b-44e1-a123-af8820973dd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MSCI Inc. (MSCI)
CIK: 0001408198
Period of Report: 2015-11-20
Reporting Person: Pettit CD Baer (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | Common Stock | M | 13404 | $18 | Acquired | 207675 | Direct |
| 2015-11-20 | Common Stock | S | 13404 | $69.31 | Disposed | 194271 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Option to purchase Common Stock | $18 | M | 13404 | Disposed | 2017-11-14 | Common Stock (13404) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2015. The price reported in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $69.18 to $69.61, inclusive. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
F2: 160,862 options to purchase shares of Common Stock granted on November 14, 2007, vesting over a four year period, with 50% vested on November 14, 2009, and 25% vested on each of November 14, 2010 and 2011.