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MSCI Inc. — Director's Dealing 2015
May 26, 2015
30048_dirs_2015-05-26_f6efb3aa-78fb-40a5-ac6e-ae8ff84658ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MSCI Inc. (MSCI)
CIK: 0001408198
Period of Report: 2015-05-21
Reporting Person: Fernandez Henry A (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-21 | Common Stock | M | 158401 | $36.70 | Acquired | 1220414 | Direct |
| 2015-05-21 | Common Stock | M | 569720 | $18.00 | Acquired | 1790134 | Direct |
| 2015-05-21 | Common Stock | F | 519101 | $63.01 | Disposed | 1271033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-21 | Option to purchase common stock | $36.70 | M | 158401 | Disposed | 2020-12-14 | Common Stock (158401) | Direct |
| 2015-05-21 | Option to purchase common stock | $18.00 | M | 569720 | Disposed | 2017-11-14 | Common Stock (569720) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 122651 | Indirect |
| Common Stock | 226723 | Indirect |
| Common Stock | 7900 | Indirect |
| Common Stock | 3625 | Indirect |
| Common Stock | 730 | Indirect |
Footnotes
F1: Represents shares of MSCI Inc. common stock underlying the stock options withheld by MSCI Inc. on exercise (i) as payment of the applicable exercise price of the stock options pursuant to the applicable stock option award agreement and (ii) to satisfy the applicable tax withholding requirement arising from the exercise of the stock options.
F2: The Reporting Person is trustee and sole annuitant.
F3: Options to purchase 208,175 shares of MSCI Inc. common stock granted on December 14, 2010, subject to time-vesting and price-vesting conditions. Tranches in the amount of 54,935 options, 52,631 options and 50,835 options time-vested on December 14, 2012, December 14, 2013 and December 14, 2014, respectively. The final tranche in the amount of 49,774 options will time-vest on December 14, 2015. The time-vested option tranches price-vested on December 9, 2013, December 2, 2014 and February 6, 2015, respectively. The final tranche will price-vest if the closing price of MSCI Inc. common stock satisfies the price target of $56.70 for 20 consecutive days following the time-vesting date and prior to the expiration date.
F4: Options to purchase 569,720 shares of MSCI Inc. common stock granted on November 14, 2007, which vested 50% on November 14, 2009 and 25% on November 14 of each of 2010 and 2011.