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MSCI Inc. — Director's Dealing 2012
Nov 13, 2012
30048_dirs_2012-11-13_96af32ad-bf50-4093-878f-1b8266249b23.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MSCI Inc. (MSCI)
CIK: 0001408198
Period of Report: 2012-11-05
Reporting Person: Bhansali Roveen (Head of Risk Mgmt Analytics)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16848 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $18.00 | 2017-11-14 | Common Stock (10892) | Direct |
Footnotes
F1: Includes (i) 13,312 restricted stock units (RSUs) vesting and converting to shares of common stock as follows: 2,895 on December 17, 2012, 2,676 on each of December 14, 2012 and 2013, 1,689 on February 2, 2013 and 1,688 on each of February 2, 2014 and 2015, (ii) 1,003 performance stock units (PSUs) representing the minimum payout related to the grant on December 14, 2010 of 2,006 PSUs subject to time- and performance-vesting (2010 PSUs) and (iii) 2,533 PSUs representing the minimum payout related to the grant on February 2, 2012 of 5,065 PSUs subject to time- and performance-vesting (2011 PSUs). [cont FN2]
F2: [cont from FN1] The 2010 PSUs time-vest at a rate of 50% on each of December 31, 2012 and 2013 and performance-vest (within a range of 50% and 150%) based on the achievement of certain cumulative performance metrics for the 2011 and 2012 fiscal years. The first tranche of 2010 PSUs generally converts to shares of common stock no earlier than January 1 and no later than March 15, 2013 and the second tranche of 2010 PSUs generally converts to shares of common stock no earlier than January 1 and no later than March 15, 2014. [cont FN3]
F3: [cont from FN2] The 2011 PSUs time-vest at a rate of 50% on each of December 31, 2013 and 2014 and performance-vest (within a range of 50% and 150%) based on the achievement of certain cumulative performance metrics for the 2012 and 2013 fiscal years. The first tranche of 2011 PSUs generally converts to shares of common stock no earlier than January 1 and no later than March 15, 2014 and the second tranche of 2011 PSUs generally converts to shares of common stock no earlier than January 1 and no later than March 15, 2015.
Each RSU and PSU represents a contingent right to receive one share of common stock.