MP Materials Corp. / DE — Director's Dealing 2021

Dec 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MP Materials Corp. / DE (MP)
CIK: 0001801368
Period of Report: 2021-12-16

Reporting Person: QVT Financial LP (Director, 10% Owner, Director by Deputization)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-16	Class A Common Stock	S	105568	$41.95	Disposed	9917021	Indirect
2021-12-16	Class A Common Stock	S	17297	$41.95	Disposed	1624020	Indirect
2021-12-16	Class A Common Stock	S	85535	$41.95	Disposed	8035552	Indirect
2021-12-16	Class A Common Stock	S	37182	$43.60	Disposed	9879839	Indirect
2021-12-16	Class A Common Stock	S	6092	$43.60	Disposed	1617928	Indirect
2021-12-16	Class A Common Stock	S	30126	$43.60	Disposed	8005426	Indirect
2021-12-17	Class A Common Stock	S	507	$42.49	Disposed	9879332	Indirect
2021-12-17	Class A Common Stock	S	83	$42.49	Disposed	1617845	Indirect
2021-12-17	Class A Common Stock	S	410	$42.49	Disposed	8005016	Indirect
2021-12-17	Class A Common Stock	S	50656	$42.40	Disposed	9828676	Indirect
2021-12-17	Class A Common Stock	S	8299	$42.40	Disposed	1609546	Indirect
2021-12-17	Class A Common Stock	S	41045	$42.40	Disposed	7963971	Indirect
2021-12-17	Class A Common Stock	S	50656	$42.44	Disposed	9778020	Indirect
2021-12-17	Class A Common Stock	S	8299	$42.44	Disposed	1601247	Indirect
2021-12-17	Class A Common Stock	S	41045	$42.44	Disposed	7922926	Indirect

Footnotes

F1: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 19,302,193 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E.