MP Materials Corp. / DE — Director's Dealing 2020

Nov 27, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MP Materials Corp. / DE (MP)
CIK: 0001801368
Period of Report: 2020-11-17

Reporting Person: QVT Financial LP (Director, 10% Owner, Director by Deputization)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock, par value of $0.0001 per share	10142787	Indirect
Class A Common Stock, par value of $0.0001 per share	1661002	Indirect
Class A Common Stock, par value of $0.0001 per share	8218477	Indirect

Footnotes

F1: QVT Financial LP and its general partner, QVT Financial GP LLC (together, "QVT"), may be deemed to have beneficial ownership over the 20,022,266 Common Shares held by Saratoga Park Ltd., QVT Family Office Onshore LP and Fourth Avenue FF Opportunities LP - Series E. The filing of this statement shall not be deemed an admission that QVT is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. QVT expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Fourth Avenue Capital Partners GP LLC is the general partner of Fourth Avenue FF Opportunities LP - Series E and may also be deemed to have beneficial ownership over the Common Shares held by Fourth Avenue FF Opportunities LP - Series E.