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MOSAIC CO — Director's Dealing 2022
Feb 11, 2022
30554_dirs_2022-02-11_5180d779-9b1a-4393-891e-0a5cc2e9585c.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2021-12-31
Reporting Person: O'Rourke James Calvin (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-11 | Common Stock | G | 13295 | — | Disposed | 113819 | Direct |
| 2021-06-11 | Common Stock | G | 13295 | — | Acquired | 13295 | Indirect |
| 2021-06-21 | Common Stock | G | 39603 | — | Disposed | 143742 | Indirect |
| 2021-06-21 | Common Stock | G | 39603 | — | Acquired | 153422 | Direct |
| 2021-08-06 | Common Stock | G | 153422 | — | Disposed | 0 | Direct |
| 2021-08-06 | Common Stock | G | 130294 | — | Acquired | 130294 | Indirect |
| 2021-08-06 | Common Stock | G | 23128 | — | Acquired | 23128 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (27681.0) | 27681 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987.0) | 29987 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (33706.0) | 33706 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (37306.0) | 37306 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (179211.0) | 179211 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (168180.0) | 168180 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (82378.0) | 82378 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (121989.0) | 121989 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (83418.0) | 83418 | Direct |
Footnotes
F1: This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.
F2: On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F3: This transaction involved a gift of i) 130,294 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 2"); and ii) 23,128 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 3"), each for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT #1 and 2021 GRAT #2.
F4: This transaction involved a gift of securities by the reporting person to 2021 GRAT 2 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 2.
F5: This transaction involved a gift of securities by the reporting person to 2021 GRAT 3 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 3.
F6: This Stock Option is 100% exercisable.
F7: One-for-One
F8: Not Applicable