AI assistant
MOSAIC CO — Director's Dealing 2021
Mar 10, 2021
30554_dirs_2021-03-10_92f4f138-f91d-4226-98c3-06171b042204.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2021-03-08
Reporting Person: Isaacson Mark J. (SVP, Gen. Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 9772 | — | Acquired | 31834 | Direct |
| 2021-03-08 | Common Stock | A | 19791 | — | Acquired | 51625 | Direct |
| 2021-03-08 | Common Stock | F | 13482 | $30.70 | Disposed | 38143 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Restricted Stock Units | $0.0 | M | 9772 | Disposed | Common Stock (9772.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Performance Unit | $ | Common Stock (660.0) | 660 | Direct | |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (1480.0) | 1480 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (7461.0) | 7461 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (19912.0) | 19912 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (20182.0) | 20182 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (10148.0) | 10148 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (18530.0) | 18530 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (13527.0) | 13527 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: Each deferred performance unit represents a right to receive one share of common stock.
F4: The deferred performance units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a performance unit award granted to reporting person on March 5, 2015, and becomes payable in five equal installments commencing on January 30, 2023, and continuing on each anniversary thereafter.
F5: This Stock Option is 100% exercisable.
F6: One-for-One
F7: Not Applicable