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MOSAIC CO — Director's Dealing 2021
Mar 10, 2021
30554_dirs_2021-03-10_e96e9a70-7bbf-4a84-b253-c428f5e8d4f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2021-03-08
Reporting Person: Ricard Corrine D. (Sr VP - Mosaic Fertilizantes)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 13436 | — | Acquired | 53038 | Direct |
| 2021-03-08 | Common Stock | A | 27212 | — | Acquired | 80250 | Direct |
| 2021-03-08 | Common Stock | F | 15996 | $30.70 | Disposed | 64254 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Restricted Stock Units | $0.0 | M | 13436 | Disposed | Common Stock (13436.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (3230.0) | 3230 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (7284.0) | 7284 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (9470.0) | 9470 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (10644.0) | 10644 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (13057.0) | 13057 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (27877.0) | 27877 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (33636.0) | 33636 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (13133.0) | 13133 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (55696.0) | 55696 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (24707.0) | 24707 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (16909.0) | 16909 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F7: Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.