MOSAIC CO — Director's Dealing 2021

Mar 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2021-03-08

Reporting Person: O'Rourke James Calvin (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-08	Common Stock	M	68401	—	Acquired	68401	Direct
2021-03-08	Common Stock	A	138537	—	Acquired	206938	Direct
2021-03-08	Common Stock	F	79824	$30.70	Disposed	127114	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-08	Restricted Stock Units	$0.0	M	68401	Disposed		Common Stock (68401.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect
Common Stock	183345	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$70.62	2021-07-21	Common Stock (16150.0)	16150	Direct
Stock Option (Right to Buy)	$57.62	2022-07-19	Common Stock (27681.0)	27681	Direct
Stock Option (Right to Buy)	$54.03	2023-07-18	Common Stock (29987.0)	29987	Direct
Stock Option (Right to Buy)	$49.73	2024-03-07	Common Stock (33706.0)	33706	Direct
Stock Option (Right to Buy)	$50.43	2025-03-05	Common Stock (37306.0)	37306	Direct
Stock Option (Right to Buy)	$28.49	2026-03-03	Common Stock (179211.0)	179211	Direct
Stock Option (Right to Buy)	$30.42	2027-03-02	Common Stock (168180.0)	168180	Direct
Restricted Stock Units	$0.0		Common Stock (82378.0)	82378	Direct
Restricted Stock Units	$0.0		Common Stock (121989.0)	121989	Direct
Restricted Stock Units	$0.0		Common Stock (83418.0)	83418	Direct

Footnotes

F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security.

F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

F3: This Stock Option is 100% exercisable.

F4: One-for-One

F5: Not Applicable