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MOSAIC CO — Director's Dealing 2021
May 12, 2021
30554_dirs_2021-05-12_c9da12df-b08d-429a-9038-0f5d86e88b7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2021-05-10
Reporting Person: Seaton David Thomas (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 3573 | — | Acquired | 24268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Restricted Stock Units | $0.0 | M | 5497 | Disposed | Common Stock (5497.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (5331.0) | 5331 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (13420.0) | 13420 | Direct |
Footnotes
F1: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
F2: One-for-One
F3: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 10, 2021.
F4: Not Applicable
F5: The restricted stock units vested on the date of the issuer's 2020 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on September 9, 2022.
F6: The restricted stock units will vest on the date of the issuer's 2021 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 21, 2023.