MOSAIC CO — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2019-12-31

Reporting Person: O'Rourke James Calvin (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-11	Common Stock	G	158345	—	Disposed	10000	Direct
2019-04-11	Common Stock	G	158345	—	Acquired	158345	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$44.93	2020-07-27	Common Stock (20259.0)	20259	Direct
Stock Option (Right to Buy)	$70.62	2021-07-21	Common Stock (16150.0)	16150	Direct
Stock Option (Right to Buy)	$57.62	2022-07-19	Common Stock (27681.0)	27681	Direct
Stock Option (Right to Buy)	$54.03	2023-07-18	Common Stock (29987.0)	29987	Direct
Stock Option (Right to Buy)	$49.73	2024-03-07	Common Stock (33706.0)	33706	Direct
Stock Option (Right to Buy)	$50.43	2025-03-05	Common Stock (37306.0)	37306	Direct
Stock Option (Right to Buy)	$28.49	2026-03-03	Common Stock (179211.0)	179211	Direct
Stock Option (Right to Buy)	$30.42	2027-03-02	Common Stock (168180.0)	168180	Direct
Restricted Stock Units	$0.0		Common Stock (68401.0)	68401	Direct
Restricted Stock Units	$0.0		Common Stock (82378.0)	82378	Direct

Footnotes

F1: This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust effective as of April 1, 2019, for his benefit ("2019 GRAT"). The reporting person serves as trustee of the 2019 GRAT.

F2: This Stock Option is 100% exercisable.

F3: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

F4: One-for-One

F5: Not Applicable