AI assistant
Sending…
MOSAIC CO — Director's Dealing 2020
Mar 4, 2020
30554_dirs_2020-03-04_fdc8dce6-3512-4855-9b08-854cfbf1bf3e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2020-03-02
Reporting Person: Swager Karen A (Senior Vice President - Potash)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock | M | 6246 | — | Acquired | 30753 | Direct |
| 2020-03-02 | Common Stock | A | 1621 | — | Acquired | 32374 | Direct |
| 2020-03-02 | Common Stock | F | 3096 | $17.66 | Disposed | 29278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Restricted Stock Units | $0.0 | M | 6246 | Disposed | Common Stock (6246.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (561.0) | 561 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (1039.0) | 1039 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (689.0) | 689 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (7329.0) | 7329 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (10270.0) | 10270 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (8357.0) | 8357 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 2, 2017. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
More from MOSAIC CO
Interim / Quarterly Report
2026
May 11
Regulatory Filings
2026
May 11
Annual Report
2026
Apr 16
Proxy Solicitation & Information Statement
2026
Apr 16
Regulatory Filings
2026
Apr 8
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 17
Annual Report
2026
Feb 27
Regulatory Filings
2026
Feb 24
Major Shareholding Notification
2026
Feb 5