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MOSAIC CO Director's Dealing 2020

Mar 4, 2020

30554_dirs_2020-03-04_fdc8dce6-3512-4855-9b08-854cfbf1bf3e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2020-03-02

Reporting Person: Swager Karen A (Senior Vice President - Potash)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-02 Common Stock M 6246 Acquired 30753 Direct
2020-03-02 Common Stock A 1621 Acquired 32374 Direct
2020-03-02 Common Stock F 3096 $17.66 Disposed 29278 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-02 Restricted Stock Units $0.0 M 6246 Disposed Common Stock (6246.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $52.72 2019-07-27 Common Stock (561.0) 561 Direct
Stock Option (Right to Buy) $44.93 2020-07-27 Common Stock (1039.0) 1039 Direct
Stock Option (Right to Buy) $70.62 2021-07-21 Common Stock (689.0) 689 Direct
Restricted Stock Units $0.0 Common Stock (7329.0) 7329 Direct
Restricted Stock Units $0.0 Common Stock (10270.0) 10270 Direct
Restricted Stock Units $0.0 Common Stock (8357.0) 8357 Direct

Footnotes

F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 2, 2017. The performance unit award was not a derivative security.

F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

F3: This Stock Option is 100% exercisable.

F4: One-for-One

F5: Not Applicable