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MOSAIC CO — Director's Dealing 2020
Mar 9, 2020
30554_dirs_2020-03-09_79ce5eb9-7dae-4242-9a80-7b9d8563a236.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2020-03-05
Reporting Person: O'Rourke James Calvin (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-09 | Common Stock | P | 15000 | $13.426 | Acquired | 25000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-05 | Restricted Stock Units | $0.0 | A | 121989 | Acquired | Common Stock (121989.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
| Common Stock | 158345 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (20259.0) | 20259 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (16150.0) | 16150 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (27681.0) | 27681 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987.0) | 29987 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (33706.0) | 33706 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (37306.0) | 37306 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (179211.0) | 179211 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (168180.0) | 168180 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (68401.0) | 68401 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (82378.0) | 82378 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.405 to $13.45, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
F2: This Stock Option is 100% exercisable.
F3: One-for-One
F4: Not Applicable