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MOSAIC CO — Director's Dealing 2020
Nov 17, 2020
30554_dirs_2020-11-17_ab723d9f-a219-4e5e-b508-98aba4fddd44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2020-11-15
Reporting Person: Ricard Corrine D. (Sr VP - Mosaic Fertilizantes)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Units | $0.0 | M | 27848 | Disposed | Common Stock (27848.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39602 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (3230.0) | 3230 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (7284.0) | 7284 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (9470.0) | 9470 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (10644.0) | 10644 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (13057.0) | 13057 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (27877.0) | 27877 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (33636.0) | 33636 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (13436.0) | 13436 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (13133.0) | 13133 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (24707.0) | 24707 | Direct |
Footnotes
F1: This Stock Option is 100% exercisable.
F2: One-for-One
F3: Not Applicable
F4: Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F5: Pursuant to the terms of the Retention Award Agreement, the vested RSU's were settled in cash based on the fair market value of the vested RSU's on the date of vesting.
F6: Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.