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MOSAIC CO Director's Dealing 2019

May 21, 2019

30554_dirs_2019-05-21_e1219b11-e8af-410c-ab0d-373a92d0caf7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2019-05-19

Reporting Person: LUMPKINS ROBERT L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-19 Common Stock M 2532 Acquired 20520 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-19 Restricted Stock Units $0.0 M 10129 Disposed Common Stock (10129.0) Direct
2019-05-19 Deferred Restricted Stock Unit $ A 7597 Acquired Common Stock (7597.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2745 Indirect
Common Stock 26736 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $0.0 Common Stock (10503.0) 10503 Direct
Restricted Stock Units $0.0 Common Stock (5497.0) 5497 Direct

Footnotes

F1: The reporting person, pursuant to the issuer's LTI Deferral Plan, elected to receive 25% of the shares subject to the restricted stock unit award granted to reporting person on May 19, 2016, on May 19, 2019, and the remaining shares in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.

F2: One-for-One

F3: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.

F4: Not applicable

F5: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F6: The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.

F7: Each deferred restricted stock unit represents a right to receive one share of common stock.

F8: The deferred restricted stock units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a restricted stock unit award granted to reporting person on May 19, 2016, and become payable in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.