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MOSAIC CO — Director's Dealing 2018
Mar 7, 2018
30554_dirs_2018-03-07_3e2a3419-fb2f-4b5f-ac48-225049bcccc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2018-03-05
Reporting Person: Isaacson Mark J. (SVP, Gen. Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-05 | Common Stock | A | 660 | — | Acquired | 14726 | Direct |
| 2018-03-05 | Common Stock | F | 202 | $27.98 | Disposed | 14524 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-05 | Phantom Stock | $ | A | 660 | Acquired | Common Stock (660.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (1152.0) | 1152 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (2246.0) | 2246 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (2598.0) | 2598 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (1480.0) | 1480 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (7461.0) | 7461 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (19912.0) | 19912 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (20182.0) | 20182 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.
F3: This Stock Option is 100% exercisable.
F4: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Each share of phantom stock represents a right to receive one share of common stock.
F7: The phantom stock was deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a performance unit award granted to reporting person on March 5, 2015 and becomes payable in five equal installments commencing on January 30, 2023, and continuing on each anniversary thereafter.