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MOSAIC CO — Director's Dealing 2018
May 14, 2018
30554_dirs_2018-05-14_b6ba0648-29ce-45b9-bdcc-c74e240098da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2018-05-10
Reporting Person: MONAHAN WILLIAM T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-14 | Common Stock | M | 1701 | — | Acquired | 33856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-14 | Restricted Stock Units | $0.0 | M | 3402 | Disposed | Common Stock (3402.0) | Direct | |
| 2018-05-10 | Restricted Stock Units | $0.0 | A | 5497 | Acquired | Common Stock (5497.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32155 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (6038.0) | 6038 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (6346.0) | 6346 | Direct |
Footnotes
F1: Includes 262 shares acquired pursuant to a dividend reinvestment plan offered by the reporting person's stock broker.
F2: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
F3: One-for-One
F4: The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
F5: Not Applicable
F6: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
F7: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
F8: The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.