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MOSAIC CO — Director's Dealing 2016
Jul 20, 2016
30554_dirs_2016-07-20_b1397384-1d67-4e9f-9929-e882c71d292f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-07-18
Reporting Person: Bodine Bruce M. (Senior Vice President - Potash)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-18 | Common Stock | M | 3085 | — | Acquired | 4334 | Direct |
| 2016-07-18 | Common Stock | A | 712 | — | Acquired | 5046 | Direct |
| 2016-07-18 | Common Stock | F | 1968 | $29.28 | Disposed | 3078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-18 | Restricted Stock Units | $0.0 | M | 3085 | Disposed | Common Stock (3085.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 629.697 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (894.0) | 894 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (219.0) | 219 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (553.0) | 553 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (577.0) | 577 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (678.0) | 678 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (4022.0) | 4022 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (3966.0) | 3966 | Direct | |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (17921.0) | 17921 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 18, 2013. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
F3: This Stock Option is 100% exercisable.
F4: Not Applicable
F5: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.