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MOS House Group Limited — Capital/Financing Update 2018
Sep 28, 2018
50067_rns_2018-09-28_2d183c28-e48f-4e84-b019-ade893c0863d.pdf
Capital/Financing Update
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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
This Application Form uses the same terms as defined in the prospectus of MOS House Group Staple Limited (the “ Company ”) dated 28 September 2018 (the “ Prospectus ”). 本申請表格使用 MOS House Group Limited (「 本公司 」)於二零一八年九月二十八日刊發的招股章程(「 招股章程 」)所界定的相同詞語。 your Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of payment an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer here Shares may not be offered or sold in the United States without registration or an exemption from 請將股款 registration under the U.S. Securities Act. 本申請表格及招股章程並非在香港以外任何司法權區出售或 緊釘在此 招攬購買任何公開發售股份的要約。若無根據美國證券法登記或豁免登記,公開發售股份不得在美國提 呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據有關法律不得發送、派發或複製本申請表格 及招股章程的司法權區內,概不得以任何方式發送或派發或複製(全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招 股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長文件」一段所列其他文件之副本已遵 照香港法例第 32 章公司(清盤及雜項條文)條例第 342C 條規定送呈香港公司註冊處處長登記。香港交易 及結算所有限公司、香港聯合交易所有限公司(「香港聯交所」)、香港中央結算有限公司(「香港結算」)、 香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。
MOS HOUSE GROUP LIMITED (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
Stock code : 1653 股份代號:1653 Maximum Offer Price : HK$0.25 per Offer Share (payable in full in Hong Kong dollars on application plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% and subject to refund) 最高發售價:每股發售股份 0.25 港元(須於申請時 以港元繳足,另加 1% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 聯交所交易費,多繳款項可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的 , 一 。 其他資料 本申請表格應與招股章程 併閱讀
Application Form 申請表格
To: MOS House Group Limited 致: MOS House Group Limited Ample Capital Limited 豐盛融資有限公司 Public Offer Underwriters 公開發售包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款及條件 application procedures in this Application Form 以及申請程序。請參閱本申請表格「填交本申請表格 and the Prospectus. Please refer to the “Effect 的效用」一節。 of completing and submitting this Application Form”section of this Application Form.
Warning: Only one application may be made for 警告:任何人士只限作出一次為其利益而提出的認購 the benefit of any person. Please refer to the 申請。請參閱「填交本申請表格的效用」一節最後四點。 last four bullets of “Effect of completing and submitting this Application Form” section.
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結 算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ................................................................ Date: 日期: ........../ ........../ ........... D 日 M 月 Y 年 Number of Public Offer Shares applied for (not Cheque/banker’s cashier order number more than 25,000,000 shares) 申請公開發售股 支票╱銀行本票號碼 份數目(不超過 25,000,000 股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) Total amount 總額 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱(正楷) Family name or company name 姓氏或公司名稱 姓氏或公司名稱 Forename(s) 名字 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 姓氏或公司名稱 Forename(s) 名字 名字 Occupation (in English)pation (in English)ation (in English)(in English)in English)glish)lish)) 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登 記號碼 (請刪除不適用者)(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK Hong Kong Identity Card No./Passport No./Hong Kong letters) Business Registration No. of all other joint applicants 所有其他聯名申請人的英文姓名╱名稱(如有,正楷) (Please delete as appropriate) 證號碼╱護照號碼╱香港商業登記號碼所有其他聯名申請人的香港身份(請刪除不適用者)證號碼╱護照號碼╱香港商業登記號碼所有其他聯名申請人的香港身份(請刪除不適用者)所有其他聯名申請人的香港身份(請刪除不適用者)*(請刪除不適用者)(請刪除不適用者) (1) (1) (2) (2) (3) (3) Hong Kong address (in English) and telephone number (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letters) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for THIS BOX MUST BE DULY COMPLETED your own benefit if you do not complete this section. 必須填妥此欄 Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: Participant I.D. of the CCASS Investor Participant or 代名人若不填寫本節,是項認購申請將視作為 閣下利益提 designated CCASS Participant 中央結算系統投資者 戶口持有人或指定的中央結算系統參與者的參與者編號 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address For designated CCASS Participant or Corporate in Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓 CCASS Investor Participant, please also affix the 名╱名稱 及香港 地址 ) company chop bearing its company name 指定的 中央結算系統參與者或公司中央結算系統投資者戶口持 有人,請加蓋顯示公司名稱的公司印鑑
Name in English (in BLOCK letters) 英文姓名╱名稱(正楷) Family name or company name 姓氏或公司名稱 姓氏或公司名稱 Forename(s) 名字 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 姓氏或公司名稱 Forename(s) 名字 名字 Occupation (in English)pation (in English)ation (in English)(in English)in English)glish)lish)) 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登 記號碼 (請刪除不適用者)(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK Hong Kong Identity Card No./Passport No./Hong Kong letters) Business Registration No. of all other joint applicants 所有其他聯名申請人的英文姓名╱名稱(如有,正楷) (Please delete as appropriate) 證號碼╱護照號碼╱香港商業登記號碼所有其他聯名申請人的香港身份(請刪除不適用者)證號碼╱護照號碼╱香港商業登記號碼所有其他聯名申請人的香港身份(請刪除不適用者)所有其他聯名申請人的香港身份(請刪除不適用者)*(請刪除不適用者)(請刪除不適用者) (1) (1) (2) (2) (3) (3) Hong Kong address (in English) and telephone number (joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letters) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
For Internal use 此欄供內部使用
(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第 2 段)
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如 閣下欲以香港中央結算(代理人)有限公 司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結 算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格。
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(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅 接納香港身份證號碼(如屬個別人士)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」 一節第 2 段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣 下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別人 士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼, 否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有 閣下或(如屬 聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申 請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣 下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit.
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倘若申請人為非上市公司,而:
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該公司主要從事證券買賣業務;及
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閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香 港身份證號碼或(如適用)護照號碼,或(如屬法人團體)其香港商業登記號碼。
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 20,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| application will be rejected. |
application will be rejected. |
application will be rejected. |
application will be rejected. |
|---|---|---|---|
| NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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| No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
| 20,000 5,050.39 40,000 10,100.77 60,000 15,151.16 80,000 20,201.54 100,000 25,251.93 120,000 30,302.31 140,000 35,352.70 160,000 40,403.08 180,000 45,453.47 200,000 50,503.85 |
300,000 75,755.78 400,000 101,007.70 500,000 126,259.63 600,000 151,511.55 700,000 176,763.48 800,000 202,015.40 900,000 227,267.33 1,000,000 252,519.25 1,500,000 378,778.88 2,000,000 505,038.50 |
2,500,000 631,298.13 3,000,000 757,557.75 3,500,000 883,817.38 4,000,000 1,010,077.00 4,500,000 1,136,336.63 5,000,000 1,262,596.25 6,000,000 1,515,115.50 7,000,000 1,767,634.75 8,000,000 2,020,154.00 9,000,000 2,272,673.25 |
10,000,000 2,525,192.50 15,000,000 3,787,788.75 20,000,000 5,050,385.00 25,000,000(1) 6,312,981.25 (1) Maximum number of Public Offer Sharesyou may apply for |
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You, as the applicant(s), must complete the form in English (in BLOCK letters) as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).
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If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
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the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.
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If you are applying as an individual CCASS Investor Participant:
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the form must contain your NAME and Hong Kong I.D. Card number;
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a joint individual CCASS Investor Participant:
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the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a corporate CCASS Investor Participant:
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the form must contain your company NAME and Hong Kong Business Registration number;
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your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
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Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
- Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must:
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be in Hong Kong dollars;
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not be post-dated;
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be made payable to “ HORSFORD NOMINEES LIMITED — MOS HOUSE GROUP PUBLIC OFFER ”;
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• be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the
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• show your account name, which must back by a person authorised by the bank. either be pre-printed on the cheque, or The name on the banker’s cashier order be endorsed on the back by a person must correspond with your name. If it is authorised by the bank. This account name a joint application, the name on the back must correspond with your name. If it is a of the banker’s cashier order must be the joint application, the account name must same as the first-named applicant’s name. be the same as the first-named applicant’s name.
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Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following designated branches of:
Standard Chartered Bank (Hong Kong) Limited:
Branch Address Hong Kong Island Des Voeux Road Branch Standard Chartered Bank Building, 4–4A, Des Voeux Road Central, Central Kowloon Telford Gardens Branch Shop P9–12, Telford Plaza, Telford Gardens, Tai Yip Street, Kowloon Bay Tsim Sha Tsui Branch Shop G30 & B117–23, G/F, Mira Place One, 132 Nathan Road, Tsim Sha Tsui New Territories Tsuen Wan Branch Shop C, G/F & 1/F, Jade Plaza, 298 Sha Tsui Road, Tsuen Wan
- Your Application Form can be lodged at these times:
— Friday, 28 September 2018 9:00 a.m. to 5:00 p.m. — Saturday, 29 September 2018 9:00 a.m. to 1:00 pm. — Tuesday, 2 October 2018 9:00 a.m. to 5:00 p.m. — Wednesday, 3 October 2018 9:00 a.m. to 5:00 p.m. — Thursday, 4 October 2018 9:00 a.m. to 5:00 p.m. — Friday, 5 October 2018 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Friday, 5 October 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the subsection headed “How to apply for Public Offer Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格。
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 20,000 股公開發售股份,並為 下表所列的其中一個數目,否則恕不受理。
| 下表所列的其中一個數目,否則恕不受理。 |
下表所列的其中一個數目,否則恕不受理。 |
下表所列的其中一個數目,否則恕不受理。 |
下表所列的其中一個數目,否則恕不受理。 |
|---|---|---|---|
| 可供申請認購的股份數目及應繳款項 |
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| 申請認購的 公開發售股份數目 申請時應繳款項 (港元) |
申請認購的 公開發售股份數目 申請時應繳款項 (港元) |
申請認購的 公開發售股份數目 申請時應繳款項 (港元) |
申請認購的 公開發售股份數目 申請時應繳款項 (港元) |
| 20,000 5,050.39 40,000 10,100.77 60,000 15,151.16 80,000 20,201.54 100,000 25,251.93 120,000 30,302.31 140,000 35,352.70 160,000 40,403.08 180,000 45,453.47 200,000 50,503.85 |
300,000 75,755.78 400,000 101,007.70 500,000 126,259.63 600,000 151,511.55 700,000 176,763.48 800,000 202,015.40 900,000 227,267.33 1,000,000 252,519.25 1,500,000 378,778.88 2,000,000 505,038.50 |
2,500,000 631,298.13 3,000,000 757,557.75 3,500,000 883,817.38 4,000,000 1,010,077.00 4,500,000 1,136,336.63 5,000,000 1,262,596.25 6,000,000 1,515,115.50 7,000,000 1,767,634.75 8,000,000 2,020,154.00 9,000,000 2,272,673.25 |
10,000,000 2,525,192.50 15,000,000 3,787,788.75 20,000,000 5,050,385.00 25,000,000(1) 6,312,981.25 (1) 閣下可申請認購的公開發售股份最 高數目 |
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閣下作為申請人,必須按照下列指示以英文 正楷 填妥表格,並於申請表格第二頁簽署,只接納親 筆簽名(不得以個人印章代替)。
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
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該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參 與者編號。
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如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的 姓名 和香港身份證號碼;
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有所有聯名投資者戶口持有人的 姓名 和香港身份證號碼;
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的公司 名稱 和香港商業登記號碼;
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須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
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中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如 有不正確或遺漏,均可能導致申請無效。
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格。
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閣下須將支票或銀行本票釘於表格上。每份公開發售股份認購申請須附一張獨立開出支票或一張 獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
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支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「 浩豐代理人有限公司[—] MOS HOUSE GROUP 公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人 姓名╱名稱。銀行本票所示姓名╱名稱必須 士在支票背書。賬戶名稱必須與 閣下姓 與 閣下姓名╱名稱相同。如屬聯名申請, 名╱名稱相同。如屬聯名申請,該賬戶名稱 銀行本票背面所示姓名╱名稱必須與排名首 必須與排名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。
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請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家指 定分行特設的收集箱:
渣打銀行(香港)有限公司:
分行 地址 香港島 德輔道中分行 中環德輔道中 4–4A 號 渣打銀行大廈 九龍 德福花園分行 九龍灣 大業街德褔花園 德褔廣場 P9–12 號舖 尖沙咀分行 尖沙咀 彌敦道 132 號 美麗華廣場一期地下 G30 號舖及底層地下 B117–23 號舖 新界 荃灣分行 荃灣 沙咀道 298 號 翡翠商場 地下 C 舖及一樓 閣下可於下列時間遞交申請表格: — 二零一八年九月二十八日(星期五) 上午九時正至下午五時正 — 二零一八年九月二十九日(星期六) 上午九時正至下午一時正 — 二零一八年十月二日(星期二) 上午九時正至下午五時正 — 二零一八年十月三日(星期三) 上午九時正至下午五時正 — 二零一八年十月四日(星期四) 上午九時正至下午五時正 二零一八年十月五日(星期五) 上午九時正至中午十二時正
5. 閣下可於下列時間遞交申請表格:
- 截止遞交申請的時間為二零一八年十月五日(星期五)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳 見招股章程「如何申請公開發售股份[—] 10. 惡劣天氣對辦理申請登記的影響」分節)。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
MOS HOUSE GROUP LIMITED
(incorporated in the Cayman Islands with limited liability) PLACING AND PUBLIC OFFER
Conditions of your application
will not rely on any other information or representations except those in any supplement to the Prospectus;
A. Who can apply
• confirm that you are aware of the restrictions on the Share Offer in the prospectus;
- You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
• agree that none of the Company, the Sole Global Coordinator, the Joint Bookrunners, the Sponsor, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it); • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing; • agree to disclose to the Company, the Sole Global Coordinator, the Joint Bookrunners, the Sponsor, the Underwriters, the Hong Kong Share Registrar, the receiving bank, and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application; • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Global Coordinator, the Joint Bookrunners, the Sponsor and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed four.
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If you are a body corporate, the application form must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your • corporation’s chop.
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You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC. •
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Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are:
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an existing beneficial owner of Shares in the Company and/or any of its subsidiaries;
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a Director or chief executive officer of the Company and/ or any of its subsidiaries; •
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an associate (as defined in the Listing Rules) of any of the above;
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a connected person (as defined in the Listing Rules) of the Company or will become a connected person of the Company immediately upon completion of the Share Offer; or
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have been allocated or have applied for any Placing Shares or otherwise participate in the Placing.
B. If you are a nominee
You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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agree that your application will be governed by the laws of Hong Kong;
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represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
C. Effect of completing and submitting this Application Form
By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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warrant that the information you have provided is true and accurate;
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agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
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• authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;
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undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Global Coordinator (or its agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
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agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS participant;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
Coordinator may reallocate Offer Shares from the Placing to the Public Offer to satisfy valid applications under the Public Offer. In accordance with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the maximum total number of Offer Shares that may be reallocated to the Public Offer following such reallocation shall be note more than double the initial allocation to the Public Offer (i.e. 100,000,000 Shares). If your application for Public Offer Shares is successful (in whole or in part) If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Friday, 19 October 2018) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Thursday, 18 October 2018 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.
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agree that each of HKSCC and HKSCC Nominees reserves Coordinator may reallocate Offer Shares from the Placing to the the right (1) not to accept any or part of such allotted shares Public Offer to satisfy valid applications under the Public Offer. issued in the name of HKSCC Nominees or not to accept In accordance with Guidance Letter HKEX-GL91-18 issued by such allotted shares for deposit into CCASS; (2) to cause the Stock Exchange, if such reallocation is done other than such allotted shares to be withdrawn from CCASS and issued pursuant to Practice Note 18 of the Listing Rules, the maximum in your name at your own risk and costs; and (3) to cause total number of Offer Shares that may be reallocated to the such allotted shares to be issued in your name (or, if you Public Offer following such reallocation shall be note more than are a joint applicant, to the first-named applicant) and in double the initial allocation to the Public Offer (i.e. 100,000,000 such a case, to post the share certificate(s) for such allotted Shares). shares at your own risk to the address on your application If your application for Public Offer Shares is successful (in form by ordinary post or to make available the same for your whole or in part) collection; If your application is wholly or partially successful, your Share
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agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
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agree that neither HKSCC nor HKSCC Nominees shall have will be issued in the name of HKSCC Nominees and deposited any liability for the information and representations not so directly into CCASS for credit to your CCASS Investor Participant contained in the Prospectus and this application form; stock account or the stock account of your designated CCASS
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• agree that neither HKSCC nor HKSCC Nominees shall be Participant as instructed by you in your Application Form on liable to you in any way; Thursday, 18 October 2018 or, in the event of a contingency,
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• declare and represent that this is the only application made on any other date as shall be determined by HKSCC or HKSCC and the only application intended by you to be made to Nominees. benefit you or the person for whose benefit you are applying; • If you are applying through a designated CCASS Participant
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• understand that the Company and the Sole Global (other than a CCASS Investor Participant): For Public Offer Coordinator will rely on your declarations and representations Shares credited to the stock account of your designated in deciding whether or not to make any allotment of any of the CCASS Participant (other than a CCASS Investor Participant), Public Offer Shares to you and that you may be prosecuted you can check the number of Public Offer Shares allotted to for making a false declaration; you with that CCASS Participant.
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If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on Thursday, 18 October 2018 on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.rbmsgroup.com . You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, 18 October 2018 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.
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(if the application is made for your own benefit) warrant that • no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the White Form eIPO Service Provider by you or by any one as your agent or by any other person; and
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC; and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
D. Power of attorney
If your application is made through an authorised attorney, the Sole Global Coordinator may accept or reject your application at its discretion, and on any conditions it think fit, including evidence of the attorney’s authority. Determination of Offer Price and allocation of Public Offer Shares The Offer Price is expected to be fixed on or around Wednesday, 10 October 2018. Applicants are required to pay the maximum Offer Price of HK$0.25 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Sole Global Coordinator (for itself and on behalf of the Public Offer Underwriters) on or before Monday, 15 October 2018, the Share Offer will not proceed and will lapse. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
Refund of your money
If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the subsection headed “How to Apply for Public Offer Shares — 14. Despatch/Collection of share certificates and refund monies” in the Prospectus. Effect of the Information You Give to Computershare Hong Kong Investor Services Limited
Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
The Company expects to announce the indication of the level of interest in the Placing, the level of applications under the Public Offer and the basis of allocation of the Public Offer Shares on Thursday, 18 October 2018 on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.rbmsgroup.com . Results of allocations and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) under the Public Offer will be available on the above websites. The allocation of Offer Shares between the Public Offer and the Placing is subject to adjustment as detailed in the subsection headed “Structure of the Share Offer — Public Offer — Reallocation” in the Prospectus. In particular, the Sole Global
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格。
MOS HOUSE GROUP LIMITED (於開曼群島註冊成立的有限公司)
配售及公開發售
- 賴任何其他資料或陳述(招股章程任何補充文件 所載者除外);
申請條件
- 確認 閣下知悉招股章程內有關股份發售的限 制;
甲、可提出申請的人士
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閣下及 閣下為其利益提出申請的人士必須年 滿 18 歲並有香港地址。 歲並有香港地址。
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滿 18 歲並有香港地址。 歲並有香港地址。 • 同意本公司、獨家全球協調人、聯席賬簿管理
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- 倘 閣下為公司,申請必須以個別成員名義提 人、保薦人、包銷商、彼等各自的董事、高級 出。 職員、僱員、合夥人、代理、顧問及參與股份
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- 聯名申請人不可超過四名。 發售的任何其他各方現時及日後均毋須對並非 4. 倘 閣下為法人團體,申請表格須經獲正式授 載於招股章程(及其任何補充文件)的任何資料 權人員簽署,並註明其所屬代表身份及蓋上公 及陳述負責; 司印鑑。 • 承諾及確認 閣下或 閣下為其利益提出申請
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- 閣下必須身處美國境外且非美籍人士(定義見 的人士並無亦不會申請或接納或表示有意申請 美國證券法S規例),亦非中國法人或自然人。 或接納配售的任何發售股份,亦並無參與配售;
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- 除上市規則批准外,下列人士概不得申請認購 • 同意應本公司、獨家全球協調人、聯席賬簿管 任何公開發售股份: 理人、聯席牽頭經辦人、包銷商、香港證券登 • 本公司及╱或其任何附屬公司股份的現有 記處、收款銀行及╱或彼等各自的顧問及代 實益擁有人; 理要求,向其披露其所要求提供有關 閣下
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• 本公司及╱或其任何附屬公司的董事或行 及 閣下為其利益提出申請的人士的任何個人 政總裁; 資料;
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上述任何人士的聯繫人(定義見上市規則); • 倘香港境外任何地方的法例適用於 閣下的申
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• 本公司關連人士(定義見上市規則)或緊隨 請,則同意及保證 閣下已遵守所有有關法例, 股份發售完成後成為本公司關連人士;或 且本公司、獨家全球協調人、聯席賬簿管理人、
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• 已獲分配或已申請任何配售股份或以其他 保薦人及包銷商和彼等各自的高級職員或顧問 方式參與配售的人士。 概不會因接納 閣下的購買要約,或 閣下在 招股章程及本申請表格所載條款及條件下的權
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閣下為代名人 利及責任所引致的任何行動,而違反香港境外
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閣下作為代名人可提交超過一份公開發售股份申 的任何法例;
乙、如 閣下為代名人
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閣下作為代名人可提交超過一份公開發售股份申 請,方法是:(i) 透過中央結算及交收系統(「 中央 結算系統 」)向香港結算發出 電子認購指示 (如 閣 下為中央結算系統參與者);或 (ii) 使用 白色 或 黃 色 申請表格以自身名義代表不同的實益擁有人提 交超過一份申請。
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同意 閣下的申請一經接納,即不可因無意的 失實陳述而撤銷;
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同意 閣下的申請受香港法例管轄;
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聲明、保證及承諾 (i) 閣下明白公開發售股份 不曾亦不會根據美國證券法登記;及 (ii) 閣下 及 閣下為其利益申請公開發售股份的任何人 士均身處美國境外(定義見 S 規例),或屬 S 規 例第 902 條第 (h)(3) 段所述人士;
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丙、填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(倘屬 聯名申請人,即各申請人共同及個別)代表 閣下 本身,或作為 閣下代其行事的每位人士的代理 或代名人: • 承諾簽立所有相關文件,並指示及授權本公司 及╱或作為本公司代理的獨家全球協調人(或 其代理或代名人),為按照組織章程細則的規定 將 閣下獲分配的任何公開發售股份以香港結 算代理人名義登記而代表 閣下簽立任何文件 及代 閣下進行一切必要事宜;
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保證 閣下提供的資料真實準確;
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同意接納所申請數目或獲分配數目較申請為少 的公開發售股份;
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授權本公司將 香港結算代理人的名稱列入本 公司股東名冊,作為 閣下所獲分配任何公開 發售股份的持有人,並授權本公司及╱或其代 理將任何股票存入中央結算系統及以普通郵 遞方式按申請所示地址向 閣下或聯名申請的 排名首位申請人發送任何退款支票,郵誤風險 由 閣下承擔,除非 閣下合資格親身領取退 款支票;
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同意遵守公司條例、公司(清盤及雜項條文)條 例及組織章程細則;
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確認 閣下已閱讀招股章程及本申請表格所載 的條款及條件以及申請手續,並同意受其約束;
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同意獲配發的股份是以香港結算代理人的名 義發行,並直接存入中央結算系統,以便記存 於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下的指定中央結算系統參與者股 份戶口;
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確認 閣下已接獲及閱讀招股章程,且提出申 請時僅依賴招股章程所載資料及陳述,不會依
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格。
配並非根據上市規則第 18 項應用指引而作出,則 於該重新分配後可能重新分配至公開發售的發售 股份總數最多不得超過公開發售所作之最初分配 的兩倍(即 100,000,000 股)。
- 同意香港結算及香港結算代理人各自保留權利 (1) 不接納以香港結算代理人名義發行的該等獲 配發的任何或部份股份,或不接納該等獲配發 的股份存入中央結算系統;(2) 促使該等獲配發 的股份從中央結算系統提取,並以 閣下名義 發行,有關風險及成本概由 閣下承擔;及 (3) 促使該等獲配發的股份以 閣下名義發行(或如 屬聯名申請人,則以排名首位申請人的名義發 行),而在此情況下,會以普通郵遞方式將該等 獲配發股份的股票寄往 閣下在申請表格上所 示地址(郵誤風險概由 閣下承擔)或提供該等 股票予 閣下領取;
發行,有關風險及成本概由 閣下承擔;及 (3) 如 閣下成功申請認購公開發售股份(全部或部分) 促使該等獲配發的股份以 閣下名義發行(或如 如 閣下的申請全部或部份獲接納, 閣下的股票 屬聯名申請人,則以排名首位申請人的名義發 (前提是於二零一八年十月十九日(星期五)上午八 行),而在此情況下,會以普通郵遞方式將該等 時正公開發售成為無條件而並無終止,股票方成 獲配發股份的股票寄往 閣下在申請表格上所 為有效的所有權證明)將以香港結算代理人名義發 示地址(郵誤風險概由 閣下承擔)或提供該等 行,並按 閣下在申請表格的指示於二零一八年 股票予 閣下領取; 十月十八日(星期四)或在特別情況下由香港結算 • 同意香港結算及香港結算代理人均可調整獲配 或香港結算代理人指定的任何其他日期直接存入 發以香港結算代理人名義發行的股份數目; 中央結算系統,以存入 閣下的中央結算系統投 • 同意香港結算及香港結算代理人對招股章程及 資者戶口持有人股份戶口或 閣下指定的中央結 本申請表格未有載列的資料及陳述概不負責; 算系統參與者股份戶口。 • 同意香港結算及香港結算代理人概不以任何方 • 如 閣下透過中央結算系統投資者戶口持有人 式對 閣下負責; 以外的指定中央結算系統參與者提出申請:公 • 聲明及陳述此乃 閣下為本身或為其利益提出 開發售股份將存入 閣下指定的中央結算系統 申請的人士所提出及擬提出的唯一申請; 參與者(中央結算系統投資者戶口持有人除外) • 明白本公司及獨家全球協調人將依據 閣下的 股份戶口, 閣下可向該中央結算系統參與者查 聲明及陳述而決定是否向 閣下配發任何公開 詢 閣下獲配發的公開發售股份數目。 發售股份及 閣下如作出虛假聲明,可能會被 • 如 閣下以中央結算系統投資者戶口持 檢控; 有人身份提出申請:本公司預期於二零 • (倘本申請是為 閣下本身利益提出)保證 閣 一八年十月十八日(星期四)在聯交所網 下或作為 閣下代理的任何人士或任何其他人 站 ( www.hkexnews.hk ) 及 本 公 司 網 站 士不曾亦不會為 閣下利益而以 白色 或 黃色 申 ( www.rbmsgroup.com ) 刊登中央結算系統 請表格或向香港結算或 白表 eIPO 服務供應商發 投資者戶口持有人的申請結果及公開發售的結 出電子認購指示而提出其他申請;及 果。 閣下應查閱本公司刊發的公告,如有任 • (倘 閣下作為代理為另一人士的利益提出申 何資料不符,請於二零一八年十月十八日(星期 請)保證 (i) 閣下(作為代理或為該人士利益) 四)或香港結算或香港結算代理人釐定的任何其 或該人士或任何其他作為該人士代理的人士不 他日期下午五時正前知會香港結算。緊隨公開 曾亦不會以 白色 或 黃色 申請表格或向香港結算 發售股份存入 閣下的股份戶口後, 閣下即可 發出 電子認購指示 提出其他申請;及 (ii) 閣下 透過「結算通」電話系統及中央結算系統互聯網 獲正式授權作為該人士的代理代為簽署申請表 系統(根據香港結算不時生效的「投資者戶口操 。 格或發出 電子認購指示 作簡介」所載程序)查詢 閣下的新戶口結餘。 香港結算亦將向 閣下提供一份活動結單,列 丁、授權書 出存入 閣下股份戶口的公開發售股份數目。 如 閣下透過授權人士提出申請,獨家全球協調 本公司不會就已付申請股款發出收據,亦不會發 人可按其認為合適的條件(包括出示獲授權證明) 出臨時所有權文件。
丁、授權書
如 閣下透過授權人士提出申請,獨家全球協調 人可按其認為合適的條件(包括出示獲授權證明) 酌情接納或拒絕 閣下的申請。
退回款項
釐定發售價及公開發售股份的分配 預期發售價於二零一八年十月十日(星期三)或前 後釐定。申請人須繳付每股公開發售股份 0.25 港 元的最高發售價,另加 1% 經紀佣金、0.0027% 證 監會交易徵費及 0.005% 香港聯交所交易費。倘若 本公司與獨家全球協調人(為其本身及代表公開發 售包銷商)並無於二零一八年十月十五日(星期一) 或之前協定發售價,股份發售將不會進行,並將 告失效。 截止登記認購申請前,概不處理公開發售股份的 申請或配發任何公開發售股份。 本公司預期於二零一八年十月十八日(星期四)在 聯交所網站 ( www.hkexnews.hk ) 及本公司網站 ( www.rbmsgroup.com ) 公佈配售踴躍程度、公 開發售認購水平及公開發售股份分配基準。公開 發售項下的分配結果以及成功申請人的香港身份 證╱護照╱香港商業登記號碼(如適用)亦同於上 述網站公佈。 公開發售及配售之間的發售股份分配可按照招股 章程「股份發售的架構[—] 公開發售[—] 重新分配」 分節所詳述者予以調整。具體而言,獨家全球協 調人可將發售股份自配售重新分配至公開發售, 以滿足根據公開發售提出的有效申請。根據聯交 所發佈的指引函件 HKEX-GL91-18,倘該重新分
若 閣下未獲分配任何公開發售股份或申請僅部 份獲接納,本公司將不計利息退回 閣下的申請 股款(包括相關的 1% 經紀佣金、0.0027% 證監會 交易徵費及 0.005% 聯交所交易費)。 有關退款程序載於招股章程「如何申請公開發售股 份[—] 14. 發送╱領取股票及退回股款」分節。 閣下提供給香港中央證券登記有限公司的資訊的有 關影響
香港中央證券登記有限公司和其有關連的法人團體、 董事、高級人員、僱員及代理人(「代表」)在法律所 容許的最大限度內明確卸棄及免除在任何方面與申 請人或代表申請人在此文件提供的或與此文件或在 此文件下提供的任何服務相關的任何資料,或任何 申請人或代表申請人提供與此文件或在此文件下提 供的任何服務相關的任何其他書面或口頭通訊,有 關或相關由申請人或任何其他人士或實體所遭受或 招致不論如何造成的任何損失或損害的任何法律責 任。此包括,但不限於,該等資料中不論如何造成 的任何錯誤或遺漏,或代表或任何其他人士或實體 對該等資料或任何該等資料的文件記錄、影像、記 錄或複製品作出的任何依據,或其準確性、完整性、 合時性或可靠性。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).
3. Transfer of personal data
Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) and/or e-Refund payment instruction(s) to which you are entitled. It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.
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the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;
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where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
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• the Company or the Hong Kong Share Registrar in connection with their respective business operation;
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a n y a g e n t s , c o n t r a c t o r s o r t h i r d - p a r t y s e r v i c e p r o v i d e r s w h o o f f e r a d m i n i s t r a t i v e , telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;
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and the Hong Kong Share Registrar immediately of any • the Hong Kong Stock Exchange, the SFC and any inaccuracies in the personal data supplied. other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations;
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2. Purposes and The personal data of the securities holders may be used, • any persons or institutions with which the securities held, processed, and/or stored (by whatever means) for holders have or propose to have dealings, such as the following purposes: their bankers, solicitors, accountants or stockbrokers • processing your application and/or refund cheque etc. and/or e-Refund payment instruction(s), where applicable, verification of compliance with the terms 4. Retention of personal data and application procedures set out in this Application The Company and its Hong Kong Share Registrar will Form and the Prospectus and announcing results of keep the personal data of the applicants and holders of allocation of the Public Offer Shares;
The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
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compliance with applicable laws and regulations in Hong Kong and elsewhere;
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registering new issues or transfers into or out of the names of securities holders including, where applicable, HKSCC Nominees;
5. Access to and correction of personal data
- maintaining or updating the register of securities holders of the Company;
Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section “Corporate information” in the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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verifying securities holders’ identities;
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establishing benefit entitlements of securities holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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distributing communications from the Company and its subsidiaries;
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• compiling statistical information and securities holders profiles;
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• disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格。
個人資料
個人資料收集聲明
3. 轉交個人資料 本公司及其香港證券登記處所持有關證券持有人 的個人資料將會保密,但本公司及其香港證券登 記處可以在為達到上述任何目的之必要情況下, 向下列任何人士披露,獲取或轉交(無論在香港 境內或境外)有關個人資料:
此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明有關本公司及其香港證券登記處 有關個人資料和香港法例第 486 章《個人資料(私 隱)條例》(「《條例》」)方面的政策和慣例。
1. 收集 閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或 轉讓或受讓證券時或尋求香港證券登記處的服務 • 本公司委任的代理人,例如財務顧問、收款銀 時,必須向本公司或其代理人及香港證券登記處 行和海外證券登記總處; 提供準確個人資料。 • (如證券申請人要求將證券存於中央結算系統)(如證券申請人要求將證券存於中央結算系統)
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(如證券申請人要求將證券存於中央結算系統)(如證券申請人要求將證券存於中央結算系統) 香港結算或香港結算代理人,彼等將會就中央 結算系統的運作使用有關個人資料;
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未能提供所要求的資料可能導致 閣下申請證券 香港結算或香港結算代理人,彼等將會就中央 被拒或延遲,或本公司或其香港證券登記處無法 結算系統的運作使用有關個人資料; 落實轉讓或提供服務。此舉也可能妨礙或延遲登 • 本公司或香港證券登記處就其各自業務營運而 記或轉讓 閣下成功申請的公開發售股份及╱或 使用有關個人資料; 寄發 閣下應得的股票及╱或退款支票及╱或電 • 向本公司或香港證券登記處提供與其各自業 子退款指示。 務營運有關的行政、電訊、電腦、付款或其他
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寄發 閣下應得的股票及╱或退款支票及╱或電 • 向本公司或香港證券登記處提供與其各自業 子退款指示。 務營運有關的行政、電訊、電腦、付款或其他 證券持有人所提供的個人資料如有任何錯誤,須 服務的任何代理人、承包商或第三方服務供應 立即通知本公司及香港證券登記處。 商;
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香港聯交所、證監會及任何其他法定監管機關
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2. 目的 或政府部門或遵照其他法例、規則或法規;及 證券持有人的個人資料可以任何方式被採用、持 • 證券持有人與其進行或擬進行交易的任何人士 有、處理及╱或保存,以作下列用途: 或機構,例如彼等的銀行、律師、會計師或股 • 處理 閣下的申請及╱或退款支票及╱或電子 票經紀等。 退款指示(如適用)、核實是否符合本申請表格 及招股章程載列的條款和申請程序以及公佈公 4. 個人資料的保留 開發售股份的分配結果; 本公司及其香港證券登記處將按收集個人資料所
本公司及其香港證券登記處將按收集個人資料所 需的用途保留證券申請人及持有人的個人資料。 毋須保留的個人資料將會根據《條例》銷毀或處理。
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遵守香港及其他地區的適用法律及法規;
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以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;
5. 查閱和更正個人資料
- 存置或更新本公司證券持有人的名冊;
證券持有人有權確定本公司或香港證券登記處是 否持有其個人資料,並有權索取有關該資料的副 本並更正任何不準確資料。本公司和香港證券登 記處有權就處理任何查閱資料的要求收取合理費 用。
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核實證券持有人的身份;
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確定本公司證券持有人的受益權利,例如股 息、供股和紅股等;
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分發本公司及其附屬公司的通訊;
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編製統計數據和證券持有人資料;
所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地 址送交公司秘書,或向本公司的香港證券登記處 的個人資料私隱事務主任提出。
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披露有關資料以便就權益索償;及
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與上述有關的任何其他附帶或相關目的及╱或 使本公司及香港證券登記處能履行對證券持有 人及╱或監管機構承擔的責任及╱或證券持有 人不時同意的任何其他目的。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。